Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Health Care and Financials
In tracking the small cap stock universe of Canadian and US stocks for Tuesday, January 21, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Wellgreen Platinum Ltd | TSXV | WG | 0.95 | 43.94 | 1.15 | 0.42 | 427,237 | 73.3 |
| Falco Pacific Resource Group I | TSXV | FPC | 0.56 | 36.59 | 0.89 | 0.17 | 252,000 | 39.2 |
| American Cumo Mining Corp | TSXV | MLY | 0.15 | 36.36 | 0.25 | 0.07 | 165,477 | 12.3 |
| Laramide Resources Ltd | TSX | LAM | 0.73 | 28.07 | 1.05 | 0.32 | 373,931 | 53.5 |
| Minco Gold Corp | TSX | MMM | 0.29 | 23.40 | 0.48 | 0.14 | 271,001 | 14.6 |
| Woulfe Mining Corp | TSXV | WOF | 0.11 | 22.22 | 0.31 | 0.09 | 1,335,414 | 38.4 |
| RTG Mining Inc | TSX | RTG | 0.11 | 22.22 | 0.18 | 0.05 | 110,000 | 35.9 |
| Confederation Minerals Ltd | TSXV | CFM | 0.21 | 20.00 | 0.36 | 0.10 | 477,500 | 13.9 |
| Gold Standard Ventures Corp | TSXV | GSV | 0.84 | 18.31 | 1.19 | 0.47 | 525,480 | 77.1 |
| Fission 3.0 Corp | TSXV | FUU | 0.20 | 17.65 | 0.30 | 0.10 | 1,279,560 | 30.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Tethys Petroleum Ltd | TSX | TPL | 0.65 | 14.04 | 0.95 | 0.43 | 619,429 | 200.1 |
| BNK Petroleum Inc | TSX | BKX | 1.68 | 10.53 | 1.98 | 0.45 | 572,818 | 242.9 |
| Petrobank Energy & Resources Ltd | TSX | PBG | 0.38 | 10.29 | 1.00 | 0.31 | 273,854 | 36.5 |
| Hyduke Energy Services Inc | TSX | HYD | 0.46 | 9.52 | 0.73 | 0.35 | 175,800 | 11.2 |
| Delphi Energy Corp | TSX | DEE | 2.13 | 6.50 | 2.15 | 0.99 | 1,185,951 | 326.3 |
| New Zealand Energy Corp | TSXV | NZ | 0.27 | 6.00 | 0.89 | 0.20 | 116,737 | 45.3 |
| Alexander Energy Ltd | TSXV | ALX | 0.97 | 5.43 | 1.01 | 0.15 | 4,596,964 | 184.7 |
| Madalena Energy Inc | TSXV | MVN | 0.78 | 5.41 | 0.83 | 0.24 | 2,129,472 | 264.2 |
| Connacher Oil and Gas Ltd | TSX | CLL | 0.20 | 5.26 | 0.34 | 0.06 | 298,855 | 90.1 |
| RMP Energy Inc | TSX | RMP | 5.88 | 5.09 | 6.49 | 3.22 | 2,266,153 | 694.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Symbility Solutions Inc | TSXV | SY | 0.36 | 9.23 | 0.54 | 0.28 | 1,804,474 | 74.0 |
| ISIS Lab Corp | TSXV | LAB | 0.43 | 7.50 | 0.47 | 0.10 | 462,400 | 23.1 |
| Sphere 3D Corp | TSXV | ANY | 5.78 | 6.06 | 6.80 | 0.41 | 106,729 | 121.9 |
| RDM Corp | TSX | RC | 2.09 | 5.03 | 2.29 | 1.32 | 1,521,904 | 44.6 |
| ViXS Systems Inc | TSX | VXS | 3.25 | 4.33 | 4.19 | 2.42 | 657,056 | 164.1 |
| Natcore Technology Inc | TSXV | NXT | 1.05 | 3.96 | 1.39 | 0.55 | 126,458 | 48.4 |
| Cortex Business Solutions Inc | TSXV | CBX | 0.14 | 3.85 | 0.25 | 0.12 | 194,630 | 35.3 |
| POET Technologies Inc | TSXV | PTK | 0.65 | 3.17 | 0.69 | 0.32 | 144,978 | 86.2 |
