Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Thursday, March 13, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Magellan Minerals Ltd | TSXV | MNM | 0.16 | 60.00 | 0.19 | 0.06 | 464,744 | 20.6 |
| Ethos Gold Corp | TSXV | ECC | 0.24 | 33.33 | 0.25 | 0.14 | 213,753 | 10.4 |
| Western Potash Corp | TSX | WPX | 0.54 | 20.00 | 0.76 | 0.26 | 1,942,523 | 122.2 |
| Banro Corp | TSX | BAA | 0.80 | 19.40 | 2.11 | 0.43 | 1,882,891 | 201.7 |
| Rockhaven Resources Ltd | TSXV | RK | 0.23 | 18.42 | 0.26 | 0.08 | 390,100 | 13.8 |
| Elgin Mining Inc | TSX | ELG | 0.30 | 17.65 | 0.56 | 0.09 | 294,200 | 51.9 |
| Kombat Copper Inc | TSXV | KBT | 0.19 | 15.63 | 0.19 | 0.07 | 374,000 | 21.2 |
| Amarillo Gold Corp | TSXV | AGC | 0.19 | 15.15 | 0.73 | 0.08 | 310,190 | 13.3 |
| Xinergy Ltd | TSX | XRG | 0.46 | 15.00 | 0.90 | 0.13 | 671,790 | 21.8 |
| SouthGobi Resources Ltd | TSX | SGQ | 0.90 | 13.92 | 2.27 | 0.71 | 195,137 | 168.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Valeura Energy Inc | TSX | VLE | 0.70 | 29.63 | 1.05 | 0.27 | 3,506,320 | 40.5 |
| Azabache Energy Inc | TSXV | AZA | 0.12 | 26.32 | 0.20 | 0.07 | 616,000 | 21.1 |
| Arcan Resources Ltd | TSXV | ARN | 0.33 | 13.79 | 0.94 | 0.26 | 245,278 | 32.3 |
| Forent Energy Ltd | TSXV | FEN | 0.11 | 10.53 | 0.14 | 0.06 | 293,387 | 19.8 |
| Ballard Power Systems Inc | TSX | BLD | 6.57 | 9.87 | 9.32 | 0.79 | 3,831,587 | 718.5 |
| Horn Petroleum Corp | TSXV | HRN | 0.21 | 7.89 | 0.31 | 0.17 | 105,505 | 19.9 |
| Vanoil Energy Ltd | TSXV | VEL | 0.14 | 7.69 | 0.50 | 0.08 | 101,069 | 16.4 |
| Touchstone Exploration Inc | TSXV | TAB | 0.20 | 5.26 | 0.28 | 0.15 | 276,290 | 27.8 |
| PRD Energy Inc | TSXV | PRD | 1.02 | 5.15 | 1.56 | 0.41 | 243,825 | 117.1 |
| Lynden Energy Corp | TSXV | LVL | 0.86 | 4.88 | 0.98 | 0.60 | 216,780 | 111.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| ProntoForms Corp | TSXV | PFM | 0.35 | 12.90 | 0.50 | 0.06 | 565,000 | 23.5 |
| Data Group Inc/Canada | TSX | DGI | 0.86 | 11.69 | 2.40 | 0.36 | 178,705 | 20.2 |
| Webtech Wireless Inc | TSX | WEW | 0.44 | 7.32 | 0.44 | 0.30 | 271,750 | 46.4 |
| Symbility Solutions Inc | TSXV | SY | 0.31 | 6.90 | 0.51 | 0.26 | 959,950 | 64.8 |
| Pivot Technology Solutions Inc | TSXV | PTG | 0.14 | 3.70 | 0.75 | 0.11 | 176,100 | 14.4 |
| Descartes Systems Group Inc/The | TSX | DSG | 15.81 | 2.13 | 16.31 | 9.43 | 150,227 | 1,006.5 |
| BSM Technologies Inc | TSXV | GPS | 2.40 | 1.69 | 3.45 | 1.08 | 255,728 | 110.2 |
