Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Tuesday, April 15, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Mega Precious Metals Inc | TSXV | MGP | 0.15 | 11.11 | 0.27 | 0.09 | 140,567 | 17.4 |
| EPM Mining Ventures Inc | TSXV | EPK | 0.33 | 10.00 | 0.40 | 0.10 | 265,350 | 32.0 |
| Globex Mining Enterprises Inc | TSX | GMX | 0.32 | 8.47 | 0.63 | 0.28 | 175,740 | 10.7 |
| Fission 3.0 Corp | TSXV | FUU | 0.13 | 8.33 | 0.30 | 0.10 | 921,083 | 19.9 |
| Elgin Mining Inc | TSX | ELG | 0.22 | 7.32 | 0.35 | 0.09 | 144,400 | 38.0 |
| Aldridge Minerals Inc | TSXV | AGM | 0.24 | 6.82 | 0.37 | 0.15 | 240,420 | 19.9 |
| NioCorp Developments Ltd | TSXV | NB | 0.33 | 6.56 | 0.33 | 0.10 | 316,640 | 38.8 |
| Romarco Minerals Inc | TSX | R | 0.78 | 4.00 | 0.93 | 0.31 | 478,048 | 513.0 |
| Atna Resources Ltd | TSX | ATN | 0.13 | 4.00 | 0.69 | 0.09 | 700,592 | 24.7 |
| Brazil Resources Inc | TSXV | BRI | 1.05 | 3.96 | 1.44 | 0.43 | 191,830 | 76.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Stream Oil & Gas Ltd | TSXV | SKO | 0.64 | 18.52 | 0.75 | 0.50 | 170,400 | 42.8 |
| Ceiba Energy Services Inc | TSXV | CEB | 0.54 | 12.50 | 0.57 | 0.19 | 218,650 | 41.9 |
| Traverse Energy Ltd | TSXV | TVL | 1.00 | 11.11 | 1.04 | 0.48 | 710,040 | 67.9 |
| Horn Petroleum Corp | TSXV | HRN | 0.26 | 10.64 | 0.46 | 0.17 | 151,400 | 25.2 |
| Chinook Energy Inc | TSX | CKE | 1.67 | 9.87 | 1.68 | 0.80 | 1,200,845 | 357.7 |
| Pinecrest Energy Inc | TSXV | PRY | 0.19 | 8.82 | 1.08 | 0.14 | 663,105 | 40.2 |
| Petroamerica Oil Corp | TSXV | PTA | 0.30 | 7.27 | 0.38 | 0.21 | 1,188,750 | 175.6 |
| Petromanas Energy Inc | TSXV | PMI | 0.23 | 7.14 | 0.26 | 0.08 | 1,599,023 | 156.1 |
| MGM Energy Corp | TSX | MGX | 0.18 | 5.88 | 0.30 | 0.14 | 1,661,238 | 70.0 |
| DeeThree Exploration Ltd | TSX | DTX | 10.77 | 5.59 | 11.12 | 6.49 | 2,139,784 | 883.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| POET Technologies Inc | TSXV | PTK | 2.50 | 11.11 | 2.53 | 0.32 | 2,939,876 | 370.8 |
| Spectra7 Microsystems Inc | TSXV | SEV | 0.38 | 5.56 | 0.88 | 0.26 | 665,112 | 20.2 |
| Pivot Technology Solutions Inc | TSXV | PTG | 0.19 | 5.56 | 0.40 | 0.11 | 121,000 | 19.5 |
| Sphere 3D Corp | TSXV | ANY | 6.95 | 0.72 | 8.85 | 0.41 | 263,404 | 160.0 |
| BSM Technologies Inc | TSXV | GPS | 2.35 | 0.64 | 3.45 | 1.12 | 305,030 | 109.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| CO2 Solutions Inc | TSXV | CST | 0.19 | 8.57 | 0.20 | 0.08 | 627,200 | 15.1 |
| DIRTT Environmental Solutions | TSX | DRT | 3.25 | 5.86 | 3.45 | 2.30 | 320,093 | 223.8 |
