Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Monday, March 17, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| EPM Mining Ventures Inc | TSXV | EPK | 0.14 | 27.27 | 0.50 | 0.10 | 2,648,053 | 13.6 |
| International Tower Hill Mines Ltd | TSX | ITH | 1.26 | 22.33 | 1.71 | 0.31 | 564,868 | 123.6 |
| Xinergy Ltd | TSX | XRG | 0.52 | 16.85 | 0.90 | 0.13 | 117,946 | 24.6 |
| Aldridge Minerals Inc | TSXV | AGM | 0.25 | 16.67 | 0.47 | 0.15 | 229,000 | 20.8 |
| Commerce Resources Corp | TSXV | CCE | 0.16 | 14.81 | 0.26 | 0.06 | 210,608 | 25.9 |
| Panoro Minerals Ltd | TSXV | PML | 0.32 | 14.29 | 0.48 | 0.23 | 165,514 | 65.5 |
| Pangolin Diamonds Corp | TSXV | PAN | 0.20 | 11.43 | 0.53 | 0.08 | 219,000 | 12.8 |
| Aura Minerals Inc | TSX | ORA | 0.21 | 10.53 | 0.37 | 0.08 | 156,630 | 48.0 |
| Newstrike Capital Inc | TSXV | NES | 1.10 | 10.00 | 1.49 | 0.53 | 149,400 | 126.4 |
| Shore Gold Inc | TSX | SGF | 0.36 | 9.23 | 0.45 | 0.12 | 384,022 | 79.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Southern Pacific Resource Corp | TSX | STP | 0.28 | 51.35 | 0.91 | 0.11 | 8,884,994 | 111.4 |
| Horn Petroleum Corp | TSXV | HRN | 0.29 | 34.88 | 0.31 | 0.17 | 505,576 | 28.1 |
| Synodon Inc | TSXV | SYD | 0.33 | 16.07 | 0.34 | 0.13 | 1,172,023 | 26.8 |
| Africa Hydrocarbons Inc | TSXV | NFK | 0.14 | 7.69 | 0.30 | 0.03 | 701,281 | 16.0 |
| Gasfrac Energy Services Inc | TSX | GFS | 1.75 | 7.36 | 2.40 | 1.26 | 166,725 | 111.5 |
| MGM Energy Corp | TSX | MGX | 0.15 | 7.14 | 0.35 | 0.04 | 153,060 | 58.3 |
| Crown Point Energy Inc | TSXV | CWV | 0.76 | 7.04 | 0.83 | 0.14 | 131,519 | 79.4 |
| Questerre Energy Corp | TSX | QEC | 1.33 | 5.56 | 1.58 | 0.70 | 137,975 | 352.0 |
| Alter Nrg Corp | TSX | NRG | 1.14 | 5.56 | 1.24 | 0.33 | 249,073 | 128.3 |
| Pine Cliff Energy Ltd | TSXV | PNE | 1.38 | 5.34 | 1.41 | 0.71 | 2,662,404 | 277.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Redknee Solutions Inc | TSX | RKN | 5.73 | 5.33 | 7.82 | 2.50 | 520,659 | 621.6 |
| LeoNovus Inc | TSXV | LTV | 0.47 | 3.33 | 0.55 | 0.10 | 101,500 | 55.1 |
| Sierra Wireless Inc | TSX | SW | 26.66 | 2.07 | 28.31 | 10.08 | 150,818 | 829.2 |
| Descartes Systems Group Inc/The | TSX | DSG | 16.08 | 1.90 | 16.31 | 9.43 | 135,565 | 1,023.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| RDX Technologies Corp | TSXV | RDX | 0.44 | 20.55 | 0.54 | 0.13 | 420,400 | 76.4 |
| Carmanah Technologies Corp | TSX | CMH | 0.22 | 15.79 | 0.28 | 0.10 | 146,680 | 22.1 |