| Sierra Wireless Inc | TSX | SW | 24.32 | 0.33 | 28.31 | 7.82 | 116,136 | 748.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Flyht Aerospace Solutions Ltd | TSXV | FLY | 0.47 | 4.44 | 0.50 | 0.14 | 548,900 | 73.9 |
| Martinrea International Inc | TSX | MRE | 8.60 | 3.61 | 12.75 | 6.91 | 728,186 | 726.2 |
| Carmanah Technologies Corp | TSX | CMH | 0.18 | 2.86 | 0.31 | 0.10 | 235,000 | 18.1 |
| Gemini Corp | TSXV | GKX | 0.75 | 2.74 | 0.88 | 0.20 | 153,357 | 41.3 |
| Chemtrade Logistics Income Fund | TSX | CHE-U | 20.71 | 1.82 | 20.95 | 15.63 | 134,225 | 863.1 |
| Zedi Inc | TSXV | ZED | 1.04 | 0.97 | 1.08 | 0.55 | 186,612 | 101.7 |
| Intertape Polymer Group Inc | TSX | ITP | 12.82 | 0.23 | 15.62 | 8.59 | 212,935 | 779.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Lorus Therapeutics Inc | TSX | LOR | 0.64 | 8.47 | 1.04 | 0.17 | 641,744 | 38.1 |
| Concordia Healthcare Corp | TSX | CXR | 10.10 | 6.32 | 10.10 | 6.25 | 192,963 | 181.7 |
| Led Medical Diagnostics Inc | TSXV | LMD | 0.52 | 6.12 | 0.63 | 0.18 | 226,499 | 38.0 |
| Sirona Biochem Corp | TSXV | SBM | 0.18 | 6.06 | 0.21 | 0.07 | 684,663 | 18.9 |
| Immunovaccine Inc | TSXV | IMV | 0.77 | 2.67 | 0.79 | 0.22 | 101,400 | 60.9 |
| Zecotek Photonics Inc | TSXV | ZMS | 0.81 | 2.53 | 0.94 | 0.22 | 305,941 | 74.7 |
| Spectral Diagnostics Inc | TSX | SDI | 0.52 | 1.96 | 0.77 | 0.18 | 129,449 | 69.9 |
| Prometic Life Sciences Inc | TSX | PLI | 1.14 | 1.79 | 1.20 | 0.27 | 5,110,867 | 594.7 |
| Bioniche Life Sciences Inc | TSX | BNC | 0.35 | 1.47 | 0.42 | 0.18 | 160,765 | 48.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Gluskin Sheff + Associates Inc | TSX | GS | 29.75 | 4.75 | 30.23 | 14.88 | 196,153 | 877.9 |
| Sandstorm Metals & Energy Ltd | TSXV | SND | 1.22 | 4.27 | 5.00 | 0.95 | 101,066 | 42.3 |
| Alaris Royalty Corp | TSX | AD | 27.40 | 3.01 | 37.69 | 23.99 | 174,453 | 786.2 |
| Posera-HDX Ltd | TSX | HDX | 0.29 | 1.75 | 0.39 | 0.11 | 100,000 | 14.0 |
| InnVest Real Estate Investment Trust | TSX | INN-U | 4.86 | 1.67 | 5.03 | 3.95 | 151,669 | 455.8 |
| Tricon Capital Group Inc | TSX | TCN | 8.19 | 0.74 | 8.33 | 5.65 | 164,744 | 738.4 |
| Pure Industrial Real Estate Trust | TSX | AAR-U | 4.55 | 0.66 | 5.39 | 3.97 | 575,912 | 616.4 |
| Dundee International Real Estate Investment Trust | TSX | DI-U | 8.76 | 0.46 | 11.41 | 7.97 | 170,037 | 957.4 |
| Artis Real Estate Investment Trust | TSX | AX-U | 15.18 | 0.40 | 17.03 | 13.42 | 204,854 | 1,919.4 |
| Dundee Industrial Real Estate Investment Trust | TSX | DIR-U | 8.92 | 0.34 | 11.75 | 8.20 | 139,399 | 488.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Timberline Resources Corp | NYSE | TLR | 0.23 | 42.77 | 0.35 | 0.13 | 1,347,018 | 17.1 |
