Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Friday, January 23, 2015, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Kootenay Silver Inc | TSXV | KTN | 0.42 | 23.53 | 0.63 | 0.25 | 203,400 | 29.4 |
| Adriana Resources Inc | TSXV | ADI | 0.13 | 13.64 | 0.25 | 0.11 | 146,200 | 19.7 |
| Alabama Graphite Corp | TSXV | ALP | 0.15 | 11.11 | 0.32 | 0.12 | 446,700 | 13.7 |
| Noront Resources Ltd | TSXV | NOT | 0.30 | 9.09 | 0.70 | 0.25 | 380,650 | 69.6 |
| Starcore International Mines Ltd | TSX | SAM | 0.13 | 8.33 | 0.27 | 0.11 | 955,769 | 19.8 |
| Oban Mining Corp | TSX | OBM | 0.13 | 8.33 | 0.35 | 0.07 | 741,623 | 13.0 |
| Alphamin Resources Corp | TSXV | AFM | 0.16 | 6.67 | 0.42 | 0.14 | 131,400 | 42.8 |
| New Millennium Iron Corp | TSX | NML | 0.17 | 6.25 | 0.63 | 0.13 | 177,942 | 30.8 |
| Discovery Ventures Inc | TSXV | DVN | 0.19 | 5.71 | 0.42 | 0.14 | 179,483 | 12.3 |
| Canada Carbon Inc | TSXV | CCB | 0.21 | 5.13 | 0.29 | 0.15 | 313,496 | 17.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| ShaMaran Petroleum Corp | TSXV | SNM | 0.14 | 22.73 | 0.43 | 0.10 | 2,077,870 | 211.3 |
| Raise Production Inc | TSXV | RPC | 1.00 | 16.28 | 3.50 | 0.46 | 163,100 | 85.7 |
| East West Petroleum Corp | TSXV | EW | 0.12 | 15.00 | 0.54 | 0.09 | 176,600 | 10.6 |
| Trilogy Energy Corp | TSX | TET | 6.42 | 13.83 | 32.30 | 5.27 | 1,449,855 | 840.9 |
| Chinook Energy Inc | TSX | CKE | 1.10 | 6.80 | 2.85 | 0.97 | 281,575 | 236.6 |
| CWC Energy Services Corp | TSXV | CWC | 0.41 | 6.58 | 1.24 | 0.36 | 180,345 | 109.7 |
| DeeThree Exploration Ltd | TSX | DTX | 5.38 | 6.53 | 12.18 | 4.03 | 651,491 | 478.0 |
| Niko Resources Ltd | TSX | NKO | 0.25 | 6.52 | 3.26 | 0.22 | 340,714 | 23.0 |
| Parallel Energy Trust | TSX | PLT-U | 0.50 | 6.38 | 4.84 | 0.46 | 191,336 | 27.0 |
| Terra Nova Energy Ltd | TSXV | TGC | 0.18 | 5.88 | 0.25 | 0.04 | 131,000 | 12.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| ISIS Lab Corp | TSXV | LAB | 0.48 | 9.09 | 0.66 | 0.28 | 395,704 | 28.3 |
| QHR Corp | TSXV | QHR | 1.38 | 4.55 | 1.45 | 1.04 | 1,149,701 | 68.7 |
| Spectra7 Microsystems Inc | TSXV | SEV | 0.54 | 3.85 | 1.04 | 0.26 | 821,620 | 50.1 |
| POET Technologies Inc | TSXV | PTK | 1.25 | 3.31 | 2.87 | 0.65 | 507,624 | 208.2 |
| NeuLion Inc | TSX | NLN | 1.19 | 2.59 | 1.47 | 0.52 | 614,528 | 212.0 |
| COM DEV International Ltd | TSX | CDV | 3.92 | 2.35 | 4.36 | 3.45 | 137,300 | 300.6 |
| Sandvine Corp | TSX | SVC | 3.07 | 2.33 | 4.08 | 2.34 | 1,016,780 | 457.2 |
| Intertain Group Ltd/The | TSX | IT | 13.98 | 2.04 | 17.73 | 3.83 | 339,991 | 455.9 |
| Absolute Software Corp | TSX | ABT | 8.66 | 1.88 | 8.69 | 5.85 | 175,001 | 380.8 |
| Corus Entertainment Inc | TSX | CJR/B | 22.88 | 0.79 | 26.05 | 20.08 | 112,978 | 1,970.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| PFB Corp | TSX | PFB | 4.50 | 4.65 | 5.94 | 3.58 | 200,921 | 30.2 |
