Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Thursday, April 03, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Mason Graphite Inc | TSXV | LLG | 0.79 | 14.49 | 1.08 | 0.26 | 517,772 | 53.8 |
| Xinergy Ltd | TSX | XRG | 0.65 | 12.07 | 0.85 | 0.13 | 105,050 | 30.7 |
| GPM Metals Inc | TSXV | GPM | 0.11 | 10.53 | 0.14 | 0.05 | 659,250 | 11.6 |
| Robex Resources Inc | TSXV | RBX | 0.22 | 10.00 | 0.25 | 0.13 | 254,643 | 62.4 |
| Shore Gold Inc | TSX | SGF | 0.30 | 9.26 | 0.45 | 0.12 | 389,624 | 66.3 |
| Falco Pacific Resource Group I | TSXV | FPC | 0.60 | 9.09 | 0.87 | 0.17 | 220,300 | 42.0 |
| Labrador Iron Mines Holdings Ltd | TSX | LIM | 0.13 | 8.33 | 0.72 | 0.11 | 511,540 | 16.4 |
| U308 Corp | TSX | UWE | 0.20 | 8.33 | 0.26 | 0.08 | 112,476 | 35.0 |
| Formation Metals Inc | TSX | FCO | 0.25 | 6.52 | 0.26 | 0.06 | 418,694 | 22.3 |
| Lithium Americas Corp | TSX | LAC | 0.26 | 6.25 | 0.56 | 0.18 | 205,175 | 39.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Cordy Oilfield Services Inc | TSXV | CKK | 0.24 | 30.56 | 0.24 | 0.12 | 113,600 | 21.0 |
| Blackbird Energy Inc | TSXV | BBI | 0.12 | 27.78 | 0.14 | 0.05 | 1,255,355 | 18.1 |
| Hyperion Exploration Corp | TSXV | HYX | 0.30 | 20.00 | 0.53 | 0.12 | 321,500 | 16.3 |
| Connacher Oil and Gas Ltd | TSX | CLL | 0.28 | 14.58 | 0.34 | 0.06 | 1,224,111 | 124.2 |
| Perpetual Energy Inc | TSX | PMT | 1.63 | 13.99 | 1.65 | 0.94 | 1,206,598 | 242.0 |
| CWC Well Services Corp | TSXV | CWC | 1.16 | 13.73 | 1.24 | 0.66 | 717,450 | 180.2 |
| Yangarra Resources Ltd | TSXV | YGR | 0.99 | 10.00 | 1.00 | 0.27 | 1,818,050 | 145.6 |
| PRD Energy Inc | TSXV | PRD | 1.09 | 9.00 | 1.56 | 0.41 | 521,513 | 125.1 |
| Biox Corp | TSX | BX | 0.45 | 8.43 | 0.75 | 0.26 | 288,500 | 20.6 |
| Synodon Inc | TSXV | SYD | 0.40 | 8.11 | 0.48 | 0.13 | 415,806 | 33.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Sphere 3D Corp | TSXV | ANY | 7.80 | 11.11 | 8.85 | 0.41 | 223,823 | 168.7 |
| LeoNovus Inc | TSXV | LTV | 0.44 | 6.02 | 0.55 | 0.10 | 250,167 | 52.1 |
| UrtheCast Corp | TSX | UR | 2.15 | 4.88 | 2.90 | 1.22 | 363,187 | 137.9 |
| Cortex Business Solutions Inc | TSXV | CBX | 0.12 | 4.55 | 0.25 | 0.08 | 203,500 | 30.1 |
| Pivot Technology Solutions Inc | TSXV | PTG | 0.17 | 3.03 | 0.73 | 0.11 | 113,450 | 17.5 |
| POET Technologies Inc | TSXV | PTK | 1.48 | 2.78 | 1.49 | 0.32 | 745,125 | 215.4 |
| Descartes Systems Group Inc/The | TSX | DSG | 15.77 | 1.61 | 17.02 | 9.50 | 843,818 | 1,003.9 |
| Sandvine Corp | TSX | SVC | 3.18 | 0.63 | 3.50 | 1.60 | 167,134 | 480.7 |
