Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Tuesday, March 11, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Alpha Exploration Inc/Canada | TSXV | AEX | 0.79 | 23.44 | 0.80 | 0.24 | 304,093 | 20.7 |
| Shore Gold Inc | TSX | SGF | 0.27 | 12.50 | 0.29 | 0.12 | 570,057 | 60.7 |
| Novo Resources Corp | CNSX | NVO | 2.00 | 12.36 | 2.15 | 0.47 | 267,100 | 83.5 |
| Sandspring Resources Ltd | TSXV | SSP | 0.35 | 11.29 | 0.37 | 0.15 | 379,352 | 45.7 |
| Probe Mines Ltd | TSXV | PRB | 3.70 | 10.45 | 3.74 | 1.10 | 419,304 | 280.0 |
| Yorbeau Resources Inc | TSX | YRB/A | 0.19 | 8.82 | 0.25 | 0.14 | 219,090 | 33.3 |
| Marlin Gold Mining Ltd | TSXV | MLN | 0.15 | 7.14 | 0.17 | 0.05 | 123,800 | 102.0 |
| Sandstorm Gold Ltd | TSX | SSL | 6.12 | 6.62 | 10.55 | 4.17 | 417,283 | 624.5 |
| Giyani Gold Corp | TSXV | WDG | 0.25 | 6.38 | 1.26 | 0.21 | 128,400 | 13.7 |
| Mundoro Capital Inc | TSXV | MUN | 0.29 | 5.45 | 0.36 | 0.18 | 157,500 | 12.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Sintana Energy Inc | TSXV | SNN | 0.21 | 13.51 | 0.23 | 0.07 | 347,000 | 65.2 |
| EnerGulf Resources Inc | TSXV | ENG | 0.45 | 9.76 | 0.49 | 0.14 | 175,060 | 36.2 |
| Tethys Petroleum Ltd | TSX | TPL | 0.61 | 8.93 | 0.95 | 0.43 | 374,927 | 182.7 |
| Crown Point Energy Inc | TSXV | CWV | 0.78 | 5.41 | 0.83 | 0.14 | 263,003 | 81.5 |
| Connacher Oil and Gas Ltd | TSX | CLL | 0.21 | 5.00 | 0.34 | 0.06 | 208,163 | 94.9 |
| Eco Atlantic Oil & Gas Inc | TSXV | EOG | 0.24 | 4.35 | 0.56 | 0.20 | 105,750 | 16.6 |
| Donnycreek Energy Inc | TSXV | DCK | 2.29 | 4.09 | 3.20 | 1.60 | 150,060 | 117.5 |
| Strategic Oil & Gas Ltd | TSXV | SOG | 0.52 | 4.00 | 1.36 | 0.41 | 240,250 | 135.5 |
| Alberta Oilsands Inc | TSXV | AOS | 0.15 | 3.57 | 0.18 | 0.03 | 632,000 | 30.7 |
| Renegade Petroleum Ltd | TSXV | RPL | 1.53 | 3.38 | 2.16 | 0.87 | 7,271,031 | 313.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| BSM Technologies Inc | TSXV | GPS | 2.44 | 10.41 | 3.45 | 1.08 | 329,000 | 112.0 |
| QHR Corp | TSXV | QHR | 1.24 | 4.20 | 1.54 | 0.47 | 204,092 | 59.8 |
| Data Group Inc/Canada | TSX | DGI | 0.72 | 2.86 | 2.47 | 0.36 | 127,213 | 16.9 |
| UrtheCast Corp | TSX | UR | 2.59 | 2.78 | 2.90 | 1.22 | 295,718 | 166.1 |
| Sprylogics International Corp | TSXV | SPY | 0.59 | 1.72 | 0.80 | 0.35 | 322,637 | 16.2 |
| Solium Capital Inc | TSX | SUM | 7.80 | 1.04 | 9.04 | 3.70 | 144,645 | 367.4 |