| Absolute Software Corp | TSX | ABT | 7.16 | 0.85 | 8.10 | 5.30 | 166,910 | 310.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Zenn Motor Co Inc | TSXV | ZNN | 0.65 | 10.17 | 1.94 | 0.35 | 182,380 | 34.8 |
| Tree Island Steel Ltd | TSX | TSL | 1.22 | 7.96 | 1.35 | 0.45 | 122,440 | 63.2 |
| Flyht Aerospace Solutions Ltd | TSXV | FLY | 0.76 | 4.11 | 0.79 | 0.14 | 1,307,750 | 121.2 |
| Aecon Group Inc | TSX | ARE | 16.59 | 2.03 | 17.10 | 10.32 | 369,035 | 933.4 |
| RDX Technologies Corp | TSXV | RDX | 0.36 | 1.41 | 0.54 | 0.13 | 556,479 | 62.5 |
| Kelso Technologies Inc | TSXV | KLS | 3.79 | 1.34 | 3.82 | 0.66 | 144,795 | 163.9 |
| Newalta Corp | TSX | NAL | 19.08 | 0.42 | 19.36 | 12.41 | 322,025 | 1,058.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| MedMira Inc | TSXV | MIR | 0.11 | 22.22 | 0.14 | 0.05 | 573,217 | 56.6 |
| Pivotal Therapeutics Inc | CNSX | PVO | 0.19 | 11.76 | 0.24 | 0.03 | 339,300 | 15.1 |
| Aurora Spine Corp | TSXV | ASG | 4.60 | 9.52 | 6.60 | 1.00 | 139,344 | 71.7 |
| Patient Home Monitoring Corp | TSXV | PHM | 0.27 | 1.92 | 0.38 | 0.06 | 186,800 | 28.1 |
| Extendicare Inc/US | TSX | EXE | 6.75 | 0.75 | 8.79 | 5.12 | 235,710 | 612.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Westaim Corp | TSXV | WED | 2.52 | 20.00 | 2.75 | 1.25 | 1,104,694 | 35.0 |
| High North Resources Ltd | TSXV | HN | 0.67 | 4.69 | 0.74 | 0.20 | 307,585 | 34.1 |
| Sprott Inc | TSX | SII | 3.76 | 3.58 | 3.78 | 2.21 | 381,261 | 932.2 |
| Aberdeen International Inc | TSX | AAB | 0.16 | 3.33 | 0.35 | 0.11 | 217,015 | 13.2 |
| Chartwell Retirement Residences | TSX | CSH-U | 10.23 | 1.29 | 11.71 | 8.95 | 298,719 | 1,776.2 |
| Killam Properties Inc | TSX | KMP | 10.15 | 0.40 | 12.82 | 9.91 | 104,954 | 554.1 |
| Canaccord Genuity Group Inc | TSX | CF | 8.08 | 0.37 | 8.45 | 5.05 | 190,669 | 818.6 |
| Dundee Industrial Real Estate Investment Trust | TSX | DIR-U | 9.35 | 0.11 | 11.00 | 8.20 | 129,491 | 513.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Timberline Resources Corp | NYSE | TLR | 0.19 | 30.14 | 0.35 | 0.12 | 2,078,934 | 14.1 |
| Silver Bull Resources Inc | NYSE | SVBL | 0.42 | 8.70 | 0.45 | 0.30 | 2,099,204 | 66.8 |
| Golden Minerals Co | NYSE | AUMN | 1.19 | 8.18 | 3.11 | 0.42 | 2,869,428 | 51.8 |
| Allied Nevada Gold Corp | NYSE | ANV | 6.24 | 7.40 | 18.86 | 3.01 | 10,160,782 | 649.2 |
| El Capitan Precious Metals Inc | OTC BB | ECPN | 0.29 | 7.37 | 0.41 | 0.06 | 364,066 | 77.4 |
| Kronos Worldwide Inc | NYSE | KRO | 16.12 | 6.83 | 19.20 | 14.44 | 1,093,827 | 1,867.7 |
| Solitario Exploration & Royalty Corp | NYSE | XPL | 1.55 | 6.16 | 1.67 | 0.76 | 115,857 | 60.8 |