| Solium Capital Inc | TSX | SUM | 6.85 | 0.29 | 9.04 | 3.90 | 241,292 | 322.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| H2O Innovation Inc | TSXV | HEO | 0.43 | 21.13 | 0.48 | 0.17 | 376,600 | 45.0 |
| Avcorp Industries Inc | TSX | AVP | 0.11 | 16.67 | 0.20 | 0.05 | 162,500 | 29.6 |
| Kelso Technologies Inc | TSXV | KLS | 5.41 | 4.04 | 5.69 | 0.84 | 281,179 | 233.9 |
| ATS Automation Tooling Systems Inc | TSX | ATA | 15.19 | 3.97 | 15.45 | 9.50 | 1,402,345 | 1,368.7 |
| Carmanah Technologies Corp | TSX | CMH | 0.25 | 2.08 | 0.28 | 0.10 | 121,800 | 24.6 |
| Flyht Aerospace Solutions Ltd | TSXV | FLY | 0.70 | 1.45 | 0.80 | 0.14 | 616,872 | 111.6 |
| Ainsworth Lumber Co Ltd | TSX | ANS | 3.99 | 1.01 | 4.22 | 2.70 | 169,870 | 961.2 |
| Newalta Corp | TSX | NAL | 20.26 | 0.15 | 20.62 | 12.41 | 116,947 | 1,123.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Prometic Life Sciences Inc | TSX | PLI | 1.38 | 5.34 | 1.65 | 0.27 | 3,912,900 | 725.4 |
| Theralase Technologies Inc | TSXV | TLT | 0.38 | 1.33 | 0.56 | 0.17 | 467,170 | 25.0 |
| Led Medical Diagnostics Inc | TSXV | LMD | 0.49 | 1.03 | 0.59 | 0.18 | 397,906 | 36.1 |
| Concordia Healthcare Corp | TSX | CXR | 16.25 | 0.62 | 17.75 | 6.25 | 155,678 | 386.5 |
| Titan Medical Inc | TSXV | TMD | 2.24 | 0.45 | 2.49 | 0.38 | 663,014 | 182.9 |
| Extendicare Inc/US | TSX | EXE | 6.87 | 0.29 | 8.79 | 5.12 | 164,584 | 623.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Excelsior Mining Corp | TSXV | MIN | 0.35 | 20.69 | 0.63 | 0.10 | 427,421 | 20.7 |
| Tuckamore Capital Management Inc | TSX | TX | 0.55 | 12.24 | 0.55 | 0.10 | 543,304 | 39.4 |
| Aberdeen International Inc | TSX | AAB | 0.15 | 7.14 | 0.32 | 0.11 | 248,500 | 12.8 |
| Posera-HDX Ltd | TSX | HDX | 0.32 | 6.67 | 0.44 | 0.11 | 173,000 | 19.0 |
| LX Ventures Inc | TSXV | LXV | 0.25 | 4.26 | 0.96 | 0.14 | 772,200 | 18.2 |
| Dundee Corp | TSX | DC/A | 17.52 | 2.64 | 23.98 | 15.41 | 195,910 | 911.8 |
| Great Prairie Energy Services Inc | TSXV | GPE | 0.31 | 1.67 | 0.33 | 0.18 | 155,800 | 35.7 |
| AGF Management Ltd | TSX | AGF/B | 13.31 | 1.14 | 14.78 | 10.34 | 250,216 | 1,139.0 |
| GMP Capital Inc | TSX | GMP | 8.00 | 0.38 | 8.13 | 5.21 | 185,375 | 593.9 |
| Laurentian Bank of Canada | TSX | LB | 47.25 | 0.21 | 47.96 | 42.41 | 171,679 | 1,348.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Schnitzer Steel Industries Inc | NASDAQ | SCHN | 29.22 | 3.99 | 33.32 | 23.07 | 811,973 | 778.1 |
| PetroLogistics LP | NYSE | PDH | 12.95 | 3.85 | 14.50 | 10.37 | 240,343 | 1,802.8 |
| Walter Energy Inc | NYSE | WLT | 8.13 | 3.70 | 26.00 | 7.07 | 6,131,856 | 509.1 |
| Shiloh Industries Inc | NASDAQ | SHLO | 19.51 | 3.56 | 25.34 | 9.17 | 112,739 | 334.3 |
