Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Wednesday, March 19, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Karmin Exploration Inc | TSXV | KAR | 0.53 | 39.47 | 0.55 | 0.16 | 175,062 | 31.8 |
| Highbank Resources Ltd | TSXV | HBK | 0.17 | 17.86 | 0.19 | 0.05 | 898,596 | 12.9 |
| Adriana Resources Inc | TSXV | ADI | 0.24 | 17.07 | 0.37 | 0.16 | 100,500 | 37.8 |
| Verde Potash PLC | TSX | NPK | 1.48 | 15.63 | 2.97 | 0.19 | 176,135 | 55.5 |
| Royal Nickel Corp | TSX | RNX | 0.52 | 15.56 | 0.63 | 0.25 | 874,325 | 49.0 |
| Lithium Americas Corp | TSX | LAC | 0.27 | 12.50 | 0.70 | 0.18 | 898,213 | 41.7 |
| Azincourt Uranium Inc | TSXV | AAZ | 0.32 | 12.50 | 0.36 | 0.09 | 711,033 | 13.4 |
| Maya Gold & Silver Inc | TSXV | MYA | 0.46 | 10.84 | 0.46 | 0.18 | 447,400 | 53.3 |
| Largo Resources Ltd | TSXV | LGO | 0.29 | 9.62 | 0.30 | 0.16 | 1,176,336 | 280.1 |
| Cardero Resource Corp | TSX | CDU | 0.13 | 8.33 | 0.33 | 0.05 | 440,700 | 15.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| WesternZagros Resources Ltd | TSXV | WZR | 0.94 | 10.59 | 1.58 | 0.76 | 1,058,371 | 446.6 |
| Dejour Energy Inc | TSX | DEJ | 0.22 | 10.00 | 0.26 | 0.10 | 125,802 | 34.3 |
| Taipan Resources Inc | TSXV | TPN | 0.47 | 8.14 | 0.66 | 0.17 | 353,460 | 39.7 |
| Alberta Oilsands Inc | TSXV | AOS | 0.16 | 6.90 | 0.18 | 0.03 | 853,558 | 32.9 |
| High Arctic Energy Services Inc | TSX | HWO | 4.48 | 5.66 | 4.78 | 2.00 | 758,594 | 224.3 |
| Yoho Resources Inc | TSXV | YO | 3.50 | 4.79 | 3.75 | 2.50 | 322,972 | 177.6 |
| Canyon Services Group Inc | TSX | FRC | 13.13 | 4.04 | 13.33 | 9.60 | 580,567 | 822.6 |
| LGX OIL + GAS INC | TSXV | OIL | 0.53 | 3.92 | 0.79 | 0.39 | 282,875 | 47.0 |
| Artek Exploration Ltd | TSX | RTK | 4.12 | 3.78 | 4.22 | 2.87 | 2,540,192 | 275.9 |
| Painted Pony Petroleum Ltd | TSX | PPY | 8.51 | 3.65 | 9.05 | 6.05 | 293,317 | 753.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Intermap Technologies Corp | TSX | IMP | 0.29 | 16.00 | 0.55 | 0.23 | 390,343 | 26.7 |
| Data Group Inc/Canada | TSX | DGI | 0.92 | 9.52 | 2.35 | 0.36 | 100,120 | 21.6 |
| Fireswirl Technologies Inc | TSXV | FSW | 0.36 | 7.46 | 0.40 | 0.06 | 137,500 | 19.2 |
| Espial Group Inc | TSX | ESP | 1.84 | 5.14 | 1.88 | 0.30 | 237,400 | 36.4 |
| BSM Technologies Inc | TSXV | GPS | 2.40 | 3.45 | 3.45 | 1.08 | 221,992 | 110.2 |
| ViXS Systems Inc | TSX | VXS | 2.70 | 2.66 | 4.19 | 2.42 | 164,142 | 136.4 |