| Wanted Technologies Corp | TSXV | WAN | 1.25 | 0.81 | 1.55 | 0.43 | 149,775 | 30.2 |
| Sphere 3D Corp | TSXV | ANY | 8.20 | 0.37 | 8.85 | 0.41 | 114,659 | 177.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Clean Seed Capital Group Ltd | TSXV | CSX | 0.63 | 14.55 | 0.89 | 0.09 | 292,530 | 19.1 |
| Gemini Corp | TSXV | GKX | 0.83 | 3.75 | 0.92 | 0.20 | 183,400 | 46.1 |
| Zenn Motor Co Inc | TSXV | ZNN | 0.61 | 1.67 | 1.94 | 0.35 | 141,821 | 32.6 |
| Newalta Corp | TSX | NAL | 19.36 | 1.10 | 19.36 | 12.41 | 130,880 | 1,073.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Titan Medical Inc | TSXV | TMD | 2.32 | 16.00 | 2.38 | 0.38 | 2,129,795 | 189.5 |
| IntelliPharmaCeutics International Inc/CA | TSX | I | 5.09 | 5.60 | 6.70 | 1.55 | 146,864 | 116.1 |
| Tekmira Pharmaceuticals Corp | TSX | TKM | 34.16 | 3.70 | 34.66 | 4.31 | 155,630 | 650.7 |
| Concordia Healthcare Corp | TSX | CXR | 14.95 | 1.36 | 16.05 | 6.25 | 202,432 | 269.6 |
| Led Medical Diagnostics Inc | TSXV | LMD | 0.49 | 1.03 | 0.59 | 0.18 | 188,515 | 36.1 |
| biOasis Technologies Inc | TSXV | BTI | 1.16 | 0.87 | 1.63 | 0.67 | 240,834 | 48.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| LX Ventures Inc | TSXV | LXV | 0.32 | 12.28 | 0.96 | 0.14 | 535,960 | 23.7 |
| High North Resources Ltd | TSXV | HN | 0.65 | 4.84 | 0.74 | 0.20 | 148,537 | 33.1 |
| Input Capital Corp | TSXV | INP | 2.25 | 1.81 | 2.73 | 1.55 | 148,746 | 137.7 |
| Artis Real Estate Investment Trust | TSX | AX-U | 15.66 | 0.26 | 17.03 | 13.42 | 105,900 | 1,994.8 |
| Dundee International Real Estate Investment Trust | TSX | DI-U | 9.21 | 0.11 | 11.09 | 7.97 | 113,955 | 1,003.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Oxford Resource Partners LP | NYSE | OXF | 1.36 | 7.94 | 3.45 | 1.08 | 212,614 | 28.3 |
| China Gerui Advanced Materials Group Ltd | NASDAQ | CHOP | 1.24 | 6.90 | 2.58 | 1.00 | 566,596 | 73.9 |
| Mines Management Inc | NYSE | MGN | 1.50 | 5.63 | 1.80 | 0.48 | 307,398 | 43.5 |
| McEwen Mining Inc | NYSE | MUX | 3.07 | 4.07 | 3.20 | 1.63 | 3,567,965 | 912.3 |
| PetroLogistics LP | NYSE | PDH | 12.98 | 3.84 | 15.03 | 10.37 | 392,474 | 1,807.0 |
| Allied Nevada Gold Corp | NYSE | ANV | 5.49 | 3.58 | 18.86 | 3.01 | 5,294,449 | 571.2 |
| Century Aluminum Co | NASDAQ | CENX | 12.40 | 2.90 | 12.87 | 6.26 | 849,725 | 1,099.7 |
| AK Steel Holding Corp | NYSE | AKS | 6.50 | 2.04 | 8.47 | 2.76 | 9,772,009 | 888.4 |
| General Steel Holdings Inc | NYSE | GSI | 1.46 | 1.39 | 1.58 | 0.80 | 924,050 | 80.7 |