| AK Steel Holding Corp | NYSE | AKS | 7.48 | 2.75 | 8.47 | 2.76 | 7,054,515 | 1,022.4 |
| Noranda Aluminum Holding Corp | NYSE | NOR | 4.38 | 2.58 | 5.08 | 2.21 | 1,099,716 | 298.4 |
| Uranerz Energy Corp | NYSE | URZ | 1.78 | 2.30 | 1.97 | 0.80 | 290,953 | 153.0 |
| Stillwater Mining Co | NYSE | SWC | 15.42 | 1.78 | 16.04 | 9.78 | 2,627,914 | 1,844.7 |
| Ring Energy Inc | NYSE | REI | 16.65 | 1.40 | 16.88 | 6.50 | 238,096 | 392.6 |
| Alpha Natural Resources Inc | NYSE | ANR | 4.39 | 1.15 | 8.40 | 4.12 | 10,279,049 | 970.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Lucas Energy Inc | NYSE | LEI | 0.85 | 14.09 | 1.66 | 0.68 | 432,402 | 25.5 |
| Magellan Petroleum Corp | NASDAQ | MPET | 1.59 | 10.42 | 1.62 | 0.97 | 720,913 | 72.1 |
| Great East Energy Inc | OTC BB | GASE | 0.50 | 8.46 | 0.74 | 0.08 | 137,300 | 25.4 |
| Gastar Exploration Inc | NYSE | GST | 6.27 | 4.50 | 7.13 | 1.98 | 2,174,514 | 383.3 |
| Amyris Inc | NASDAQ | AMRS | 4.19 | 3.97 | 6.11 | 2.17 | 4,874,309 | 321.8 |
| Resolute Energy Corp | NYSE | REN | 7.20 | 2.71 | 11.19 | 6.45 | 1,573,485 | 562.3 |
| Abraxas Petroleum Corp | NASDAQ | AXAS | 3.97 | 2.58 | 4.15 | 1.99 | 1,693,297 | 368.9 |
| Comstock Resources Inc | NYSE | CRK | 23.95 | 2.57 | 24.13 | 14.11 | 2,957,867 | 1,145.7 |
| Cal Dive International Inc | NYSE | DVR | 1.70 | 2.41 | 2.38 | 1.51 | 325,909 | 167.9 |
| Midcoast Energy Partners LP | NYSE | MEP | 21.57 | 2.23 | 22.29 | 16.96 | 287,518 | 975.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| 3D Pioneer Systems Inc | OTC BB | DPSM | 0.59 | 7.27 | 0.84 | 0.08 | 120,530 | 44.9 |
| VirnetX Holding Corp | NYSE | VHC | 15.48 | 5.31 | 26.25 | 12.68 | 966,950 | 793.1 |
| China Finance Online Co Ltd | NASDAQ | JRJC | 5.16 | 5.31 | 8.20 | 1.14 | 1,171,932 | 114.4 |
| eMagin Corp | NYSE | EMAN | 2.59 | 4.44 | 4.00 | 2.20 | 121,851 | 62.0 |
| Max Sound Corp | OTC BB | MAXD | 0.17 | 3.66 | 0.32 | 0.09 | 177,477 | 53.9 |
| Aviat Networks Inc | NASDAQ | AVNW | 1.57 | 3.29 | 3.29 | 1.49 | 963,391 | 97.6 |
| Wave Systems Corp | NASDAQ | WAVX | 0.96 | 3.23 | 2.80 | 0.69 | 174,065 | 32.0 |
| ADTRAN Inc | NASDAQ | ADTN | 26.11 | 2.84 | 27.98 | 18.00 | 1,428,095 | 1,479.0 |
| Rosetta Stone Inc | NYSE | RST | 11.56 | 2.66 | 18.30 | 10.53 | 320,920 | 244.0 |
| Ambarella Inc | NASDAQ | AMBA | 27.23 | 2.52 | 36.49 | 12.11 | 1,380,255 | 768.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Ideal Power Inc | NASDAQ | IPWR | 8.89 | 7.63 | 12.59 | 5.00 | 345,784 | 62.3 |
| MagneGas Corp | NASDAQ | MNGA | 1.54 | 4.76 | 2.45 | 0.40 | 4,898,613 | 43.8 |
| China Automotive Systems Inc | NASDAQ | CAAS | 8.78 | 4.03 | 10.05 | 3.94 | 324,890 | 246.2 |
