Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Tuesday, March 25, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Western Lithium USA Corp | TSX | WLC | 0.80 | 17.65 | 0.94 | 0.12 | 576,669 | 81.7 |
| Verde Potash PLC | TSX | NPK | 1.63 | 13.19 | 2.97 | 0.19 | 213,400 | 61.2 |
| Columbus Gold Corp | TSXV | CGT | 0.52 | 11.83 | 0.63 | 0.16 | 128,585 | 63.1 |
| Nevada Copper Corp | TSX | NCU | 1.59 | 11.19 | 3.13 | 1.23 | 323,450 | 128.0 |
| Canada Carbon Inc | TSXV | CCB | 0.21 | 10.81 | 0.37 | 0.06 | 877,355 | 14.8 |
| Copper Mountain Mining Corp | TSX | CUM | 2.20 | 8.91 | 2.91 | 1.36 | 1,706,124 | 255.9 |
| Amerigo Resources Ltd | TSX | ARG | 0.46 | 8.33 | 0.68 | 0.31 | 128,800 | 78.5 |
| Puma Exploration Inc | TSXV | PUM | 0.20 | 8.11 | 0.28 | 0.10 | 224,500 | 19.9 |
| Romarco Minerals Inc | TSX | R | 0.70 | 7.69 | 0.93 | 0.31 | 1,707,471 | 460.4 |
| Golden Star Resources Ltd | TSX | GSC | 0.71 | 7.58 | 1.70 | 0.39 | 141,637 | 184.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| PetroNova Inc | TSXV | PNA | 0.33 | 32.00 | 0.38 | 0.18 | 729,400 | 74.6 |
| Ballard Power Systems Inc | TSX | BLD | 5.99 | 31.07 | 9.32 | 0.79 | 3,336,983 | 655.0 |
| Suroco Energy Inc | TSXV | SRN | 0.29 | 13.73 | 0.50 | 0.22 | 231,830 | 39.0 |
| Arcan Resources Ltd | TSXV | ARN | 0.29 | 9.62 | 0.94 | 0.25 | 202,932 | 27.9 |
| Synodon Inc | TSXV | SYD | 0.46 | 8.24 | 0.48 | 0.13 | 1,719,981 | 37.9 |
| DeeThree Exploration Ltd | TSX | DTX | 9.30 | 7.39 | 9.94 | 5.77 | 2,373,478 | 762.8 |
| Southern Pacific Resource Corp | TSX | STP | 0.26 | 6.25 | 0.91 | 0.11 | 381,809 | 101.5 |
| Rock Energy Inc | TSX | RE | 5.48 | 4.58 | 5.50 | 1.10 | 796,532 | 216.1 |
| Kelt Exploration Ltd | TSX | KEL | 12.83 | 3.89 | 12.86 | 6.10 | 681,132 | 1,411.6 |
| Africa Hydrocarbons Inc | TSXV | NFK | 0.14 | 3.85 | 0.30 | 0.03 | 329,912 | 15.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Intrinsyc Software International Inc | TSX | ICS | 0.11 | 10.53 | 0.11 | 0.05 | 713,725 | 17.2 |
| AnalytixInsight Inc | TSXV | ALY | 0.53 | 6.00 | 0.96 | 0.15 | 125,648 | 14.1 |
| Symbility Solutions Inc | TSXV | SY | 0.34 | 4.69 | 0.51 | 0.26 | 354,595 | 70.0 |
| Solium Capital Inc | TSX | SUM | 7.11 | 4.41 | 9.04 | 3.83 | 146,562 | 334.9 |
| Espial Group Inc | TSX | ESP | 1.85 | 3.93 | 1.92 | 0.30 | 859,425 | 36.6 |
| Sphere 3D Corp | TSXV | ANY | 7.24 | 2.70 | 8.85 | 0.41 | 138,483 | 156.6 |
| LeoNovus Inc | TSXV | LTV | 0.48 | 1.06 | 0.55 | 0.10 | 370,000 | 56.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Bird Construction Inc | TSX | BDT | 14.02 | 5.73 | 14.31 | 11.17 | 185,140 | 596.1 |
