Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Friday, March 21, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| EPM Mining Ventures Inc | TSXV | EPK | 0.19 | 35.71 | 0.50 | 0.10 | 674,423 | 18.4 |
| Tasman Metals Ltd | TSXV | TSM | 2.02 | 24.69 | 2.08 | 0.51 | 302,265 | 131.0 |
| NioCorp Developments Ltd | TSXV | NB | 0.28 | 22.22 | 0.29 | 0.10 | 759,038 | 31.2 |
| Formation Metals Inc | TSX | FCO | 0.20 | 21.21 | 0.26 | 0.06 | 284,402 | 18.2 |
| Ucore Rare Metals Inc | TSXV | UCU | 0.47 | 19.23 | 0.48 | 0.18 | 1,851,780 | 80.8 |
| Gold Canyon Resources Inc | TSXV | GCU | 0.43 | 16.22 | 0.53 | 0.19 | 882,799 | 63.9 |
| Moneta Porcupine Mines Inc | TSX | ME | 0.16 | 14.29 | 0.20 | 0.05 | 603,316 | 31.0 |
| Treasury Metals Inc | TSX | TML | 0.57 | 14.00 | 0.63 | 0.31 | 146,865 | 42.0 |
| Sunridge Gold Corp | TSXV | SGC | 0.29 | 14.00 | 0.31 | 0.13 | 621,902 | 54.5 |
| North American Palladium Ltd | TSX | PDL | 0.59 | 13.46 | 1.79 | 0.34 | 1,749,645 | 158.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Synodon Inc | TSXV | SYD | 0.37 | 15.63 | 0.38 | 0.13 | 963,163 | 30.5 |
| Dejour Energy Inc | TSX | DEJ | 0.29 | 14.00 | 0.32 | 0.10 | 1,246,875 | 44.4 |
| DualEx Energy International Inc | TSXV | DXE | 0.23 | 12.50 | 0.36 | 0.08 | 302,100 | 24.3 |
| Southern Pacific Resource Corp | TSX | STP | 0.27 | 10.42 | 0.91 | 0.11 | 757,283 | 105.5 |
| Horn Petroleum Corp | TSXV | HRN | 0.33 | 10.00 | 0.46 | 0.17 | 1,386,366 | 32.0 |
| Connacher Oil and Gas Ltd | TSX | CLL | 0.23 | 9.76 | 0.34 | 0.06 | 1,552,898 | 101.6 |
| Africa Hydrocarbons Inc | TSXV | NFK | 0.14 | 7.69 | 0.30 | 0.03 | 1,945,049 | 16.0 |
| Falcon Oil & Gas Ltd | TSXV | FO | 0.19 | 5.56 | 0.27 | 0.16 | 280,849 | 175.1 |
| Petrowest Corp | TSX | PRW | 1.01 | 5.21 | 1.14 | 0.60 | 260,107 | 147.8 |
| Blackbird Energy Inc | TSXV | BBI | 0.11 | 5.00 | 0.14 | 0.05 | 257,900 | 16.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Pivot Technology Solutions Inc | TSXV | PTG | 0.17 | 32.00 | 0.75 | 0.11 | 1,075,910 | 16.9 |
| POET Technologies Inc | TSXV | PTK | 1.30 | 11.11 | 1.49 | 0.32 | 2,235,446 | 189.2 |
| BSM Technologies Inc | TSXV | GPS | 2.59 | 7.92 | 3.45 | 1.08 | 246,759 | 118.9 |
| Sprylogics International Corp | TSXV | SPY | 0.52 | 6.12 | 0.80 | 0.35 | 781,538 | 14.3 |
| RDM Corp | TSX | RC | 2.57 | 2.80 | 2.84 | 1.32 | 117,100 | 55.1 |
| Espial Group Inc | TSX | ESP | 1.85 | 2.78 | 1.88 | 0.30 | 441,900 | 36.6 |
| Sandvine Corp | TSX | SVC | 3.25 | 1.88 | 3.50 | 1.60 | 277,486 | 491.3 |
| COM DEV International Ltd | TSX | CDV | 3.86 | 1.58 | 4.40 | 3.32 | 788,103 | 295.6 |