| Newalta Corp | TSX | NAL | 15.07 | 4.29 | 22.97 | 12.59 | 151,810 | 844.3 |
| Horizon North Logistics Inc | TSX | HNL | 2.22 | 4.23 | 8.84 | 1.80 | 152,353 | 245.2 |
| Aecon Group Inc | TSX | ARE | 10.35 | 4.12 | 18.75 | 9.51 | 591,949 | 584.2 |
| Bird Construction Inc | TSX | BDT | 11.60 | 3.48 | 15.35 | 9.80 | 118,479 | 493.2 |
| Flyht Aerospace Solutions Ltd | TSXV | FLY | 0.34 | 3.08 | 0.80 | 0.27 | 158,350 | 57.6 |
| Avigilon Corp | TSX | AVO | 17.86 | 2.64 | 34.09 | 13.15 | 282,771 | 831.8 |
| AirBoss of America Corp | TSX | BOS | 14.21 | 1.36 | 14.75 | 7.33 | 215,575 | 325.1 |
| Chemtrade Logistics Income Fund | TSX | CHE-U | 21.25 | 1.19 | 22.47 | 18.36 | 110,762 | 1,450.8 |
| Photon Control Inc | TSXV | PHO | 0.48 | 1.05 | 0.57 | 0.27 | 173,700 | 49.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Imris Inc | TSX | IM | 0.86 | 11.69 | 3.20 | 0.22 | 207,474 | 53.8 |
| Extendicare Inc | TSX | EXE | 6.89 | 6.82 | 8.79 | 6.21 | 959,744 | 607.0 |
| Patient Home Monitoring Corp | TSXV | PHM | 1.05 | 6.06 | 1.05 | 0.22 | 3,189,603 | 191.6 |
| Theralase Technologies Inc | TSXV | TLT | 0.56 | 5.66 | 0.78 | 0.21 | 295,811 | 47.5 |
| Trimel Pharmaceuticals Corp | TSX | TRL | 0.75 | 5.63 | 0.92 | 0.31 | 436,349 | 150.7 |
| Prometic Life Sciences Inc | TSX | PLI | 1.79 | 4.68 | 2.21 | 0.85 | 2,024,231 | 976.2 |
| Merus Labs International Inc | TSX | MSL | 1.81 | 3.43 | 2.68 | 1.29 | 543,690 | 147.1 |
| Tekmira Pharmaceuticals Corp | TSX | TKM | 31.19 | 2.60 | 34.66 | 9.55 | 113,558 | 698.2 |
| Resverlogix Corp | TSX | RVX | 0.80 | 2.56 | 0.89 | 0.41 | 128,381 | 68.3 |
| Zecotek Photonics Inc | TSXV | ZMS | 0.44 | 2.35 | 0.97 | 0.26 | 378,203 | 46.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Carfinco Financial Group Inc | TSX | CFN | 9.58 | 14.05 | 11.89 | 7.40 | 542,052 | 253.6 |
| Copper Fox Metals Inc | TSXV | CUU | 0.16 | 10.71 | 0.38 | 0.10 | 451,965 | 63.2 |
| Input Capital Corp | TSXV | INP | 2.35 | 3.98 | 2.85 | 1.86 | 169,960 | 191.5 |
| Canaccord Genuity Group Inc | TSX | CF | 6.54 | 3.48 | 13.42 | 5.98 | 633,242 | 669.1 |
| Dream Global Real Estate Investment Trust | TSX | DRG-U | 9.22 | 1.10 | 10.03 | 7.93 | 304,511 | 1,005.1 |
| Northwest International Healthcare Properties Real Estate Investment Trust | TSXV | MOB-U | 2.05 | 0.99 | 2.40 | 1.85 | 125,704 | 177.9 |
| Crombie Real Estate Investment Trust | TSX | CRR-U | 13.57 | 0.74 | 13.74 | 12.13 | 413,862 | 1,730.0 |
| AGF Management Ltd | TSX | AGF/B | 7.13 | 0.56 | 13.57 | 6.90 | 523,374 | 612.9 |
| Tricon Capital Group Inc | TSX | TCN | 9.39 | 0.11 | 9.49 | 7.17 | 151,672 | 848.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Komet Resources Inc | TSXV | KMT | 0.55 | 10.00 | 0.60 | 0.05 | 100,000 | 23.4 |
| Mission Ready Services Inc | TSXV | MRS | 0.22 | 10.00 | 0.48 | 0.14 | 169,050 | 11.8 |
| SENSIO Technologies Inc | TSXV | SIO | 0.17 | 9.68 | 0.35 | 0.10 | 519,746 | 17.7 |
