Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Wednesday, March 12, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Shore Gold Inc | TSX | SGF | 0.33 | 22.22 | 0.33 | 0.12 | 803,038 | 74.2 |
| Focus Ventures Ltd | TSXV | FCV | 0.29 | 20.83 | 0.31 | 0.06 | 1,663,100 | 15.4 |
| Tasman Metals Ltd | TSXV | TSM | 1.85 | 19.35 | 1.92 | 0.51 | 812,525 | 119.9 |
| Barkerville Gold Mines Ltd | TSXV | BGM | 0.61 | 17.31 | 1.00 | 0.39 | 1,118,488 | 67.0 |
| EPM Mining Ventures Inc | TSXV | EPK | 0.12 | 15.00 | 0.50 | 0.10 | 155,000 | 11.1 |
| Wolfden Resources Corp | TSXV | WLF | 0.23 | 15.00 | 0.45 | 0.09 | 259,000 | 11.6 |
| Kombat Copper Inc | TSXV | KBT | 0.16 | 14.29 | 0.17 | 0.07 | 171,500 | 18.4 |
| Pilot Gold Inc | TSX | PLG | 1.67 | 12.08 | 1.95 | 0.71 | 942,831 | 150.2 |
| Sandstorm Gold Ltd | TSX | SSL | 6.85 | 11.93 | 10.55 | 4.17 | 1,281,922 | 699.0 |
| Cordoba Minerals Corp | TSXV | CDB | 0.60 | 11.11 | 0.80 | 0.15 | 104,000 | 19.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Valeura Energy Inc | TSX | VLE | 0.54 | 14.89 | 1.05 | 0.27 | 399,300 | 31.3 |
| Canadian Overseas Petroleum Ltd | TSXV | XOP | 0.31 | 6.90 | 0.40 | 0.12 | 1,127,015 | 102.8 |
| Ballard Power Systems Inc | TSX | BLD | 5.98 | 5.84 | 9.32 | 0.79 | 4,337,081 | 653.9 |
| Synodon Inc | TSXV | SYD | 0.28 | 5.66 | 0.34 | 0.13 | 852,280 | 23.1 |
| Macro Enterprises Inc | TSXV | MCR | 6.35 | 5.66 | 7.35 | 1.63 | 108,053 | 190.1 |
| CDN Oilfield Solutions Corp | TSXV | OTS | 0.20 | 5.26 | 0.24 | 0.13 | 161,400 | 17.8 |
| Alter Nrg Corp | TSX | NRG | 1.02 | 5.15 | 1.24 | 0.32 | 144,985 | 114.8 |
| Petrowest Corp | TSX | PRW | 0.98 | 4.26 | 1.14 | 0.60 | 394,127 | 143.4 |
| Traverse Energy Ltd | TSXV | TVL | 0.81 | 3.85 | 0.98 | 0.45 | 298,200 | 42.0 |
| Terraco Gold Corp | TSXV | TEN | 0.15 | 3.45 | 0.17 | 0.09 | 100,772 | 20.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Fireswirl Technologies Inc | TSXV | FSW | 0.35 | 11.29 | 0.40 | 0.06 | 225,214 | 18.4 |
| Data Group Inc/Canada | TSX | DGI | 0.77 | 6.94 | 2.40 | 0.36 | 198,028 | 18.1 |
| Redknee Solutions Inc | TSX | RKN | 5.62 | 5.84 | 7.82 | 2.50 | 486,211 | 537.6 |
| PNI Digital Media Inc | TSX | PN | 1.34 | 3.88 | 1.49 | 0.20 | 212,649 | 55.5 |
| TECSYS Inc | TSX | TCS | 6.00 | 2.56 | 6.38 | 3.26 | 110,700 | 68.8 |
| POET Technologies Inc | TSXV | PTK | 1.46 | 2.10 | 1.48 | 0.32 | 1,012,214 | 212.5 |
| Guestlogix Inc | TSX | GXI | 1.50 | 2.04 | 1.55 | 0.77 | 124,316 | 134.6 |