| McEwen Mining Inc | NYSE | MUX | 3.51 | 3.85 | 3.54 | 1.63 | 4,485,435 | 1,043.0 |
| Hecla Mining Co | NYSE | HL | 3.56 | 2.89 | 4.32 | 2.63 | 6,678,222 | 1,219.9 |
| Liquidmetal Technologies Inc | OTC BB | LQMT | 0.25 | 1.66 | 0.41 | 0.05 | 1,908,698 | 95.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Plug Power Inc | NASDAQ | PLUG | 8.00 | 17.65 | 11.72 | 0.15 | 131,348,088 | 850.7 |
| Propell Technologies Group Inc | OTC BB | PROP | 0.40 | 9.59 | 1.12 | 0.14 | 535,396 | 56.2 |
| Callon Petroleum Co | NYSE | CPE | 7.99 | 9.45 | 8.60 | 3.19 | 2,126,750 | 323.3 |
| Great East Energy Inc | OTC BB | GASE | 0.58 | 9.43 | 0.74 | 0.08 | 294,733 | 29.5 |
| Ocean Power Technologies Inc | NASDAQ | OPTT | 5.10 | 8.05 | 7.01 | 1.45 | 3,590,222 | 62.0 |
| Abraxas Petroleum Corp | NASDAQ | AXAS | 3.35 | 6.69 | 3.96 | 1.99 | 2,076,308 | 311.1 |
| Lucas Energy Inc | NYSE | LEI | 0.75 | 4.70 | 1.66 | 0.68 | 146,674 | 22.5 |
| Willbros Group Inc | NYSE | WG | 10.56 | 2.82 | 11.02 | 6.13 | 420,124 | 526.6 |
| Energy XXI Bermuda Ltd | NASDAQ | EXXI | 22.13 | 2.74 | 33.93 | 20.40 | 5,537,866 | 1,556.2 |
| Pacific Ethanol Inc | NASDAQ | PEIX | 13.28 | 2.47 | 16.30 | 2.33 | 825,213 | 214.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| MagicJack VocalTec Ltd | NASDAQ | CALL | 21.04 | 20.02 | 22.90 | 10.67 | 5,384,597 | 375.1 |
| Hanwha SolarOne Co Ltd | NASDAQ | HSOL | 3.70 | 13.50 | 5.70 | 0.86 | 11,699,336 | 338.1 |
| ChinaCache International Holdings Ltd | NASDAQ | CCIH | 27.36 | 12.55 | 29.34 | 3.50 | 2,245,821 | 694.0 |
| Violin Memory Inc | NYSE | VMEM | 4.53 | 6.09 | 7.98 | 2.50 | 988,081 | 373.6 |
| Montage Technology Group Ltd | NASDAQ | MONT | 21.76 | 3.62 | 26.70 | 10.00 | 312,491 | 598.4 |
| TeleCommunication Systems Inc | NASDAQ | TSYS | 2.18 | 3.32 | 3.21 | 1.82 | 550,372 | 128.0 |
| UTStarcom Holdings Corp | NASDAQ | UTSI | 2.64 | 3.13 | 3.10 | 2.05 | 261,901 | 103.0 |
| Pixelworks Inc | NASDAQ | PXLW | 6.36 | 2.58 | 9.05 | 2.11 | 2,802,643 | 142.8 |
| Internet Patents Corp | NASDAQ | PTNT | 3.34 | 2.14 | 4.66 | 2.93 | 1,157,499 | 25.9 |
| KEYW Holding Corp/The | NASDAQ | KEYW | 20.76 | 2.06 | 23.09 | 10.82 | 383,201 | 773.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Image Sensing Systems Inc | NASDAQ | ISNS | 5.62 | 10.85 | 8.28 | 4.29 | 111,368 | 28.0 |
| InvenSense Inc | NYSE | INVN | 21.97 | 6.19 | 23.92 | 9.09 | 4,327,268 | 1,929.2 |
| Vicor Corp | NASDAQ | VICR | 10.93 | 6.01 | 14.11 | 4.72 | 115,391 | 421.2 |
