The U.S equity indices ended 2013 with their biggest annual percentage
gains since 1997, while the Canadian indices remained mixed during the
year. The NASDAQ Composite Index gained 38.3%, while S&P 500 increased
29.6% in 2013. The U.S smallcap Russell 2000 index was the second best
performer after NASDAQ, registering gains of 37%. In the Canadian markets,
S&P/TSX Composite Index gained 9.6% during the year, while the S&P/TSX
Composite Venture Index witnessed a decline of 23.7% in 2013.
Ubika Research has shortlisted fifteen best performing penny stocks (trading
below $1) across sectors which outperformed the broader indices during
2013 with 6-months average traded volume in excess of 100,000
Index Performance
Index |
Last Index Value |
Index Returns (2013) |
6- Months Index Average Volume |
Russell 2000 Index |
1,163.64 |
37.0% |
232,487,331 |
S&P/TSX TSXV Composite Index |
931.97 |
-23.7% |
61,452,938 |
S&P/TSX Composite Index |
13,621.55 |
9.6% |
155,442,572 |
Stocks Performance
Company Name |
Ticker |
Exchange |
Sector |
Market Cap |
Last Price |
6-Months Average Volume |
Price Return 2013 |
52-Week High |
52-Week Low |
National Holdings Corp |
NHLD |
OTC BB |
Financial |
70.9 |
0.58 |
192,338 |
259.4% |
0.60 |
0.18 |
Enterprise Group Inc |
E |
TSX |
Energy |
84.0 |
0.78 |
504,108 |
239.1% |
0.89 |
0.22 |
Prometic Life Sciences Inc |
PLI |
TSX |
Healthcare |
483.7 |
0.93 |
953,345 |
226.3% |
1.14 |
0.26 |
Barisan Gold Corp |
BG |
TSXV |
Basic Materials |
10.7 |
0.29 |
346,804 |
205.3% |
0.45 |
0.04 |
Flyht Aerospace Solutions Ltd |
FLY |
TSXV |
Industrial |
66.2 |
0.46 |
319,608 |
155.6% |
0.50 |
0.14 |
Aethlon Medical Inc |
AEMD |
OTC BB |
Healthcare |
33.8 |
0.17 |
389,005 |
148.5% |
0.29 |
0.06 |
La Jolla Pharmaceutical Co |
LJPC |
OTC BB |
Healthcare |
34.1 |
0.16 |
556,568 |
138.5% |
0.24 |
0.06 |
Spectral Diagnostics Inc |
SDI |
TSX |
Healthcare |
78.0 |
0.58 |
114,877 |
132.0% |
0.77 |
0.18 |
Vasomedical Inc |
VASO |
OTC BB |
Healthcare |
52.8 |
0.34 |
138,845 |
89.9% |
0.37 |
0.10 |
Lorus Therapeutics Inc |
LOR |
TSX |
Healthcare |
31.3 |
0.57 |
178,644 |
83.9% |
1.04 |
0.17 |
Western Lithium USA Corp |
WLC |
TSX |
Basic Materials |
24.5 |
0.24 |
112,119 |
71.4% |
0.47 |
0.12 |
Yangarra Resources Ltd |
YGR |
TSXV |
Energy |
84.3 |
0.58 |
196,072 |
65.7% |
0.65 |
0.24 |
Liquidmetal Technologies Inc |
LQMT |
OTC BB |
Basic Materials |
61.7 |
0.17 |
5,829,107 |
65.7% |
0.23 |
0.05 |
Rexahn Pharmaceuticals Inc |
RNN |
NYSE |
Healthcare |
74.8 |
0.51 |
1,402,779 |
64.5% |
0.66 |
0.28 |
Theratechnologies Inc |
TH |
TSX |
Healthcare |
29.9 |
0.49 |
110,899 |
55.6% |
0.60 |
0.19 |
Source: Bloomberg; Last Price as on December 31, 2013
Market Cap & Last Price are in their respective currencies
Company Description
National Holdings Corp (OTC BB: NHLD)
National Holdings Corporation, through its subsidiaries, offers securities
brokerage services. The company offers stock and bond brokerage services,
insurance products and individual retirement accounts, and advises on initial
public offerings and private placements.