| Redknee Solutions Inc | TSX | RKN | 5.85 | 1.39 | 7.82 | 2.50 | 423,200 | 634.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Zenn Motor Co Inc | TSXV | ZNN | 0.66 | 6.45 | 1.94 | 0.35 | 185,954 | 35.3 |
| Badger Daylighting Ltd | TSX | BAD | 38.25 | 3.38 | 38.85 | 12.51 | 201,854 | 1,416.5 |
| Flyht Aerospace Solutions Ltd | TSXV | FLY | 0.76 | 2.70 | 0.80 | 0.14 | 464,023 | 121.2 |
| ATS Automation Tooling Systems Inc | TSX | ATA | 14.29 | 1.71 | 15.45 | 9.47 | 118,333 | 1,287.6 |
| Aecon Group Inc | TSX | ARE | 16.87 | 0.12 | 17.10 | 10.32 | 109,678 | 949.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Spectral Diagnostics Inc | TSX | SDI | 0.35 | 25.00 | 0.77 | 0.18 | 326,313 | 47.1 |
| Sirona Biochem Corp | TSXV | SBM | 0.12 | 14.29 | 0.21 | 0.07 | 261,675 | 13.2 |
| Centric Health Corp | TSX | CHH | 0.34 | 8.06 | 0.74 | 0.29 | 272,330 | 51.3 |
| Biosyent Inc | TSXV | RX | 5.82 | 3.93 | 6.00 | 1.05 | 132,940 | 79.3 |
| Immunovaccine Inc | TSXV | IMV | 1.03 | 3.00 | 1.50 | 0.22 | 125,625 | 81.6 |
| Nordion Inc | TSX | NDN | 11.90 | 2.94 | 12.18 | 6.57 | 349,597 | 736.7 |
| Trimel Pharmaceuticals Corp | TSX | TRL | 0.72 | 2.86 | 1.24 | 0.34 | 266,960 | 117.5 |
| Concordia Healthcare Corp | TSX | CXR | 17.50 | 2.46 | 17.75 | 6.25 | 206,830 | 416.2 |
| Titan Medical Inc | TSXV | TMD | 2.25 | 1.81 | 2.49 | 0.38 | 225,100 | 183.7 |
| Oncolytics Biotech Inc | TSX | ONC | 2.13 | 0.47 | 3.62 | 1.54 | 148,753 | 180.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Arris Holdings Inc | CNSX | AAF | 0.15 | 26.09 | 0.17 | 0.02 | 7,086,576 | 15.6 |
| Great Prairie Energy Services Inc | TSXV | GPE | 0.27 | 10.42 | 0.28 | 0.18 | 336,000 | 31.0 |
| Sprott Inc | TSX | SII | 3.75 | 5.63 | 3.85 | 2.21 | 219,029 | 929.7 |
| Alaris Royalty Corp | TSX | AD | 30.45 | 3.78 | 37.69 | 23.79 | 133,390 | 874.6 |
| AGF Management Ltd | TSX | AGF/B | 12.45 | 3.66 | 14.78 | 10.34 | 2,012,588 | 1,065.4 |
| Milestone Apartments Real Estate Investment Trust | TSX | MST-U | 10.65 | 2.90 | 10.80 | 9.13 | 103,455 | 392.5 |
| MCAN Mortgage Corp | TSX | MKP | 13.09 | 1.47 | 15.06 | 11.35 | 129,541 | 268.4 |
| Gluskin Sheff + Associates Inc | TSX | GS | 31.35 | 1.19 | 32.10 | 15.29 | 397,666 | 926.4 |
| Tricon Capital Group Inc | TSX | TCN | 8.15 | 1.12 | 8.54 | 5.65 | 170,717 | 736.7 |
| Pure Industrial Real Estate Trust | TSX | AAR-U | 4.83 | 0.84 | 5.29 | 3.97 | 216,949 | 729.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| James River Coal Co | NASDAQ | JRCC | 0.73 | 17.13 | 3.50 | 0.55 | 1,914,330 | 26.2 |
| Silver Bull Resources Inc | NYSE | SVBL | 0.38 | 11.40 | 0.45 | 0.30 | 361,110 | 60.4 |
| McEwen Mining Inc | NYSE | MUX | 2.88 | 7.87 | 3.74 | 1.63 | 29,326,458 | 855.8 |