| Zenn Motor Co Inc | TSXV | ZNN | 0.69 | 4.55 | 1.94 | 0.35 | 124,843 | 36.9 |
| Badger Daylighting Ltd | TSX | BAD | 38.77 | 3.39 | 38.95 | 12.51 | 109,581 | 1,435.8 |
| Photon Control Inc | TSXV | PHO | 0.31 | 3.33 | 0.34 | 0.09 | 376,410 | 31.6 |
| Newalta Corp | TSX | NAL | 19.90 | 2.58 | 20.15 | 12.41 | 167,327 | 1,103.5 |
| Kelso Technologies Inc | TSXV | KLS | 4.39 | 2.33 | 4.39 | 0.81 | 124,061 | 189.8 |
| RDX Technologies Corp | TSXV | RDX | 0.51 | 2.00 | 0.64 | 0.13 | 698,279 | 88.5 |
| Aecon Group Inc | TSX | ARE | 16.75 | 1.33 | 17.10 | 10.32 | 240,564 | 942.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Tekmira Pharmaceuticals Corp | TSX | TKM | 26.79 | 7.16 | 34.66 | 4.35 | 244,603 | 575.7 |
| Theralase Technologies Inc | TSXV | TLT | 0.41 | 6.49 | 0.56 | 0.17 | 129,850 | 27.0 |
| Immunovaccine Inc | TSXV | IMV | 0.98 | 2.08 | 1.50 | 0.22 | 114,345 | 77.7 |
| Concordia Healthcare Corp | TSX | CXR | 16.53 | 1.72 | 17.75 | 6.25 | 131,201 | 393.1 |
| Cynapsus Therapeutics Inc | TSXV | CTH | 1.10 | 0.92 | 1.51 | 0.27 | 179,157 | 43.4 |
| Extendicare Inc/US | TSX | EXE | 6.92 | 0.87 | 8.79 | 5.12 | 272,994 | 627.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| TIO Networks Corp | TSXV | TNC | 0.51 | 6.25 | 0.63 | 0.16 | 265,400 | 29.1 |
| LX Ventures Inc | TSXV | LXV | 0.25 | 4.26 | 0.96 | 0.14 | 797,350 | 18.2 |
| Tuckamore Capital Management Inc | TSX | TX | 0.50 | 2.04 | 0.51 | 0.10 | 166,786 | 35.8 |
| InnVest Real Estate Investment Trust | TSX | INN-U | 5.25 | 1.94 | 5.38 | 3.95 | 105,884 | 492.7 |
| AGF Management Ltd | TSX | AGF/B | 12.39 | 1.89 | 14.78 | 10.34 | 172,883 | 1,060.3 |
| Canaccord Genuity Group Inc | TSX | CF | 8.36 | 1.83 | 8.45 | 5.05 | 274,212 | 847.0 |
| Temple Hotels Inc | TSX | TPH | 5.95 | 1.71 | 6.25 | 5.19 | 100,620 | 239.2 |
| High North Resources Ltd | TSXV | HN | 0.60 | 1.69 | 0.74 | 0.21 | 259,889 | 30.5 |
| Dundee International Real Estate Investment Trust | TSX | DI-U | 9.17 | 1.21 | 11.09 | 7.97 | 168,235 | 999.4 |
| Tricon Capital Group Inc | TSX | TCN | 8.17 | 0.74 | 8.54 | 5.65 | 141,799 | 738.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Great Northern Iron Ore Properties | NYSE | GNI | 23.87 | 6.42 | 77.25 | 20.13 | 167,496 | 35.8 |
| Orient Paper Inc | NYSE | ONP | 2.50 | 5.04 | 3.00 | 1.43 | 105,494 | 46.9 |
| Verso Paper Corp | NYSE | VRS | 2.68 | 4.69 | 5.55 | 0.52 | 147,984 | 142.6 |
| Resolute Forest Products Inc | NYSE | RFP | 19.35 | 4.31 | 21.70 | 12.36 | 467,120 | 1,829.5 |
| Cloud Peak Energy Inc | NYSE | CLD | 21.12 | 3.99 | 21.15 | 14.25 | 1,032,735 | 1,286.1 |