| Liquidmetal Technologies Inc | OTC BB | LQMT | 0.29 | 27.39 | 0.30 | 0.05 | 11,305,382 | 109.3 |
| China Natural Resources Inc | NASDAQ | CHNR | 8.60 | 16.06 | 13.49 | 3.10 | 188,382 | 214.2 |
| Noranda Aluminum Holding Corp | NYSE | NOR | 3.89 | 10.83 | 6.63 | 2.21 | 1,530,961 | 264.6 |
| Century Aluminum Co | NASDAQ | CENX | 12.24 | 10.07 | 12.34 | 6.26 | 1,698,310 | 1,085.5 |
| Mines Management Inc | NYSE | MGN | 0.67 | 9.85 | 1.27 | 0.48 | 239,594 | 19.4 |
| General Moly Inc | NYSE | GMO | 1.40 | 9.38 | 4.09 | 1.04 | 562,189 | 128.2 |
| Uranerz Energy Corp | NYSE | URZ | 1.55 | 9.15 | 1.64 | 0.80 | 1,204,712 | 133.0 |
| Golden Minerals Co | NYSE | AUMN | 0.84 | 8.39 | 4.18 | 0.42 | 899,930 | 36.3 |
| Arch Therapeutics Inc | OTC BB | ARTH | 0.42 | 6.33 | 1.36 | 0.11 | 181,656 | 25.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Hyperdynamics Corp | NYSE | HDY | 5.98 | 15.00 | 6.45 | 3.01 | 787,488 | 125.9 |
| Houston American Energy Corp | NYSE | HUSA | 0.34 | 14.48 | 0.48 | 0.18 | 1,758,471 | 17.7 |
| American Eagle Energy Corp | NYSE | AMZG | 1.94 | 9.60 | 3.00 | 1.16 | 320,701 | 137.4 |
| Synergy Resources Corp | NYSE | SYRG | 9.39 | 8.93 | 11.40 | 5.65 | 768,370 | 713.6 |
| Lightbridge Corp | NASDAQ | LTBR | 2.23 | 8.25 | 3.28 | 1.32 | 218,151 | 33.6 |
| Gray Fox Petroleum Corp | OTC BB | GFOX | 1.45 | 7.41 | 1.48 | 0.50 | 442,867 | 51.4 |
| Amyris Inc | NASDAQ | AMRS | 5.13 | 7.32 | 6.11 | 2.17 | 780,228 | 391.3 |
| FuelCell Energy Inc | NASDAQ | FCEL | 1.50 | 7.14 | 1.95 | 0.84 | 8,376,018 | 341.1 |
| Pacific Ethanol Inc | NASDAQ | PEIX | 7.74 | 6.32 | 7.89 | 2.33 | 980,155 | 120.3 |
| Bill Barrett Corp | NYSE | BBG | 28.96 | 6.16 | 30.69 | 15.50 | 1,920,936 | 1,418.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Vimicro International Corp | NASDAQ | VIMC | 3.80 | 40.75 | 3.90 | 1.10 | 805,582 | 109.3 |
| Inteliquent Inc | NASDAQ | IQNT | 12.98 | 22.92 | 13.21 | 1.99 | 3,152,364 | 417.8 |
| Bridgeline Digital Inc | NASDAQ | BLIN | 1.44 | 21.33 | 1.88 | 0.67 | 2,056,631 | 26.4 |
| Globalscape Inc | NYSE | GSB | 2.92 | 14.51 | 2.97 | 1.29 | 1,448,194 | 54.8 |
| Lantronix Inc | NASDAQ | LTRX | 2.84 | 13.60 | 3.03 | 1.31 | 395,613 | 41.4 |
| Pixelworks Inc | NASDAQ | PXLW | 6.32 | 12.86 | 6.42 | 2.11 | 1,708,966 | 138.9 |
| Novatel Wireless Inc | NASDAQ | NVTL | 3.02 | 11.44 | 4.43 | 1.51 | 569,425 | 102.9 |
| Digimarc Corp | NASDAQ | DMRC | 29.94 | 10.36 | 30.20 | 17.85 | 118,111 | 218.2 |
| NQ Mobile Inc | NYSE | NQ | 17.07 | 9.35 | 25.90 | 6.15 | 7,801,632 | 887.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| SemiLEDs Corp/Taiwan | NASDAQ | LEDS | 1.22 | 16.19 | 2.44 | 0.61 | 1,279,464 | 33.9 |
| Terra Tech Corp | OTC BB | TRTC | 0.32 | 13.68 | 0.66 | 0.06 | 6,449,517 | 40.0 |