| Xerium Technologies Inc | NYSE | XRM | 16.48 | 6.74 | 17.99 | 5.33 | 121,311 | 253.5 |
| Schnitzer Steel Industries Inc | NASDAQ | SCHN | 28.78 | 6.24 | 33.32 | 23.07 | 725,391 | 765.9 |
| Westmoreland Coal Co | NASDAQ | WLB | 28.03 | 5.22 | 28.32 | 10.77 | 314,357 | 416.2 |
| Arch Coal Inc | NYSE | ACI | 4.55 | 4.84 | 5.82 | 3.47 | 9,020,317 | 966.0 |
| Alpha Natural Resources Inc | NYSE | ANR | 4.44 | 4.72 | 8.50 | 4.19 | 11,407,223 | 981.6 |
| Walter Energy Inc | NYSE | WLT | 7.59 | 4.40 | 29.66 | 7.07 | 12,123,278 | 475.3 |
| SunCoke Energy Inc | NYSE | SXC | 23.36 | 4.38 | 23.69 | 13.58 | 1,211,609 | 1,628.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Lightbridge Corp | NASDAQ | LTBR | 3.56 | 28.06 | 3.79 | 1.32 | 922,531 | 53.6 |
| Pacific Ethanol Inc | NASDAQ | PEIX | 17.56 | 10.65 | 17.93 | 2.33 | 4,299,581 | 283.2 |
| Tengasco Inc | NYSE | TGC | 0.54 | 10.43 | 0.71 | 0.35 | 1,010,283 | 32.9 |
| FuelCell Energy Inc | NASDAQ | FCEL | 2.57 | 6.64 | 4.74 | 0.84 | 29,871,265 | 652.6 |
| Resolute Energy Corp | NYSE | REN | 7.54 | 5.90 | 11.54 | 6.45 | 1,961,776 | 588.8 |
| Mitcham Industries Inc | NASDAQ | MIND | 15.04 | 5.40 | 18.41 | 13.58 | 108,561 | 192.5 |
| Magellan Petroleum Corp | NASDAQ | MPET | 1.42 | 5.19 | 1.54 | 0.97 | 129,608 | 64.4 |
| W&T Offshore Inc | NYSE | WTI | 16.89 | 5.10 | 19.88 | 10.39 | 1,589,668 | 1,276.7 |
| Hyperdynamics Corp | NYSE | HDY | 2.09 | 5.03 | 7.00 | 1.13 | 221,973 | 44.0 |
| ZaZa Energy Corp | NASDAQ | ZAZA | 0.82 | 4.91 | 1.98 | 0.62 | 298,352 | 88.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Unwired Planet Inc | NASDAQ | UPIP | 1.94 | 49.23 | 2.36 | 1.26 | 13,649,078 | 212.9 |
| Inuvo Inc | NYSE | INUV | 1.02 | 14.61 | 1.94 | 0.57 | 463,462 | 24.0 |
| Aspen Group Inc/CO | OTC BB | ASPU | 0.20 | 11.11 | 0.51 | 0.12 | 185,000 | 14.5 |
| Novatel Wireless Inc | NASDAQ | NVTL | 2.00 | 8.70 | 4.43 | 1.83 | 1,167,239 | 68.4 |
| China Techfaith Wireless Communication Technology Ltd | NASDAQ | CNTF | 2.02 | 8.02 | 3.01 | 0.95 | 653,879 | 106.9 |
| XRS Corp | NASDAQ | XRSC | 2.80 | 7.69 | 3.00 | 1.50 | 106,732 | 30.9 |
| VASCO Data Security International Inc | NASDAQ | VDSI | 8.49 | 5.73 | 9.05 | 6.47 | 220,216 | 337.0 |
| xG Technology Inc | NASDAQ | XGTI | 3.21 | 5.25 | 12.25 | 1.12 | 1,015,265 | 60.3 |
| Silicon Motion Technology Corp | NASDAQ | SIMO | 18.00 | 5.20 | 18.44 | 9.90 | 1,540,749 | 606.8 |
| China Finance Online Co Ltd | NASDAQ | JRJC | 5.34 | 4.50 | 8.20 | 1.14 | 318,467 | 118.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| MagneGas Corp | NASDAQ | MNGA | 2.40 | 60.00 | 2.45 | 0.40 | 28,820,895 | 55.5 |
| Vertex Energy Inc | NASDAQ | VTNR | 5.54 | 19.14 | 5.60 | 2.35 | 550,058 | 115.0 |