| General Moly Inc | NYSE | GMO | 1.06 | 3.92 | 2.31 | 0.98 | 568,031 | 97.4 |
| Golden Minerals Co | NYSE | AUMN | 0.98 | 3.50 | 2.55 | 0.42 | 221,005 | 42.8 |
| Gold Resource Corp | NYSE | GORO | 5.07 | 3.05 | 13.20 | 4.45 | 505,134 | 272.7 |
| Westmoreland Coal Co | NASDAQ | WLB | 28.87 | 2.52 | 29.00 | 10.77 | 279,609 | 428.6 |
| Century Aluminum Co | NASDAQ | CENX | 12.73 | 2.41 | 13.12 | 6.26 | 605,614 | 1,129.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Plug Power Inc | NASDAQ | PLUG | 8.48 | 49.03 | 11.72 | 0.15 | 137,021,539 | 901.8 |
| FuelCell Energy Inc | NASDAQ | FCEL | 2.91 | 19.75 | 4.74 | 0.84 | 43,106,384 | 738.9 |
| Gray Fox Petroleum Corp | OTC BB | GFOX | 1.23 | 11.82 | 2.72 | 0.50 | 234,778 | 44.1 |
| Houston American Energy Corp | NYSE | HUSA | 0.69 | 9.52 | 0.75 | 0.18 | 1,677,074 | 36.0 |
| Quantum Fuel Systems Technologies Worldwide Inc | NASDAQ | QTWW | 9.85 | 6.03 | 11.25 | 1.85 | 846,192 | 223.7 |
| Ocean Power Technologies Inc | NASDAQ | OPTT | 4.15 | 5.87 | 7.01 | 1.45 | 1,011,146 | 57.1 |
| Amyris Inc | NASDAQ | AMRS | 4.00 | 5.54 | 6.11 | 2.17 | 398,662 | 305.1 |
| Key Energy Services Inc | NYSE | KEG | 9.01 | 4.40 | 9.29 | 5.61 | 2,542,221 | 1,377.9 |
| Northern Oil and Gas Inc | NYSE | NOG | 14.25 | 3.34 | 17.90 | 11.80 | 1,201,283 | 881.4 |
| Penn Virginia Corp | NYSE | PVA | 16.93 | 3.29 | 17.18 | 3.56 | 2,921,527 | 1,106.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| xG Technology Inc | NASDAQ | XGTI | 3.50 | 14.75 | 12.25 | 1.12 | 3,334,208 | 65.8 |
| Spherix Inc | NASDAQ | SPEX | 4.66 | 10.95 | 27.86 | 4.07 | 153,864 | 17.6 |
| Vocera Communications Inc | NYSE | VCRA | 17.45 | 6.40 | 23.96 | 11.99 | 483,845 | 438.3 |
| Max Sound Corp | OTC BB | MAXD | 0.13 | 6.34 | 0.32 | 0.09 | 624,177 | 39.4 |
| QIWI plc | NASDAQ | QIWI | 34.12 | 4.73 | 59.24 | 14.29 | 402,008 | 1,777.6 |
| Alliance Fiber Optic Products Inc | NASDAQ | AFOP | 14.89 | 4.49 | 23.94 | 6.18 | 456,457 | 274.4 |
| Wave Systems Corp | NASDAQ | WAVX | 1.05 | 3.96 | 2.84 | 0.69 | 221,919 | 35.0 |
| Ultra Clean Holdings Inc | NASDAQ | UCTT | 14.11 | 3.75 | 15.00 | 4.52 | 442,534 | 417.7 |
| Ambarella Inc | NASDAQ | AMBA | 28.71 | 3.38 | 36.49 | 12.11 | 947,251 | 810.0 |
| Sungy Mobile Ltd | NASDAQ | GOMO | 28.11 | 3.31 | 33.87 | 12.40 | 300,157 | 939.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Arotech Corp | NASDAQ | ARTX | 6.25 | 50.97 | 6.34 | 1.00 | 10,719,940 | 125.2 |
| ZBB Energy Corp | NYSE | ZBB | 2.50 | 12.11 | 4.75 | 0.40 | 2,455,848 | 58.1 |