| China BAK Battery Inc | NASDAQ | CBAK | 3.99 | 5.56 | 4.78 | 0.59 | 552,959 | 50.4 |
| ClearSign Combustion Corp | NASDAQ | CLIR | 11.20 | 4.19 | 13.87 | 5.56 | 254,539 | 108.1 |
| Revolution Lighting Technologies Inc | NASDAQ | RVLT | 3.66 | 3.68 | 5.50 | 1.22 | 1,095,634 | 298.8 |
| Metabolix Inc | NASDAQ | MBLX | 1.45 | 3.57 | 2.58 | 0.75 | 302,382 | 50.1 |
| MagneGas Corp | NASDAQ | MNGA | 0.86 | 3.48 | 2.36 | 0.40 | 275,355 | 19.9 |
| M/A-COM Technology Solutions Holdings Inc | NASDAQ | MTSI | 19.90 | 3.43 | 21.44 | 12.45 | 273,794 | 934.1 |
| Research Frontiers Inc | NASDAQ | REFR | 6.18 | 3.17 | 7.64 | 3.14 | 107,443 | 142.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| TESARO Inc | NASDAQ | TSRO | 38.86 | 27.49 | 51.95 | 20.62 | 3,457,441 | 1,388.1 |
| Venaxis Inc | NASDAQ | APPY | 3.29 | 21.36 | 3.88 | 1.15 | 9,676,849 | 70.6 |
| Premier Biomedical Inc | OTC BB | BIEI | 0.90 | 20.00 | 2.60 | 0.50 | 161,481 | 16.2 |
| Unilife Corp | NASDAQ | UNIS | 4.99 | 15.24 | 5.30 | 1.80 | 4,423,814 | 512.2 |
| Chelsea Therapeutics International Ltd | NASDAQ | CHTP | 5.95 | 13.98 | 6.83 | 1.68 | 11,853,890 | 466.7 |
| Depomed Inc | NASDAQ | DEPO | 14.94 | 10.67 | 15.39 | 4.99 | 4,400,063 | 851.4 |
| Vanda Pharmaceuticals Inc | NASDAQ | VNDA | 17.53 | 9.63 | 18.00 | 3.57 | 3,304,047 | 587.3 |
| PhotoMedex Inc | NASDAQ | PHMD | 16.45 | 9.52 | 17.05 | 10.51 | 453,211 | 340.9 |
| Medical Action Industries Inc | NASDAQ | MDCI | 7.46 | 7.65 | 10.07 | 5.04 | 163,413 | 122.3 |
| Chimerix Inc | NASDAQ | CMRX | 26.40 | 7.40 | 27.00 | 12.96 | 935,974 | 706.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Life Partners Holdings Inc | NASDAQ | LPHI | 2.96 | 25.96 | 4.26 | 1.52 | 754,854 | 55.2 |
| Porter Bancorp Inc | NASDAQ | PBIB | 1.24 | 15.89 | 2.41 | 0.79 | 143,028 | 15.9 |
| Harris & Harris Group Inc | NASDAQ | TINY | 3.76 | 8.05 | 3.94 | 2.83 | 686,431 | 117.2 |
| US Global Investors Inc | NASDAQ | GROW | 3.90 | 4.00 | 4.00 | 2.10 | 124,320 | 60.3 |
| Imperial Holdings Inc | NYSE | IFT | 5.78 | 3.96 | 7.58 | 3.80 | 249,808 | 123.5 |
| Maui Land & Pineapple Co Inc | NYSE | MLP | 6.23 | 3.49 | 6.94 | 3.86 | 212,590 | 117.0 |
| Gleacher & Co Inc | NASDAQ | GLCH | 11.65 | 3.01 | 17.60 | 9.94 | 465,899 | 72.2 |
| Fidelity & Guaranty Life | NYSE | FGL | 23.85 | 2.19 | 24.29 | 18.12 | 124,349 | 1,393.8 |
| FXCM Inc | NYSE | FXCM | 15.99 | 2.11 | 19.97 | 12.75 | 728,003 | 695.7 |
| Horizon Technology Finance Corp | NASDAQ | HRZN | 12.67 | 1.93 | 15.51 | 12.17 | 282,745 | 121.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