| STR Holdings Inc | NYSE | STRI | 1.75 | 13.64 | 3.43 | 1.22 | 476,435 | 73.3 |
| American DG Energy Inc | NYSE | ADGE | 2.33 | 8.37 | 2.50 | 1.12 | 110,013 | 113.7 |
| China Automotive Systems Inc | NASDAQ | CAAS | 8.89 | 7.56 | 10.05 | 3.94 | 338,863 | 249.3 |
| ZBB Energy Corp | NYSE | ZBB | 2.35 | 6.82 | 4.75 | 0.40 | 1,300,295 | 54.6 |
| Nuverra Environmental Solutions Inc | NYSE | NES | 18.87 | 5.77 | 44.00 | 13.10 | 766,710 | 491.8 |
| Goldfield Corp/The | NYSE | GV | 2.41 | 5.70 | 5.67 | 1.45 | 114,771 | 61.3 |
| Save the World Air Inc | OTC BB | ZERO | 0.93 | 4.49 | 1.88 | 0.76 | 139,790 | 168.0 |
| Calgon Carbon Corp | NYSE | CCC | 21.58 | 3.80 | 21.80 | 16.21 | 896,492 | 1,159.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Endocyte Inc | NASDAQ | ECYT | 28.17 | 92.42 | 33.70 | 8.18 | 15,992,204 | 1,019.2 |
| Aastrom Biosciences Inc | NASDAQ | ASTM | 6.49 | 30.58 | 24.40 | 3.14 | 5,390,967 | 40.0 |
| Palatin Technologies Inc | NYSE | PTN | 1.44 | 17.07 | 1.50 | 0.51 | 3,325,701 | 56.5 |
| Enzon Pharmaceuticals Inc | NASDAQ | ENZN | 1.26 | 16.67 | 1.50 | 0.78 | 3,002,472 | 55.6 |
| Hooper Holmes Inc | NYSE | HH | 0.70 | 16.67 | 0.74 | 0.31 | 853,513 | 49.1 |
| Hemispherx Biopharma Inc | NYSE | HEB | 0.47 | 13.75 | 0.55 | 0.19 | 7,003,628 | 83.7 |
| InspireMD Inc | NYSE | NSPR | 3.60 | 11.46 | 3.80 | 1.80 | 128,720 | 124.2 |
| Bovie Medical Corp | NYSE | BVX | 3.61 | 11.15 | 4.79 | 1.94 | 108,113 | 64.4 |
| Pernix Therapeutics Holdings | NASDAQ | PTX | 5.93 | 10.43 | 6.02 | 1.68 | 1,139,520 | 221.5 |
| Biota Pharmaceuticals Inc | NASDAQ | BOTA | 6.62 | 10.15 | 7.07 | 3.01 | 449,674 | 232.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Citizens Inc/TX | NYSE | CIA | 7.72 | 6.48 | 9.47 | 5.92 | 162,953 | 386.6 |
| First Marblehead Corp/The | NYSE | FMD | 7.49 | 5.34 | 19.20 | 5.40 | 120,489 | 84.6 |
| New York Mortgage Trust Inc | NASDAQ | NYMT | 8.00 | 4.44 | 8.12 | 5.55 | 2,160,781 | 605.7 |
| Chesapeake Granite Wash Trust | NYSE | CHKR | 10.07 | 4.14 | 17.23 | 9.60 | 296,423 | 470.8 |
| Pennsylvania Real Estate Investment Trust | NYSE | PEI | 17.99 | 3.57 | 22.54 | 14.20 | 913,929 | 1,230.7 |
| Summit Hotel Properties Inc | NYSE | INN | 9.38 | 3.53 | 10.56 | 8.50 | 1,222,346 | 799.4 |
| Hampton Roads Bankshares Inc | NASDAQ | HMPR | 1.79 | 3.47 | 1.92 | 1.19 | 103,816 | 304.8 |
| First Potomac Realty Trust | NYSE | FPO | 12.84 | 3.30 | 16.13 | 10.96 | 630,236 | 754.7 |
| Arbor Realty Trust Inc | NYSE | ABR | 6.95 | 3.27 | 8.08 | 5.78 | 191,721 | 341.5 |
| NewBridge Bancorp | NASDAQ | NBBC | 7.44 | 3.19 | 9.17 | 5.53 | 278,571 | 211.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