Enterprise Group Inc (TSX: E)
Enterprise Group, Inc. is a pipeline construction and oilfield maintenance
company. The company seeks business in Central and Northern Alberta’s oilfields.
Prometic Life Sciences Inc (TSX: PLI)
ProMetic Life Sciences, Inc. is an international bio-pharmaceutical company.
The company, through its subsidiaries, researches, develops, manufactures
and markets a variety of commercial applications from its core technology.
ProMetic’s applications are used in therapeutics, large-scale drug purification,
chemical genomics and proteomics, drug delivery and drug development.
Barisan Gold Corp (TSXV: BG)
Barisan Gold Corp. is a mineral exploration company. The company is a
gold, copper, and porphyry exploration company engaged in the exploration,
acquisition and development of mineral properties in Indonesia.
Flyht Aerospace Solutions Ltd (TSXV: FLY)
Flyht Aerospace Solutions Ltd provides safety and efficiency solutions
to the aviation industry. The company’s products include an automated flight
information reporting system, as well as monitoring, management, and reporting
tools.
Aethlon Medical Inc (OTC BB: AEMD)
Aethlon Medical, Inc. develops medical devices which treat infectious
diseases. The company’s products include the Hemopurifier, which provides
treatment against drug and vaccine resistant bioweapons, naturally evolving
pandemic threats such as H5N1 Avian Flu, and chronic infectious disease
targets including Hepatitis-C (HCV) and the Human Immunodeficiency Virus
(HIV).
La Jolla Pharmaceutical Co (OTC BB: LJPC)
La Jolla Pharmaceutical Company researches and develops specialized therapeutics
for the treatment of diseases caused by antibodies. The company is developing
products to treat autoimmune conditions such as lupus and antibody-mediated
stroke.
Spectral Diagnostics Inc (TSX: SDI)
Spectral Diagnostics is inPhase III, seeking FDA approval for its theranostics
product for the treatment of severe sepsis and septic shock. Toraymyxin
is a therapeutic hemoperfusion device that removes endotoxin, which can
cause sepsis, from the bloodstream. Directed by the company’s Endotoxin
Activity Assay, Spectral’s EUPHRATES trial is a theranostics trial in the
area of sepsis.
Vasomedical Inc (OTC BB: VASO)
Vasomedical, Inc. commercializes the EECP enhanced external counterpulsation
system. The company’s product is a microprocessor-based medical device
for the noninvasive, atraumatic treatment of patients with coronary artery
disease. Vasomedical’s EECP is marketed worldwide to hospitals, clinics,
and other cardiac health care providers.
Lorus Therapeutics Inc (TSX: LOR)
Lorus Therapeutics Inc. is a pharmaceutical company focused on the development
of cancer therapies. The company has products in clinical trials for the
treatment of pancreatic cancer.
Western Lithium USA Corp (TSX: WLC)
Western Lithium USA Corporation explores for lithium in the southwestern
United States. The company is developing the Kings Valley, lithium deposit
in Nevada.
Yangarra Resources Ltd (TSXV: YGR)
Yangarra Resources Ltd. acquires, explores, and develops oil and gas properties
in Canada.
Liquidmetal Technologies Inc (OTC BB: LQMT)
Liquidmetal Technologies Inc. develops, manufactures, and sells bulk amorphous
alloys. The company also develops products made from amorphous alloys,
such as industrial coatings, and products which can be incorporated into
the finished goods of its customers.
Rexahn Pharmaceuticals Inc (NYSE: RNN)
Rexahn Pharmaceuticals, Inc. is a biopharmaceutical company. The company
develops signal inhibitor therapies for cancer, and treatments for central
nervous system diseases.
Theratechnologies Inc (TSX: TH)
Theratechnologies, Inc. is a specialty pharmaceutical company that discovers
and develops therapeutic peptide products, with an emphasis on growth-hormone
releasing factor peptides. The company’s main product is being marketed
in the United States for the reduction of excess abdominal fat n HIV-infected
patients with lipodystrophy.