| IBI Group Inc | TSX | IBG | 1.84 | 5.14 | 5.03 | 0.65 | 158,481 | 32.3 |
| Photon Control Inc | TSXV | PHO | 0.37 | 4.23 | 0.41 | 0.09 | 130,716 | 37.7 |
| Aecon Group Inc | TSX | ARE | 18.31 | 1.16 | 18.36 | 10.32 | 316,351 | 1,030.2 |
| Avigilon Corp | TSX | AVO | 26.80 | 1.13 | 34.50 | 11.01 | 335,928 | 1,243.6 |
| Intertape Polymer Group Inc | TSX | ITP | 11.85 | 0.85 | 15.62 | 10.63 | 187,503 | 720.2 |
| Martinrea International Inc | TSX | MRE | 10.56 | 0.48 | 12.75 | 6.91 | 307,743 | 892.1 |
| Badger Daylighting Ltd | TSX | BAD | 40.33 | 0.35 | 43.65 | 13.64 | 209,539 | 1,493.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Medicure Inc | TSXV | MPH | 2.79 | 32.86 | 3.15 | 0.10 | 371,091 | 34.0 |
| Theralase Technologies Inc | TSXV | TLT | 0.32 | 10.34 | 0.56 | 0.17 | 417,859 | 21.3 |
| BELLUS Health Inc | TSX | BLU | 0.71 | 4.41 | 0.99 | 0.24 | 149,866 | 33.7 |
| Lorus Therapeutics Inc | TSX | LOR | 0.50 | 4.17 | 1.04 | 0.17 | 356,207 | 56.3 |
| Microbix Biosystems Inc | TSX | MBX | 0.41 | 3.85 | 0.57 | 0.12 | 145,000 | 27.7 |
| Prometic Life Sciences Inc | TSX | PLI | 1.13 | 2.73 | 1.65 | 0.27 | 1,464,812 | 595.4 |
| Centric Health Corp | TSX | CHH | 0.27 | 1.92 | 0.63 | 0.25 | 110,700 | 40.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| DirectCash Payments Inc | TSX | DCI | 14.10 | 7.14 | 27.80 | 12.39 | 156,306 | 248.0 |
| Copper Fox Metals Inc | TSXV | CUU | 0.25 | 6.52 | 0.84 | 0.22 | 496,365 | 99.2 |
| Pure Industrial Real Estate Trust | TSX | AAR-U | 4.83 | 1.05 | 5.22 | 3.97 | 210,635 | 727.5 |
| InterRent Real Estate Investment Trust | TSX | IIP-U | 5.62 | 0.36 | 6.71 | 4.83 | 166,579 | 323.9 |
| Dundee International Real Estate Investment Trust | TSX | DI-U | 9.24 | 0.33 | 11.09 | 7.97 | 100,650 | 1,007.3 |
| Retrocom Real Estate Investment Trust | TSX | RMM-U | 4.70 | 0.21 | 5.65 | 4.44 | 208,046 | 293.2 |
| AGF Management Ltd | TSX | AGF/B | 12.34 | 0.16 | 14.78 | 10.34 | 184,050 | 1,060.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| General Moly Inc | NYSE | GMO | 1.08 | 10.20 | 2.26 | 0.82 | 1,138,455 | 99.2 |
| Walter Energy Inc | NYSE | WLT | 8.18 | 4.87 | 21.48 | 7.07 | 8,513,172 | 512.2 |
| Comstock Mining Inc | NYSE | LODE | 1.74 | 4.19 | 2.27 | 1.56 | 189,783 | 122.1 |
| Arch Therapeutics Inc | OTC BB | ARTH | 0.31 | 4.00 | 1.36 | 0.11 | 134,591 | 22.3 |
| USEC Inc | NYSE | USU | 3.59 | 3.46 | 29.12 | 2.60 | 147,402 | 17.8 |
| Mercer International Inc | NASDAQ | MERC | 7.62 | 3.39 | 10.55 | 5.87 | 366,043 | 478.9 |