| Hi-Crush Partners LP | NYSE | HCLP | 39.38 | 1.21 | 40.73 | 17.44 | 116,337 | 1,284.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Ocean Power Technologies Inc | NASDAQ | OPTT | 5.45 | 19.78 | 7.01 | 1.45 | 12,395,123 | 66.3 |
| Propell Technologies Group Inc | OTC BB | PROP | 0.35 | 18.97 | 1.12 | 0.14 | 887,665 | 48.4 |
| Armada Oil Inc | OTC BB | AOIL | 0.22 | 10.00 | 0.75 | 0.16 | 144,493 | 12.3 |
| Solazyme Inc | NASDAQ | SZYM | 14.41 | 6.82 | 14.44 | 7.15 | 2,294,655 | 982.1 |
| PetroQuest Energy Inc | NYSE | PQ | 5.36 | 4.89 | 5.42 | 3.64 | 1,378,527 | 352.7 |
| Ascent Solar Technologies Inc | NASDAQ | ASTI | 0.74 | 4.48 | 1.33 | 0.49 | 3,601,442 | 44.8 |
| Zion Oil & Gas Inc | NASDAQ | ZN | 1.92 | 3.78 | 2.99 | 1.17 | 116,024 | 65.6 |
| Gevo Inc | NASDAQ | GEVO | 1.45 | 3.57 | 2.45 | 1.12 | 3,461,140 | 99.3 |
| Recon Technology Ltd | NASDAQ | RCON | 5.90 | 2.61 | 8.00 | 1.55 | 534,436 | 26.7 |
| Midstates Petroleum Co Inc | NYSE | MPO | 5.20 | 1.96 | 8.95 | 4.13 | 1,058,101 | 355.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| CareView Communications Inc | OTC BB | CRVW | 0.79 | 16.18 | 0.80 | 0.25 | 640,248 | 109.6 |
| MGT Capital Investments Inc | NYSE | MGT | 2.64 | 8.20 | 5.40 | 1.63 | 141,963 | 20.1 |
| Max Sound Corp | OTC BB | MAXD | 0.11 | 8.17 | 0.32 | 0.09 | 1,407,889 | 32.7 |
| Cinedigm Corp | NASDAQ | CIDM | 2.97 | 7.61 | 3.25 | 1.25 | 303,075 | 190.6 |
| Worlds Inc | OTC BB | WDDD | 0.22 | 5.71 | 0.55 | 0.11 | 130,497 | 20.6 |
| RIT Technologies Ltd | NASDAQ | RITT | 1.81 | 5.23 | 4.88 | 1.55 | 510,557 | 21.2 |
| Callidus Software Inc | NASDAQ | CALD | 13.14 | 4.87 | 15.50 | 4.10 | 854,456 | 603.3 |
| Axcelis Technologies Inc | NASDAQ | ACLS | 2.37 | 4.87 | 2.58 | 1.08 | 1,684,278 | 262.4 |
| GigOptix Inc | NYSE | GIG | 1.80 | 4.65 | 1.98 | 0.83 | 331,757 | 56.5 |
| China Techfaith Wireless Communication Technology Ltd | NASDAQ | CNTF | 2.74 | 3.40 | 3.01 | 0.95 | 1,017,812 | 145.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Clean Diesel Technologies Inc | NASDAQ | CDTI | 4.92 | 74.16 | 7.39 | 1.10 | 19,311,263 | 45.7 |
| ZBB Energy Corp | NYSE | ZBB | 3.24 | 22.26 | 4.75 | 0.40 | 16,672,197 | 57.4 |
| MagneGas Corp | NASDAQ | MNGA | 0.87 | 11.24 | 2.36 | 0.40 | 2,226,506 | 20.1 |
| Capstone Turbine Corp | NASDAQ | CPST | 2.18 | 11.22 | 2.42 | 0.82 | 44,889,757 | 676.1 |
| API Technologies Corp | NASDAQ | ATNY | 3.13 | 10.21 | 3.86 | 2.31 | 166,921 | 173.3 |