| Empire Industries Ltd/Canada | TSXV | EIL | 0.12 | 4.35 | 0.12 | 0.04 | 123,872 | 30.5 |
| Stella-Jones Inc | TSX | SJ | 28.70 | 3.99 | 30.36 | 18.30 | 185,822 | 1,971.6 |
| Kelso Technologies Inc | TSXV | KLS | 4.05 | 3.58 | 4.06 | 0.66 | 201,215 | 175.1 |
| Chemtrade Logistics Income Fund | TSX | CHE-U | 21.65 | 1.50 | 21.99 | 15.63 | 131,374 | 1,297.9 |
| Avigilon Corp | TSX | AVO | 30.66 | 1.42 | 34.50 | 11.01 | 139,981 | 1,317.0 |
| Toromont Industries Ltd | TSX | TIH | 25.66 | 0.71 | 26.94 | 21.58 | 151,083 | 1,971.8 |
| Newalta Corp | TSX | NAL | 19.39 | 0.67 | 19.71 | 12.41 | 189,638 | 1,075.2 |
| Aecon Group Inc | TSX | ARE | 16.78 | 0.48 | 17.10 | 10.32 | 138,862 | 944.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| VentriPoint Diagnostics Ltd | TSXV | VPT | 0.11 | 15.79 | 0.17 | 0.03 | 868,234 | 16.1 |
| Resverlogix Corp | TSX | RVX | 0.79 | 9.72 | 3.83 | 0.15 | 248,188 | 64.6 |
| Microbix Biosystems Inc | TSX | MBX | 0.41 | 7.89 | 0.57 | 0.12 | 112,358 | 27.8 |
| BELLUS Health Inc | TSX | BLU | 0.84 | 6.33 | 0.87 | 0.24 | 159,197 | 39.8 |
| Stellar Biotechnologies Inc | TSXV | KLH | 1.93 | 5.46 | 2.15 | 0.44 | 225,202 | 150.6 |
| Pivotal Therapeutics Inc | CNSX | PVO | 0.20 | 5.26 | 0.24 | 0.03 | 120,000 | 15.9 |
| Concordia Healthcare Corp | TSX | CXR | 15.95 | 4.93 | 16.05 | 6.25 | 393,531 | 379.3 |
| MedMira Inc | TSXV | MIR | 0.12 | 4.35 | 0.14 | 0.05 | 162,053 | 61.7 |
| Titan Medical Inc | TSXV | TMD | 2.17 | 1.88 | 2.49 | 0.38 | 375,734 | 177.2 |
| Theralase Technologies Inc | TSXV | TLT | 0.44 | 1.15 | 0.56 | 0.17 | 317,960 | 29.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Copper Fox Metals Inc | TSXV | CUU | 0.29 | 3.64 | 0.84 | 0.27 | 240,020 | 115.4 |
| InnVest Real Estate Investment Trust | TSX | INN-U | 5.18 | 0.39 | 5.38 | 3.95 | 134,161 | 486.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Liquidmetal Technologies Inc | OTC BB | LQMT | 0.28 | 14.30 | 0.41 | 0.05 | 9,973,619 | 110.2 |
| USEC Inc | NYSE | USU | 3.77 | 13.55 | 29.12 | 2.60 | 590,426 | 18.7 |
| El Capitan Precious Metals Inc | OTC BB | ECPN | 0.35 | 11.35 | 0.41 | 0.06 | 1,879,047 | 92.1 |
| Mines Management Inc | NYSE | MGN | 1.41 | 9.02 | 1.80 | 0.48 | 203,920 | 40.8 |
| Westmoreland Coal Co | NASDAQ | WLB | 25.25 | 7.36 | 25.44 | 10.77 | 328,956 | 374.9 |
| General Steel Holdings Inc | NYSE | GSI | 1.40 | 6.87 | 1.58 | 0.80 | 244,933 | 77.4 |
| Oxford Resource Partners LP | NYSE | OXF | 1.44 | 5.88 | 3.45 | 1.08 | 166,154 | 30.0 |
| Gulf Resources Inc | NASDAQ | GURE | 2.75 | 5.77 | 3.14 | 0.88 | 489,202 | 106.1 |