| Alpha Natural Resources Inc | NYSE | ANR | 4.46 | 2.76 | 8.30 | 4.12 | 9,697,330 | 987.2 |
| Landec Corp | NASDAQ | LNDC | 11.96 | 1.96 | 15.96 | 9.84 | 150,055 | 320.3 |
| Intrepid Potash Inc | NYSE | IPI | 14.89 | 1.85 | 19.51 | 10.60 | 517,774 | 1,132.8 |
| Cloud Peak Energy Inc | NYSE | CLD | 20.71 | 1.82 | 22.43 | 14.25 | 1,051,792 | 1,270.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| FX Energy Inc | NASDAQ | FXEN | 3.86 | 19.14 | 6.18 | 2.48 | 2,646,439 | 208.1 |
| Zion Oil & Gas Inc | NASDAQ | ZN | 2.55 | 11.35 | 2.99 | 1.25 | 925,682 | 87.1 |
| BioFuel Energy Corp | NASDAQ | BIOF | 5.68 | 9.86 | 7.80 | 1.13 | 521,624 | 36.2 |
| Midstates Petroleum Co Inc | NYSE | MPO | 5.38 | 6.53 | 7.04 | 4.13 | 834,171 | 380.0 |
| Trina Solar Ltd | NYSE | TSL | 11.50 | 5.99 | 18.77 | 3.78 | 9,357,629 | 908.0 |
| Delek US Holdings Inc | NYSE | DK | 30.34 | 5.60 | 39.02 | 19.70 | 915,965 | 1,828.9 |
| Triangle Petroleum Corp | NYSE | TPLM | 8.82 | 5.50 | 11.66 | 4.85 | 2,194,699 | 775.0 |
| Swift Energy Co | NYSE | SFY | 11.21 | 4.96 | 15.75 | 8.80 | 1,936,134 | 491.1 |
| Bonanza Creek Energy Inc | NYSE | BCEI | 48.31 | 4.12 | 57.47 | 32.20 | 1,192,131 | 1,945.3 |
| Clayton Williams Energy Inc | NYSE | CWEI | 127.25 | 3.76 | 129.51 | 37.15 | 183,760 | 1,548.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Wave Systems Corp | NASDAQ | WAVX | 1.40 | 38.61 | 2.68 | 0.69 | 22,539,526 | 46.7 |
| Single Touch Systems Inc | OTC BB | SITO | 0.45 | 25.00 | 0.76 | 0.32 | 131,837 | 64.3 |
| China Information Technology Inc | NASDAQ | CNIT | 5.23 | 18.86 | 7.49 | 0.96 | 394,936 | 141.2 |
| NQ Mobile Inc | NYSE | NQ | 12.60 | 14.03 | 25.90 | 7.05 | 5,071,124 | 778.7 |
| Benefitfocus Inc | NASDAQ | BNFT | 36.45 | 8.06 | 77.00 | 32.90 | 321,311 | 894.2 |
| Infoblox Inc | NYSE | BLOX | 18.98 | 6.15 | 48.97 | 17.10 | 1,662,593 | 1,022.5 |
| Tremor Video Inc | NYSE | TRMR | 4.21 | 5.51 | 11.09 | 3.59 | 466,753 | 211.9 |
| Mitek Systems Inc | NASDAQ | MITK | 3.51 | 5.09 | 7.71 | 3.30 | 477,518 | 106.8 |
| Mattersight Corp | NASDAQ | MATR | 6.51 | 5.00 | 7.85 | 2.65 | 111,111 | 124.1 |
| ADTRAN Inc | NASDAQ | ADTN | 24.67 | 4.67 | 27.98 | 20.10 | 1,272,374 | 1,397.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Highpower International Inc | NASDAQ | HPJ | 4.75 | 12.83 | 7.73 | 0.93 | 2,634,108 | 71.1 |
| TTM Technologies Inc | NASDAQ | TTMI | 8.08 | 5.62 | 10.91 | 6.53 | 1,804,193 | 668.0 |
| China Ming Yang Wind Power Group Ltd | NYSE | MY | 2.56 | 4.92 | 4.34 | 1.15 | 1,753,538 | 311.9 |