| Guestlogix Inc | TSX | GXI | 1.56 | 1.30 | 1.60 | 0.77 | 188,817 | 140.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| RDX Technologies Corp | TSXV | RDX | 0.53 | 16.48 | 0.56 | 0.13 | 2,339,038 | 92.0 |
| Gemini Corp | TSXV | GKX | 0.91 | 10.98 | 0.93 | 0.20 | 147,195 | 50.5 |
| CO2 Solutions Inc | TSXV | CST | 0.14 | 8.00 | 0.19 | 0.08 | 430,600 | 10.8 |
| Flyht Aerospace Solutions Ltd | TSXV | FLY | 0.74 | 4.23 | 0.80 | 0.14 | 359,237 | 118.0 |
| Avigilon Corp | TSX | AVO | 30.18 | 0.77 | 34.50 | 11.01 | 340,646 | 1,296.4 |
| Badger Daylighting Ltd | TSX | BAD | 36.24 | 0.67 | 36.50 | 11.99 | 139,621 | 1,342.1 |
| Newalta Corp | TSX | NAL | 19.89 | 0.10 | 20.15 | 12.41 | 134,756 | 1,103.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| MedMira Inc | TSXV | MIR | 0.12 | 14.29 | 0.14 | 0.05 | 246,300 | 61.7 |
| CRH Medical Corp | TSX | CRH | 0.89 | 9.88 | 0.92 | 0.34 | 163,000 | 43.4 |
| Bioniche Life Sciences Inc | TSX | BNC | 0.28 | 9.80 | 0.42 | 0.18 | 424,801 | 39.5 |
| Sernova Corp | TSXV | SVA | 0.29 | 9.43 | 0.32 | 0.09 | 137,750 | 37.6 |
| Titan Medical Inc | TSXV | TMD | 2.30 | 5.99 | 2.49 | 0.38 | 482,312 | 187.8 |
| ICO Therapeutics Inc | TSXV | ICO | 0.50 | 3.09 | 0.59 | 0.26 | 863,510 | 39.4 |
| Spectral Diagnostics Inc | TSX | SDI | 0.23 | 2.22 | 0.77 | 0.18 | 166,614 | 30.9 |
| Prometic Life Sciences Inc | TSX | PLI | 1.44 | 2.13 | 1.65 | 0.27 | 1,470,916 | 756.9 |
| Patient Home Monitoring Corp | TSXV | PHM | 0.26 | 1.96 | 0.38 | 0.06 | 348,995 | 27.6 |
| Concordia Healthcare Corp | TSX | CXR | 15.83 | 0.19 | 16.05 | 6.25 | 216,475 | 376.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Chesswood Group Ltd | TSX | CHW | 15.74 | 4.79 | 19.44 | 9.51 | 147,301 | 157.0 |
| GMP Capital Inc | TSX | GMP | 7.80 | 1.43 | 8.13 | 5.21 | 123,746 | 579.0 |
| AGF Management Ltd | TSX | AGF/B | 11.99 | 1.27 | 14.78 | 10.34 | 194,050 | 1,026.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| El Capitan Precious Metals Inc | OTC BB | ECPN | 0.34 | 4.32 | 0.41 | 0.06 | 596,865 | 90.2 |
| Verso Paper Corp | NYSE | VRS | 2.54 | 4.10 | 5.55 | 0.52 | 159,595 | 135.1 |
| Timberline Resources Corp | NYSE | TLR | 0.17 | 3.56 | 0.35 | 0.12 | 726,272 | 12.4 |
| Liquidmetal Technologies Inc | OTC BB | LQMT | 0.28 | 3.28 | 0.41 | 0.05 | 3,266,103 | 109.0 |
| Uranerz Energy Corp | NYSE | URZ | 1.80 | 2.86 | 1.97 | 0.80 | 463,145 | 154.7 |
| Codexis Inc | NASDAQ | CDXS | 2.04 | 2.77 | 2.89 | 1.24 | 232,042 | 78.3 |
| SunCoke Energy Partners LP | NYSE | SXCP | 30.70 | 2.27 | 32.02 | 20.02 | 166,274 | 964.7 |