| Arch Coal Inc | NYSE | ACI | 4.33 | 4.09 | 6.03 | 3.47 | 8,657,970 | 919.3 |
| Aceto Corp | NASDAQ | ACET | 20.00 | 3.95 | 25.25 | 10.00 | 274,852 | 567.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| US Energy Corp Wyoming | NASDAQ | USEG | 4.54 | 11.82 | 4.56 | 1.45 | 656,119 | 125.9 |
| Saratoga Resources Inc | NYSE | SARA | 1.39 | 10.32 | 3.15 | 0.95 | 338,783 | 43.0 |
| Lucas Energy Inc | NYSE | LEI | 0.76 | 9.72 | 1.66 | 0.68 | 172,969 | 22.8 |
| CAMAC Energy Inc | NYSE | CAK | 0.85 | 8.97 | 0.89 | 0.18 | 2,065,705 | 909.8 |
| Gastar Exploration Inc | NYSE | GST | 5.59 | 8.12 | 7.13 | 1.33 | 1,160,053 | 341.7 |
| Great East Energy Inc | OTC BB | GASE | 0.55 | 7.84 | 0.74 | 0.08 | 218,385 | 28.0 |
| Abraxas Petroleum Corp | NASDAQ | AXAS | 3.66 | 6.40 | 3.96 | 1.99 | 2,076,188 | 340.1 |
| Basic Energy Services Inc | NYSE | BAS | 24.90 | 5.60 | 25.00 | 11.06 | 1,477,877 | 1,058.4 |
| Forest Oil Corp | NYSE | FST | 1.79 | 5.29 | 6.67 | 1.68 | 4,418,808 | 213.1 |
| Houston American Energy Corp | NYSE | HUSA | 0.52 | 4.24 | 0.75 | 0.18 | 903,644 | 26.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| CounterPath Corp | NASDAQ | CPAH | 1.49 | 33.05 | 2.29 | 0.87 | 467,053 | 62.9 |
| NQ Mobile Inc | NYSE | NQ | 20.25 | 10.78 | 25.90 | 7.05 | 3,922,372 | 1,576.1 |
| US Auto Parts Network Inc | NASDAQ | PRTS | 3.24 | 8.36 | 3.34 | 0.91 | 1,325,952 | 108.1 |
| Vimicro International Corp | NASDAQ | VIMC | 3.93 | 8.26 | 4.68 | 1.10 | 167,488 | 113.0 |
| ChinaCache International Holdings Ltd | NASDAQ | CCIH | 25.72 | 7.39 | 29.34 | 3.50 | 898,233 | 652.4 |
| Spansion Inc | NYSE | CODE | 17.45 | 6.92 | 17.47 | 9.70 | 1,484,823 | 1,048.3 |
| Violin Memory Inc | NYSE | VMEM | 4.89 | 6.77 | 7.98 | 2.50 | 722,502 | 403.3 |
| Netlist Inc | NASDAQ | NLST | 1.90 | 6.74 | 2.41 | 0.51 | 436,857 | 78.3 |
| Maxwell Technologies Inc | NASDAQ | MXWL | 14.03 | 6.05 | 15.67 | 4.90 | 547,443 | 415.2 |
| Sonus Networks Inc | NASDAQ | SONS | 3.62 | 5.23 | 3.98 | 1.98 | 4,755,164 | 964.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| MagneGas Corp | NASDAQ | MNGA | 1.49 | 41.90 | 2.36 | 0.40 | 18,511,233 | 34.4 |
| Clean Diesel Technologies Inc | NASDAQ | CDTI | 6.12 | 25.41 | 7.39 | 1.10 | 3,144,619 | 56.9 |
| China Recycling Energy Corp | NASDAQ | CREG | 4.07 | 24.46 | 4.60 | 0.88 | 2,374,957 | 247.9 |
| Sigmatron International Inc | NASDAQ | SGMA | 10.22 | 24.33 | 11.45 | 3.77 | 441,036 | 40.7 |
| THT Heat Transfer Technology Inc | NASDAQ | THTI | 1.69 | 17.36 | 2.84 | 0.77 | 610,786 | 34.6 |