| Espial Group Inc | TSX | ESP | 1.66 | 1.22 | 1.86 | 0.30 | 266,020 | 32.8 |
| Wi-Lan Inc | TSX | WIN | 3.39 | 0.89 | 4.98 | 2.96 | 156,129 | 406.5 |
| QHR Corp | TSXV | QHR | 1.25 | 0.81 | 1.54 | 0.47 | 117,651 | 60.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Flyht Aerospace Solutions Ltd | TSXV | FLY | 0.73 | 10.61 | 0.73 | 0.14 | 1,440,463 | 116.4 |
| Kelso Technologies Inc | TSXV | KLS | 3.74 | 4.47 | 3.74 | 0.64 | 102,524 | 161.7 |
| Pure Technologies Ltd | TSX | PUR | 7.10 | 4.11 | 8.25 | 4.34 | 132,314 | 364.5 |
| Avigilon Corp | TSX | AVO | 31.03 | 2.31 | 34.50 | 11.01 | 268,951 | 1,332.9 |
| Winpak Ltd | TSX | WPK | 26.30 | 1.00 | 26.50 | 16.61 | 197,167 | 1,709.5 |
| Martinrea International Inc | TSX | MRE | 9.73 | 0.41 | 12.75 | 6.91 | 181,891 | 822.0 |
| Celestica Inc | TSX | CLS | 10.84 | 0.28 | 11.91 | 7.82 | 160,302 | 1,960.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Theralase Technologies Inc | TSXV | TLT | 0.48 | 7.87 | 0.56 | 0.17 | 499,750 | 31.6 |
| biOasis Technologies Inc | TSXV | BTI | 1.20 | 3.45 | 1.55 | 0.67 | 281,081 | 50.1 |
| Concordia Healthcare Corp | TSX | CXR | 15.43 | 3.21 | 16.05 | 6.25 | 405,383 | 278.2 |
| Spectral Diagnostics Inc | TSX | SDI | 0.26 | 2.00 | 0.77 | 0.18 | 466,034 | 34.3 |
| Leisureworld Senior Care Corp | TSX | LW | 12.49 | 0.16 | 13.19 | 10.00 | 147,709 | 452.6 |
| Patheon Inc | TSX | PTI | 10.34 | 0.10 | 10.36 | 3.70 | 104,459 | 1,457.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Pinetree Capital Ltd | TSX | PNP | 0.63 | 10.53 | 0.64 | 0.25 | 428,920 | 95.8 |
| Aberdeen International Inc | TSX | AAB | 0.15 | 7.14 | 0.35 | 0.11 | 336,000 | 12.8 |
| Sprott Inc | TSX | SII | 3.63 | 1.97 | 3.66 | 2.21 | 140,305 | 900.0 |
| Tricon Capital Group Inc | TSX | TCN | 8.09 | 1.13 | 8.54 | 5.65 | 250,742 | 731.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Verso Paper Corp | NYSE | VRS | 2.50 | 23.76 | 5.55 | 0.52 | 628,428 | 133.0 |
| McEwen Mining Inc | NYSE | MUX | 3.38 | 10.10 | 3.39 | 1.63 | 4,958,613 | 1,004.4 |
| Gold Resource Corp | NYSE | GORO | 5.81 | 9.42 | 13.29 | 4.45 | 1,169,612 | 312.5 |
| Golden Minerals Co | NYSE | AUMN | 1.10 | 6.80 | 3.11 | 0.42 | 924,298 | 47.9 |
| Silver Bull Resources Inc | NYSE | SVBL | 0.39 | 6.45 | 0.45 | 0.30 | 186,916 | 61.5 |
| Allied Nevada Gold Corp | NYSE | ANV | 5.81 | 5.83 | 18.86 | 3.01 | 5,449,928 | 604.5 |
| Walter Energy Inc | NYSE | WLT | 9.22 | 4.42 | 30.95 | 8.37 | 10,691,605 | 577.4 |