| Natural Resource Partners LP | NYSE | NRP | 16.36 | 2.25 | 24.37 | 14.80 | 423,865 | 1,796.5 |
| Hi-Crush Partners LP | NYSE | HCLP | 41.73 | 1.53 | 41.99 | 17.44 | 107,400 | 1,361.0 |
| Shiloh Industries Inc | NASDAQ | SHLO | 19.33 | 1.10 | 25.34 | 9.17 | 266,753 | 331.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| WSP Holdings Ltd | NYSE | WH | 2.40 | 15.44 | 3.10 | 1.61 | 127,246 | 49.1 |
| Hyperdynamics Corp | NYSE | HDY | 2.07 | 7.81 | 7.00 | 1.13 | 564,939 | 43.6 |
| Ocean Power Technologies Inc | NASDAQ | OPTT | 4.44 | 7.51 | 7.01 | 1.45 | 2,657,565 | 61.1 |
| Hercules Offshore Inc | NASDAQ | HERO | 4.70 | 4.57 | 7.96 | 4.38 | 2,929,434 | 750.6 |
| Plug Power Inc | NASDAQ | PLUG | 6.21 | 4.19 | 11.72 | 0.15 | 52,422,434 | 660.4 |
| Gray Fox Petroleum Corp | OTC BB | GFOX | 1.25 | 4.17 | 2.72 | 0.50 | 217,986 | 44.9 |
| Stone Energy Corp | NYSE | SGY | 38.49 | 3.91 | 38.55 | 17.34 | 1,246,261 | 1,916.4 |
| Trina Solar Ltd | NYSE | TSL | 16.54 | 3.25 | 18.77 | 3.31 | 5,496,119 | 1,306.0 |
| Halcon Resources Corp | NYSE | HK | 3.80 | 2.98 | 8.12 | 3.16 | 4,194,261 | 1,579.6 |
| Willbros Group Inc | NYSE | WG | 11.60 | 2.84 | 11.61 | 6.13 | 406,345 | 578.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Intellicheck Mobilisa Inc | NYSE | IDN | 1.21 | 18.63 | 1.23 | 0.25 | 2,723,229 | 44.6 |
| Glowpoint Inc | NYSE | GLOW | 1.92 | 9.71 | 2.03 | 0.65 | 254,125 | 67.5 |
| FalconStor Software Inc | NASDAQ | FALC | 1.63 | 8.67 | 2.76 | 0.88 | 727,609 | 91.3 |
| Lightpath Technologies Inc | NASDAQ | LPTH | 1.74 | 7.41 | 1.96 | 0.70 | 409,241 | 24.9 |
| MeetMe Inc | NYSE | MEET | 3.62 | 5.54 | 4.39 | 1.07 | 2,371,083 | 139.3 |
| Smith Micro Software Inc | NASDAQ | SMSI | 2.13 | 5.45 | 2.69 | 0.79 | 944,683 | 82.2 |
| Globalscape Inc | NYSE | GSB | 2.73 | 5.41 | 3.90 | 1.29 | 333,641 | 52.4 |
| Netlist Inc | NASDAQ | NLST | 2.03 | 4.10 | 2.41 | 0.51 | 909,293 | 84.2 |
| magicJack VocalTec Ltd | NASDAQ | CALL | 24.55 | 3.81 | 25.37 | 10.67 | 2,329,347 | 437.6 |
| Synchronoss Technologies Inc | NASDAQ | SNCR | 36.44 | 3.64 | 39.30 | 25.28 | 1,570,317 | 1,488.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| China Digital TV Holding Co Ltd | NYSE | STV | 3.28 | 9.70 | 3.70 | 1.35 | 1,490,655 | 193.4 |
| China Recycling Energy Corp | NASDAQ | CREG | 4.39 | 8.40 | 4.60 | 0.88 | 791,214 | 267.4 |
| Identive Group Inc | NASDAQ | INVE | 0.99 | 7.50 | 1.55 | 0.49 | 2,568,886 | 73.3 |
| Hudson Technologies Inc | NASDAQ | HDSN | 3.12 | 6.48 | 5.04 | 1.75 | 332,284 | 78.3 |