| Saleen Automotive Inc | OTC BB | SLNN | 0.22 | 4.76 | 1.11 | 0.12 | 132,377 | 28.5 |
| General Cable Corp | NYSE | BGC | 26.08 | 4.32 | 36.56 | 24.74 | 1,084,676 | 1,272.3 |
| NAM TAI Electronics Inc | NYSE | NTE | 6.96 | 4.19 | 12.74 | 5.30 | 352,457 | 315.1 |
| Arotech Corp | NASDAQ | ARTX | 4.47 | 3.71 | 6.61 | 1.00 | 1,904,579 | 90.1 |
| Commercial Vehicle Group Inc | NASDAQ | CVGI | 9.22 | 3.71 | 9.96 | 6.55 | 160,947 | 274.0 |
| Capstone Turbine Corp | NASDAQ | CPST | 2.06 | 3.52 | 2.60 | 0.82 | 6,240,671 | 638.9 |
| Mistras Group Inc | NYSE | MG | 23.27 | 3.10 | 25.23 | 15.99 | 144,724 | 661.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Medizone International Inc | OTC BB | MZEI | 0.23 | 15.58 | 0.23 | 0.05 | 1,112,854 | 74.3 |
| BG Medicine Inc | NASDAQ | BGMD | 1.35 | 13.45 | 2.42 | 0.55 | 1,820,052 | 37.7 |
| Cardica Inc | NASDAQ | CRDC | 0.94 | 10.59 | 1.61 | 0.82 | 488,805 | 48.5 |
| KYTHERA Biopharmaceuticals Inc | NASDAQ | KYTH | 35.82 | 9.94 | 56.36 | 20.00 | 599,484 | 783.2 |
| Momenta Pharmaceuticals Inc | NASDAQ | MNTA | 11.55 | 7.74 | 19.90 | 10.24 | 1,719,790 | 606.1 |
| Durata Therapeutics Inc | NASDAQ | DRTX | 12.72 | 7.34 | 16.99 | 6.65 | 483,550 | 338.9 |
| CONMED Corp | NASDAQ | CNMD | 45.25 | 7.15 | 49.10 | 29.95 | 753,607 | 1,231.1 |
| Ironwood Pharmaceuticals Inc | NASDAQ | IRWD | 10.33 | 6.39 | 18.25 | 8.95 | 2,277,889 | 1,470.7 |
| Organovo Holdings Inc | NYSE | ONVO | 6.64 | 6.24 | 13.65 | 3.34 | 3,571,042 | 516.7 |
| Enzon Pharmaceuticals Inc | NASDAQ | ENZN | 0.90 | 6.15 | 1.50 | 0.78 | 290,068 | 39.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| FedFirst Financial Corp | NASDAQ | FFCO | 21.70 | 8.17 | 22.00 | 17.29 | 157,478 | 50.3 |
| Gain Capital Holdings Inc | NYSE | GCAP | 9.81 | 3.92 | 14.62 | 4.43 | 198,432 | 390.1 |
| Aviv REIT Inc | NYSE | AVIV | 25.64 | 3.47 | 31.10 | 21.31 | 374,662 | 1,208.5 |
| Ellie Mae Inc | NYSE | ELLI | 25.33 | 3.43 | 33.24 | 21.00 | 490,424 | 707.9 |
| Investment Technology Group Inc | NYSE | ITG | 19.16 | 3.34 | 20.87 | 9.82 | 346,647 | 686.7 |
| Blackhawk Network Holdings Inc | NASDAQ | HAWK | 24.88 | 2.89 | 29.73 | 20.25 | 1,047,202 | 1,306.9 |
| First Potomac Realty Trust | NYSE | FPO | 12.98 | 2.85 | 16.13 | 10.96 | 221,874 | 762.9 |
| STAG Industrial Inc | NYSE | STAG | 24.03 | 2.43 | 25.19 | 18.76 | 193,291 | 1,248.3 |
| Imperial Holdings Inc | NYSE | IFT | 6.34 | 2.42 | 7.58 | 3.98 | 415,890 | 135.4 |
| Cohen & Steers Inc | NYSE | CNS | 41.35 | 2.28 | 43.37 | 30.36 | 273,618 | 1,849.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