| Iteris Inc | NYSE | ITI | 2.11 | 2.93 | 2.50 | 1.55 | 107,836 | 69.2 |
| Save the World Air Inc | OTC BB | ZERO | 0.89 | 2.91 | 1.88 | 0.76 | 159,253 | 159.8 |
| Clean Diesel Technologies Inc | NASDAQ | CDTI | 3.25 | 2.20 | 7.39 | 1.10 | 1,679,304 | 30.2 |
| Tower International Inc | NYSE | TOWR | 29.88 | 1.91 | 30.09 | 12.57 | 326,035 | 615.3 |
| Comfort Systems USA Inc | NYSE | FIX | 15.60 | 1.83 | 20.95 | 11.66 | 318,960 | 587.1 |
| Dynasil Corp of America | NASDAQ | DYSL | 1.77 | 1.72 | 2.24 | 0.40 | 180,065 | 27.4 |
| Superior Industries International Inc | NYSE | SUP | 21.51 | 1.70 | 21.60 | 16.89 | 164,686 | 583.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Response Genetics Inc | NASDAQ | RGDX | 1.42 | 18.33 | 2.93 | 1.09 | 9,825,567 | 55.0 |
| Catalyst Pharmaceutical Partners Inc | NASDAQ | CPRX | 2.40 | 8.60 | 3.65 | 0.45 | 7,507,614 | 129.9 |
| FluoroPharma Medical Inc | OTC BB | FPMI | 0.77 | 8.45 | 0.84 | 0.47 | 396,595 | 21.4 |
| EDAP TMS SA | NASDAQ | EDAP | 3.20 | 6.31 | 4.48 | 2.38 | 159,124 | 69.7 |
| RadNet Inc | NASDAQ | RDNT | 3.39 | 5.28 | 3.46 | 1.50 | 932,519 | 139.3 |
| CytRx Corp | NASDAQ | CYTR | 3.95 | 3.67 | 8.35 | 1.95 | 11,766,546 | 219.5 |
| Novabay Pharmaceuticals Inc | NYSE | NBY | 1.17 | 3.54 | 2.03 | 0.76 | 252,756 | 58.8 |
| BioScrip Inc | NASDAQ | BIOS | 7.28 | 2.90 | 17.62 | 5.61 | 1,516,123 | 496.4 |
| Protalix BioTherapeutics Inc | NYSE | PLX | 4.84 | 2.33 | 5.81 | 3.70 | 551,780 | 452.6 |
| BSD Medical Corp | NASDAQ | BSDM | 1.33 | 2.31 | 1.87 | 0.97 | 153,197 | 45.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| DuPont Fabros Technology Inc | NYSE | DFT | 23.82 | 4.20 | 27.92 | 21.26 | 1,816,788 | 1,567.5 |
| Universal Insurance Holdings Inc | NYSE | UVE | 13.43 | 3.71 | 15.34 | 4.97 | 612,232 | 465.2 |
| Third Point Reinsurance Ltd | NYSE | TPRE | 16.84 | 3.25 | 18.84 | 12.25 | 392,937 | 1,750.1 |
| Blackhawk Network Holdings Inc | NASDAQ | HAWK | 25.17 | 2.86 | 29.73 | 20.25 | 1,019,767 | 1,308.2 |
| Horizon Technology Finance Corp | NASDAQ | HRZN | 12.91 | 2.54 | 14.76 | 12.17 | 314,338 | 124.1 |
| Sun Bancorp Inc/NJ | NASDAQ | SNBC | 3.97 | 2.32 | 4.05 | 2.90 | 397,076 | 344.4 |
| OneBeacon Insurance Group Ltd | NYSE | OB | 15.90 | 2.25 | 16.58 | 12.86 | 131,143 | 1,516.9 |
| CoreSite Realty Corp | NYSE | COR | 31.68 | 2.23 | 38.57 | 27.51 | 142,404 | 675.7 |
| Arbor Realty Trust Inc | NYSE | ABR | 7.12 | 2.15 | 8.08 | 5.78 | 117,735 | 349.9 |
| National Holdings Corp | OTC BB | NHLD | 0.50 | 2.04 | 0.60 | 0.18 | 123,212 | 61.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