| Hecla Mining Co | NYSE | HL | 3.46 | 3.28 | 4.41 | 2.63 | 5,511,458 | 1,185.6 |
| Uranerz Energy Corp | NYSE | URZ | 1.76 | 2.92 | 1.97 | 0.80 | 379,863 | 151.0 |
| Coeur Mining Inc | NYSE | CDE | 10.79 | 2.76 | 19.49 | 9.71 | 1,245,029 | 1,112.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| EPL Oil & Gas Inc | NYSE | EPL | 37.50 | 28.82 | 42.64 | 25.00 | 11,882,114 | 1,470.3 |
| Plug Power Inc | NASDAQ | PLUG | 6.80 | 12.77 | 11.72 | 0.15 | 141,367,460 | 723.1 |
| BioFuel Energy Corp | NASDAQ | BIOF | 3.34 | 7.05 | 6.37 | 1.13 | 550,865 | 21.3 |
| Delek US Holdings Inc | NYSE | DK | 30.95 | 6.91 | 40.47 | 19.77 | 1,167,392 | 1,864.3 |
| ZaZa Energy Corp | NASDAQ | ZAZA | 0.84 | 6.30 | 1.98 | 0.62 | 321,665 | 90.1 |
| Gastar Exploration Inc | NYSE | GST | 6.01 | 5.81 | 7.13 | 1.31 | 902,116 | 367.4 |
| Propell Technologies Group Inc | OTC BB | PROP | 0.37 | 5.80 | 1.12 | 0.14 | 777,505 | 51.2 |
| ReneSola Ltd | NYSE | SOL | 4.02 | 5.24 | 6.00 | 1.25 | 3,633,501 | 408.6 |
| Alon USA Energy Inc | NYSE | ALJ | 15.70 | 5.23 | 19.54 | 8.55 | 657,325 | 1,077.7 |
| Triangle Petroleum Corp | NYSE | TPLM | 8.28 | 4.81 | 11.66 | 4.85 | 1,490,028 | 727.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Zhone Technologies Inc | NASDAQ | ZHNE | 4.86 | 21.50 | 6.62 | 0.72 | 1,815,802 | 157.0 |
| Infinera Corp | NASDAQ | INFN | 9.71 | 14.91 | 12.16 | 6.06 | 5,592,203 | 1,188.9 |
| MeetMe Inc | NYSE | MEET | 3.89 | 9.89 | 4.39 | 1.07 | 2,784,766 | 149.7 |
| Maxwell Technologies Inc | NASDAQ | MXWL | 14.08 | 7.48 | 15.67 | 4.90 | 743,508 | 416.6 |
| US Auto Parts Network Inc | NASDAQ | PRTS | 3.00 | 7.14 | 3.18 | 0.91 | 410,110 | 100.1 |
| 3D Pioneer Systems Inc | OTC BB | DPSM | 0.45 | 6.89 | 0.84 | 0.08 | 129,495 | 34.2 |
| iPass Inc | NASDAQ | IPAS | 1.57 | 5.37 | 2.36 | 1.29 | 248,334 | 101.1 |
| Jive Software Inc | NASDAQ | JIVE | 8.96 | 5.16 | 18.48 | 7.11 | 1,197,509 | 629.6 |
| Cyan Inc | NYSE | CYNI | 3.92 | 5.09 | 15.05 | 3.19 | 720,197 | 182.0 |
| Synacor Inc | NASDAQ | SYNC | 2.70 | 5.06 | 4.17 | 2.13 | 313,204 | 73.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Identive Group Inc | NASDAQ | INVE | 0.90 | 7.14 | 1.55 | 0.49 | 374,754 | 66.7 |
| Capstone Turbine Corp | NASDAQ | CPST | 2.32 | 6.42 | 2.48 | 0.82 | 24,697,887 | 719.5 |
| SuperCom Ltd | NASDAQ | SPCB | 6.44 | 6.10 | 7.03 | 0.43 | 363,097 | 79.4 |
| China Digital TV Holding Co Ltd | NYSE | STV | 2.88 | 5.49 | 3.70 | 1.35 | 361,615 | 169.9 |