| Arotech Corp | NASDAQ | ARTX | 4.48 | 6.41 | 5.96 | 1.00 | 1,132,158 | 89.7 |
| Camtek Ltd/Israel | NASDAQ | CAMT | 3.86 | 5.18 | 6.43 | 1.38 | 420,460 | 114.7 |
| Nuverra Environmental Solutions Inc | NYSE | NES | 17.82 | 4.89 | 44.00 | 13.10 | 530,506 | 464.5 |
| SuperCom Ltd | NASDAQ | SPCB | 6.75 | 4.33 | 7.14 | 0.92 | 308,415 | 83.2 |
| Capstone Turbine Corp | NASDAQ | CPST | 2.45 | 3.81 | 2.60 | 0.82 | 24,221,671 | 759.8 |
| ClearSign Combustion Corp | NASDAQ | CLIR | 11.23 | 3.50 | 13.87 | 5.56 | 148,234 | 108.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| IsoRay Inc | NYSE | ISR | 2.55 | 133.95 | 3.04 | 0.44 | 87,799,863 | 105.9 |
| Prothena Corp PLC | NASDAQ | PRTA | 47.39 | 27.53 | 47.49 | 6.41 | 1,937,734 | 1,038.0 |
| La Jolla Pharmaceutical Co | NASDAQ | LJPC | 15.38 | 18.58 | 19.50 | 2.75 | 1,321,599 | 93.2 |
| Delcath Systems Inc | NASDAQ | DCTH | 0.35 | 15.89 | 1.93 | 0.22 | 15,722,640 | 52.7 |
| Palatin Technologies Inc | NYSE | PTN | 1.26 | 15.60 | 1.34 | 0.51 | 1,413,014 | 49.4 |
| Durata Therapeutics Inc | NASDAQ | DRTX | 16.65 | 13.57 | 16.75 | 6.65 | 940,641 | 443.6 |
| Unilife Corp | NASDAQ | UNIS | 5.74 | 12.55 | 5.80 | 1.80 | 5,358,745 | 589.2 |
| Cel-Sci Corp | NYSE | CVM | 1.69 | 11.92 | 3.09 | 0.53 | 7,557,830 | 94.5 |
| BSD Medical Corp | NASDAQ | BSDM | 1.45 | 11.54 | 1.87 | 0.97 | 623,885 | 49.3 |
| Inovio Pharmaceuticals Inc | NYSE | INO | 3.82 | 11.37 | 3.95 | 0.49 | 14,366,929 | 915.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Siebert Financial Corp | NASDAQ | SIEB | 3.24 | 58.82 | 4.45 | 1.35 | 163,317 | 71.6 |
| Higher One Holdings Inc | NYSE | ONE | 8.08 | 7.45 | 11.93 | 6.97 | 535,123 | 381.4 |
| Noah Holdings Ltd | NYSE | NOAH | 16.60 | 5.60 | 25.51 | 6.41 | 860,348 | 914.9 |
| Calamos Asset Management Inc | NASDAQ | CLMS | 13.43 | 5.17 | 13.69 | 9.46 | 470,414 | 275.7 |
| Cowen Group Inc | NASDAQ | COWN | 4.51 | 4.40 | 4.52 | 2.45 | 1,581,383 | 518.8 |
| First BanCorp/Puerto Rico | NYSE | FBP | 5.71 | 3.07 | 8.70 | 4.36 | 1,097,043 | 1,182.6 |
| United Insurance Holdings Corp | NASDAQ | UIHC | 15.65 | 2.62 | 16.25 | 5.41 | 1,016,069 | 325.7 |
| United Community Banks Inc/GA | NASDAQ | UCBI | 19.84 | 2.27 | 19.98 | 10.15 | 359,320 | 1,080.1 |
| National Holdings Corp | OTC BB | NHLD | 0.49 | 2.08 | 0.60 | 0.18 | 274,118 | 60.4 |
| Cardinal Financial Corp | NASDAQ | CFNL | 18.54 | 1.87 | 19.02 | 14.40 | 234,446 | 592.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