| NACCO Industries Inc | NYSE | NC | 54.05 | 7.14 | 65.40 | 47.69 | 105,204 | 427.3 |
| Highpower International Inc | NASDAQ | HPJ | 5.01 | 7.05 | 6.40 | 0.92 | 620,054 | 70.0 |
| LSB Industries Inc | NYSE | LXU | 36.93 | 6.52 | 42.06 | 28.15 | 156,919 | 832.2 |
| UQM Technologies Inc | NYSE | UQM | 2.64 | 6.45 | 3.45 | 0.68 | 631,174 | 106.7 |
| Taser International Inc | NASDAQ | TASR | 18.91 | 5.94 | 20.83 | 7.24 | 1,803,610 | 980.9 |
| Identive Group Inc | NASDAQ | INVE | 0.95 | 4.41 | 1.55 | 0.49 | 850,569 | 70.4 |
| On Track Innovations Ltd | NASDAQ | OTIV | 3.01 | 4.15 | 4.38 | 0.82 | 164,412 | 95.6 |
| Capstone Turbine Corp | NASDAQ | CPST | 2.34 | 4.00 | 2.60 | 0.82 | 8,999,405 | 725.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| BG Medicine Inc | NASDAQ | BGMD | 2.08 | 22.35 | 2.42 | 0.55 | 17,569,415 | 58.1 |
| Premier Biomedical Inc | OTC BB | BIEI | 0.74 | 19.35 | 2.60 | 0.50 | 159,104 | 13.3 |
| Vantage Health | OTC BB | VNTH | 0.13 | 15.91 | 0.16 | 0.00 | 410,891 | 19.1 |
| Bovie Medical Corp | NYSE | BVX | 3.91 | 15.00 | 4.79 | 1.94 | 122,242 | 69.7 |
| Relypsa Inc | NASDAQ | RLYP | 40.89 | 12.43 | 52.74 | 11.00 | 342,287 | 1,215.0 |
| Galectin Therapeutics Inc | NASDAQ | GALT | 15.88 | 8.84 | 19.11 | 3.05 | 3,447,088 | 347.0 |
| Novavax Inc | NASDAQ | NVAX | 4.48 | 8.47 | 6.95 | 1.68 | 7,453,890 | 936.6 |
| OXiGENE Inc | NASDAQ | OXGN | 3.75 | 8.07 | 5.40 | 1.96 | 3,316,427 | 57.1 |
| Xencor Inc | NASDAQ | XNCR | 12.01 | 7.71 | 14.41 | 5.75 | 188,945 | 376.3 |
| Orthofix International NV | NASDAQ | OFIX | 26.58 | 7.22 | 36.64 | 19.35 | 951,438 | 483.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Investment Technology Group Inc | NYSE | ITG | 19.54 | 5.85 | 20.87 | 9.82 | 667,672 | 700.3 |
| Regional Management Corp | NYSE | RM | 26.78 | 3.84 | 36.23 | 19.23 | 190,801 | 338.8 |
| MCG Capital Corp | NASDAQ | MCGC | 3.76 | 3.30 | 5.55 | 3.52 | 714,426 | 265.1 |
| Fidelity & Guaranty Life | NYSE | FGL | 22.00 | 2.80 | 24.31 | 18.12 | 219,709 | 1,285.7 |
| Education Realty Trust Inc | NYSE | EDR | 9.98 | 2.78 | 11.77 | 8.30 | 2,413,806 | 1,147.8 |
| Outerwall Inc | NASDAQ | OUTR | 67.89 | 2.23 | 74.30 | 46.25 | 654,010 | 1,383.6 |
| Fifth Street Senior Floating Rate Corp | NASDAQ | FSFR | 14.82 | 2.21 | 15.10 | 11.62 | 111,416 | 98.8 |
| Cohen & Steers Inc | NYSE | CNS | 39.82 | 2.15 | 43.37 | 30.36 | 173,776 | 1,781.3 |
| Naugatuck Valley Financial Corp | NASDAQ | NVSL | 7.60 | 2.15 | 7.94 | 6.96 | 422,724 | 53.2 |
| Newcastle Investment Corp | NYSE | NCT | 4.58 | 2.00 | 5.05 | 3.74 | 5,036,123 | 1,609.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