| China BAK Battery Inc | NASDAQ | CBAK | 4.46 | 15.24 | 4.78 | 0.59 | 977,111 | 56.3 |
| UQM Technologies Inc | NYSE | UQM | 2.77 | 13.06 | 3.45 | 0.68 | 2,529,145 | 111.9 |
| Superconductor Technologies Inc | NASDAQ | SCON | 3.73 | 11.34 | 5.70 | 1.42 | 1,532,634 | 43.3 |
| Trex Co Inc | NYSE | TREX | 78.64 | 8.84 | 86.85 | 41.25 | 458,001 | 1,316.5 |
| Highpower International Inc | NASDAQ | HPJ | 4.74 | 8.22 | 6.40 | 0.92 | 381,780 | 66.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Five Prime Therapeutics Inc | NASDAQ | FPRX | 22.99 | 22.61 | 23.08 | 8.02 | 1,289,678 | 466.0 |
| Staar Surgical Co | NASDAQ | STAA | 17.70 | 15.16 | 19.50 | 5.27 | 1,750,642 | 672.0 |
| Alphatec Holdings Inc | NASDAQ | ATEC | 1.60 | 15.11 | 2.53 | 1.16 | 1,890,901 | 156.1 |
| CombiMatrix Corp | NASDAQ | CBMX | 3.50 | 14.75 | 4.62 | 2.14 | 5,066,091 | 16.6 |
| Oculus Innovative Sciences Inc | NASDAQ | OCLS | 4.92 | 12.84 | 7.21 | 2.20 | 2,056,046 | 37.8 |
| China Pharma Holdings Inc | NYSE | CPHI | 0.78 | 12.32 | 0.84 | 0.19 | 188,783 | 33.8 |
| Neuralstem Inc | NYSE | CUR | 4.37 | 12.05 | 4.65 | 1.00 | 4,031,543 | 376.8 |
| Elite Pharmaceuticals Inc | OTC BB | ELTP | 0.54 | 10.33 | 0.97 | 0.06 | 3,327,514 | 282.7 |
| Concord Medical Services Holdings Ltd | NYSE | CCM | 8.08 | 9.78 | 10.08 | 3.51 | 357,791 | 151.9 |
| Dehaier Medical Systems Ltd | NASDAQ | DHRM | 9.36 | 9.22 | 12.89 | 1.81 | 409,268 | 51.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Walker & Dunlop Inc | NYSE | WD | 16.81 | 8.80 | 19.74 | 12.50 | 103,821 | 590.1 |
| Ashford Hospitality Trust Inc | NYSE | AHT | 11.24 | 4.36 | 12.00 | 7.42 | 1,254,660 | 905.6 |
| Greenhill & Co Inc | NYSE | GHL | 54.74 | 3.58 | 60.98 | 43.21 | 405,023 | 1,547.4 |
| Argo Group International Holdings Ltd | NASDAQ | AGII | 45.95 | 3.44 | 48.75 | 34.57 | 226,901 | 1,218.1 |
| Ladenburg Thalmann Financial Services Inc | NYSE | LTS | 3.10 | 3.33 | 3.54 | 1.36 | 425,771 | 562.2 |
| Imperial Holdings Inc | NYSE | IFT | 5.93 | 3.31 | 7.58 | 3.80 | 480,584 | 126.7 |
| Montpelier Re Holdings Ltd | NYSE | MRH | 29.59 | 3.21 | 29.88 | 23.91 | 496,657 | 1,408.7 |
| Maiden Holdings Ltd | NASDAQ | MHLD | 12.43 | 2.81 | 13.46 | 9.90 | 585,189 | 902.8 |
| New Residential Investment Corp | NYSE | NRZ | 6.69 | 2.76 | 7.21 | 5.73 | 3,017,123 | 1,693.8 |
| International Bancshares Corp | NASDAQ | IBOC | 25.02 | 2.75 | 27.20 | 17.95 | 189,556 | 1,681.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