| PowerSecure International Inc | NYSE | POWR | 25.28 | 9.44 | 27.44 | 10.01 | 1,456,867 | 554.9 |
| Metabolix Inc | NASDAQ | MBLX | 1.44 | 7.46 | 2.58 | 0.75 | 231,995 | 49.8 |
| American Superconductor Corp | NASDAQ | AMSC | 2.31 | 5.96 | 3.06 | 1.37 | 6,349,143 | 157.4 |
| SemiLEDs Corp/Taiwan | NASDAQ | LEDS | 1.42 | 4.41 | 2.44 | 0.79 | 3,576,595 | 39.8 |
| CUI Global Inc | NASDAQ | CUI | 10.05 | 4.36 | 10.30 | 4.60 | 271,787 | 206.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| La Jolla Pharmaceutical Co | NASDAQ | LJPC | 17.96 | 64.77 | 19.50 | 2.75 | 8,329,219 | 79.1 |
| SunLink Health Systems Inc | NYSE | SSY | 2.12 | 40.40 | 2.94 | 0.62 | 439,686 | 20.0 |
| Elite Pharmaceuticals Inc | OTC BB | ELTP | 0.60 | 27.96 | 0.97 | 0.06 | 21,381,848 | 313.6 |
| OXiGENE Inc | NASDAQ | OXGN | 2.42 | 17.48 | 4.95 | 1.96 | 8,541,614 | 27.8 |
| Northwest Biotherapeutics Inc | NASDAQ | NWBO | 9.18 | 16.93 | 10.64 | 3.10 | 8,410,663 | 405.4 |
| Zogenix Inc | NASDAQ | ZGNX | 4.54 | 11.82 | 5.19 | 1.25 | 10,937,518 | 633.5 |
| Aethlon Medical Inc | OTC BB | AEMD | 0.25 | 9.01 | 0.29 | 0.08 | 518,251 | 52.0 |
| Receptos Inc | NASDAQ | RCPT | 49.57 | 6.37 | 51.68 | 13.00 | 223,757 | 1,098.8 |
| Galectin Therapeutics Inc | NASDAQ | GALT | 16.16 | 6.32 | 19.11 | 3.05 | 672,458 | 347.4 |
| Chimerix Inc | NASDAQ | CMRX | 20.80 | 6.12 | 27.00 | 12.96 | 295,768 | 556.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| CNinsure Inc | NASDAQ | CISG | 8.62 | 10.65 | 8.94 | 4.75 | 1,052,409 | 432.2 |
| RCS Capital Corp | NYSE | RCAP | 28.05 | 10.56 | 28.05 | 14.86 | 158,256 | 743.3 |
| Harris & Harris Group Inc | NASDAQ | TINY | 3.52 | 7.65 | 3.75 | 2.83 | 475,575 | 109.7 |
| Ameris Bancorp | NASDAQ | ABCB | 22.96 | 6.49 | 23.08 | 13.03 | 279,579 | 576.3 |
| NMI Holdings Inc | NASDAQ | NMIH | 11.96 | 5.37 | 15.24 | 10.32 | 860,158 | 694.3 |
| MCG Capital Corp | NASDAQ | MCGC | 3.86 | 2.39 | 5.55 | 3.64 | 1,273,122 | 272.2 |
| First BanCorp/Puerto Rico | NYSE | FBP | 5.75 | 2.31 | 8.70 | 4.36 | 1,270,203 | 1,190.8 |
| Retail Opportunity Investments Corp | NASDAQ | ROIC | 14.83 | 2.28 | 15.79 | 12.60 | 1,124,417 | 1,078.1 |
| United Community Banks Inc/GA | NASDAQ | UCBI | 18.45 | 2.22 | 19.35 | 10.15 | 582,661 | 1,004.4 |
| Gain Capital Holdings Inc | NYSE | GCAP | 11.03 | 2.13 | 14.62 | 3.97 | 1,060,948 | 436.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