| NF Energy Saving Corp | NASDAQ | NFEC | 2.03 | 13.53 | 2.88 | 0.47 | 772,731 | 11.2 |
| Control4 Corp | NASDAQ | CTRL | 30.85 | 11.01 | 32.50 | 13.77 | 241,132 | 702.5 |
| LiqTech International Inc | NYSE | LIQT | 2.00 | 10.19 | 3.50 | 1.50 | 109,715 | 54.4 |
| China Ming Yang Wind Power Group Ltd | NYSE | MY | 2.98 | 9.56 | 3.52 | 1.13 | 3,127,851 | 363.1 |
| SMTC Corp | NASDAQ | SMTX | 2.58 | 9.32 | 2.82 | 1.60 | 198,445 | 43.5 |
| STR Holdings Inc | NYSE | STRI | 1.50 | 8.70 | 3.43 | 1.22 | 736,184 | 62.8 |
| Superconductor Technologies Inc | NASDAQ | SCON | 2.91 | 7.78 | 5.70 | 1.42 | 532,901 | 33.8 |
| MagneGas Corp | NASDAQ | MNGA | 1.11 | 6.73 | 2.36 | 0.40 | 671,269 | 25.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| ThermoGenesis Corp | NASDAQ | KOOL | 2.30 | 111.01 | 2.30 | 0.71 | 15,126,442 | 38.4 |
| Discount Dental Materials Inc | OTC BB | DDOO | 0.32 | 34.45 | 1.40 | 0.15 | 177,050 | 10.7 |
| ImmunoCellular Therapeutics Ltd | NYSE | IMUC | 1.54 | 32.76 | 4.00 | 0.65 | 18,789,437 | 87.9 |
| iBio Inc | NYSE | IBIO | 0.64 | 28.00 | 0.85 | 0.28 | 3,225,017 | 41.2 |
| Pacific Biosciences of California Inc | NASDAQ | PACB | 7.77 | 19.54 | 8.20 | 1.95 | 4,142,909 | 514.0 |
| Geron Corp | NASDAQ | GERN | 5.38 | 19.42 | 7.79 | 0.98 | 11,536,263 | 693.8 |
| Tonix Pharmaceuticals Holding Corp | NASDAQ | TNXP | 18.24 | 18.06 | 21.00 | 2.25 | 568,253 | 89.0 |
| Ironwood Pharmaceuticals Inc | NASDAQ | IRWD | 14.75 | 16.51 | 19.67 | 8.95 | 4,108,763 | 1,783.3 |
| Cell Therapeutics Inc | NASDAQ | CTIC | 4.21 | 15.66 | 4.25 | 0.97 | 24,190,066 | 612.5 |
| Brainstorm Cell Therapeutics Inc | OTC BB | BCLI | 0.27 | 15.25 | 0.30 | 0.10 | 2,275,956 | 47.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Center Bancorp Inc | NASDAQ | CNBC | 19.12 | 9.01 | 19.85 | 11.45 | 232,337 | 313.0 |
| Cowen Group Inc | NASDAQ | COWN | 4.35 | 7.94 | 4.36 | 2.45 | 1,352,393 | 512.6 |
| Life Partners Holdings Inc | NASDAQ | LPHI | 2.82 | 6.82 | 4.47 | 1.52 | 131,330 | 52.6 |
| RE/MAX Holdings Inc | NYSE | RMAX | 29.96 | 4.83 | 33.54 | 22.00 | 139,828 | 879.1 |
| CoBiz Financial Inc | NASDAQ | COBZ | 12.39 | 4.56 | 12.43 | 7.27 | 132,141 | 499.8 |
| RCS Capital Corp | NYSE | RCAP | 22.40 | 4.43 | 22.49 | 14.86 | 148,321 | 593.6 |
| Wintrust Financial Corp | NASDAQ | WTFC | 47.65 | 3.56 | 48.06 | 34.63 | 621,831 | 1,902.8 |
| Sun Communities Inc | NYSE | SUI | 44.85 | 3.39 | 57.78 | 39.53 | 158,237 | 1,620.9 |
| First BanCorp/Puerto Rico | NYSE | FBP | 5.27 | 3.33 | 8.70 | 4.88 | 1,085,726 | 1,091.2 |
| Aircastle Ltd | NYSE | AYR | 19.48 | 3.29 | 19.67 | 12.88 | 565,487 | 1,573.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