| ClearSign Combustion Corp | NASDAQ | CLIR | 10.75 | 5.39 | 13.87 | 5.56 | 152,788 | 103.7 |
| On Track Innovations Ltd | NASDAQ | OTIV | 3.03 | 5.21 | 4.38 | 0.80 | 207,746 | 96.2 |
| Superconductor Technologies Inc | NASDAQ | SCON | 3.28 | 5.13 | 5.70 | 1.42 | 1,258,644 | 38.0 |
| Methode Electronics Inc | NYSE | MEI | 35.41 | 5.01 | 37.53 | 12.48 | 784,902 | 1,323.7 |
| Lydall Inc | NYSE | LDL | 22.87 | 4.14 | 23.14 | 13.29 | 180,528 | 384.7 |
| Control4 Corp | NASDAQ | CTRL | 22.38 | 3.76 | 32.50 | 13.77 | 449,273 | 512.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| OXiGENE Inc | NASDAQ | OXGN | 4.29 | 77.27 | 5.40 | 1.96 | 29,390,953 | 49.2 |
| Chimerix Inc | NASDAQ | CMRX | 24.58 | 18.17 | 27.00 | 12.96 | 1,285,414 | 657.8 |
| FluoroPharma Medical Inc | OTC BB | FPMI | 0.62 | 11.82 | 0.84 | 0.47 | 224,900 | 15.0 |
| ARCA Biopharma Inc | NASDAQ | ABIO | 2.16 | 11.34 | 3.93 | 1.13 | 4,762,759 | 33.9 |
| NeuroMetrix Inc | NASDAQ | NURO | 2.56 | 10.82 | 4.25 | 1.47 | 370,518 | 15.2 |
| TG Therapeutics Inc | NASDAQ | TGTX | 7.40 | 10.28 | 7.85 | 2.97 | 499,192 | 254.4 |
| Foundation Medicine Inc | NASDAQ | FMI | 41.33 | 9.08 | 42.70 | 18.00 | 376,434 | 1,143.3 |
| Five Prime Therapeutics Inc | NASDAQ | FPRX | 17.90 | 9.01 | 21.68 | 8.02 | 213,049 | 362.8 |
| Cell Therapeutics Inc | NASDAQ | CTIC | 4.10 | 8.18 | 4.25 | 0.97 | 10,466,531 | 613.5 |
| Acura Pharmaceuticals Inc | NASDAQ | ACUR | 1.81 | 7.74 | 3.78 | 1.35 | 1,933,456 | 88.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| CNinsure Inc | NASDAQ | CISG | 9.23 | 7.08 | 9.42 | 4.75 | 591,794 | 462.8 |
| Meadowbrook Insurance Group Inc | NYSE | MIG | 5.70 | 5.36 | 8.90 | 5.24 | 241,638 | 284.4 |
| Independent Bank Corp/MI | NASDAQ | IBCP | 13.24 | 5.33 | 14.25 | 5.51 | 135,419 | 303.5 |
| Hercules Technology Growth Capital Inc | NYSE | HTGC | 15.23 | 4.96 | 17.25 | 11.57 | 1,214,138 | 941.6 |
| First Security Group Inc/TN | NASDAQ | FSGI | 2.23 | 3.72 | 7.45 | 1.78 | 442,636 | 148.5 |
| Terreno Realty Corp | NYSE | TRNO | 18.24 | 3.46 | 20.27 | 16.54 | 103,846 | 455.8 |
| Western Asset Mortgage Capital Corp | NYSE | WMC | 16.47 | 3.39 | 21.86 | 13.26 | 493,190 | 439.1 |
| Cascade Bancorp | NASDAQ | CACB | 5.33 | 3.29 | 7.00 | 4.31 | 173,142 | 253.6 |
| New York Mortgage Trust Inc | NASDAQ | NYMT | 7.82 | 3.03 | 8.01 | 5.55 | 1,038,347 | 592.0 |
| Walter Investment Management Corp | NYSE | WAC | 28.21 | 2.96 | 45.23 | 24.11 | 746,975 | 1,054.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