| Cott Corp | TSX | BCB | 9.85 | 1.86 | 9.92 | 6.66 | 115,689 | 914.7 |
| Black Diamond Group Ltd | TSX | BDI | 10.09 | 1.82 | 35.99 | 9.65 | 215,249 | 416.1 |
| Superior Plus Corp | TSX | SPB | 11.67 | 0.78 | 15.06 | 11.29 | 477,557 | 1,472.6 |
| Rogers Sugar Inc | TSX | RSI | 4.50 | 0.22 | 5.54 | 4.28 | 106,888 | 423.1 |
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Horsehead Holding Corp | NASDAQ | ZINC | 13.84 | 3.90 | 21.02 | 13.20 | 3,707,032 | 772.9 |
| General Moly Inc | NYSE | GMO | 0.58 | 3.30 | 1.36 | 0.26 | 140,464 | 53.3 |
| Noranda Aluminum Holding Corp | NYSE | NOR | 3.14 | 0.32 | 5.64 | 2.90 | 390,670 | 216.2 |
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Torchlight Energy Resources Inc | NASDAQ | TRCH | 0.69 | 72.80 | 5.41 | 0.35 | 377,515 | 16.0 |
| PEDEVCO Corp | NYSE | PED | 0.55 | 17.02 | 2.83 | 0.31 | 140,557 | 18.2 |
| Magnum Hunter Resources Corp | NYSE | MHR | 1.93 | 16.97 | 9.27 | 1.60 | 20,480,282 | 385.8 |
| GreenHunter Resources Inc | NYSE | GRH | 0.72 | 15.32 | 3.62 | 0.42 | 424,486 | 25.4 |
| Ener-Core Inc | OTC BB | ENCR | 0.15 | 10.37 | 0.96 | 0.07 | 1,155,777 | 17.0 |
| Solazyme Inc | NASDAQ | SZYM | 2.31 | 9.48 | 15.00 | 2.06 | 1,776,067 | 183.2 |
| EV Energy Partners LP | NASDAQ | EVEP | 13.20 | 9.45 | 41.97 | 11.95 | 999,347 | 641.2 |
| Niska Gas Storage Partners LLC | NYSE | NKA | 3.99 | 8.42 | 16.43 | 2.71 | 214,882 | 151.6 |
| SinoCoking Coal and Coke Chemical Industries Inc | NASDAQ | SCOK | 2.83 | 8.02 | 9.37 | 0.83 | 517,321 | 67.8 |
| Parker Drilling Co | NYSE | PKD | 2.85 | 7.55 | 8.35 | 2.51 | 743,063 | 347.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Aspen Group Inc/CO | OTC BB | ASPU | 0.19 | 28.00 | 0.39 | 0.10 | 761,530 | 21.6 |
| E2open Inc | NASDAQ | EOPN | 6.81 | 12.94 | 29.82 | 5.21 | 462,555 | 199.7 |
| Ikanos Communications Inc | NASDAQ | IKAN | 0.37 | 12.12 | 1.22 | 0.29 | 1,324,967 | 51.6 |
| Trulia Inc | NYSE | TRLA | 46.55 | 9.84 | 67.50 | 28.15 | 2,350,096 | 1,759.9 |
| TubeMogul Inc | NASDAQ | TUBE | 17.88 | 9.69 | 23.83 | 8.15 | 434,845 | 532.7 |
| Inventergy Global Inc | NASDAQ | INVT | 0.69 | 9.52 | 11.55 | 0.51 | 318,831 | 18.5 |
| Straight Path Communications Inc | NYSE | STRP | 19.75 | 9.42 | 22.00 | 5.94 | 148,782 | 236.0 |
| Netlist Inc | NASDAQ | NLST | 1.53 | 8.51 | 2.41 | 0.57 | 838,938 | 63.5 |
| Autobytel Inc | NASDAQ | ABTL | 10.20 | 8.40 | 18.82 | 7.90 | 120,019 | 92.1 |
| MeetMe Inc | NASDAQ | MEET | 1.57 | 8.28 | 4.39 | 1.39 | 301,769 | 70.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Metalico Inc | NYSE | MEA | 0.67 | 19.66 | 2.32 | 0.26 | 3,093,311 | 39.1 |
| Covenant Transportation Group Inc | NASDAQ | CVTI | 28.17 | 13.36 | 29.50 | 8.08 | 587,395 | 496.0 |
| M/A-COM Technology Solutions Holdings Inc | NASDAQ | MTSI | 34.79 | 9.13 | 34.85 | 15.43 | 533,538 | 1,661.7 |
| Flexible Solutions International Inc | NYSE | FSI | 1.49 | 8.76 | 1.94 | 0.52 | 282,308 | 19.6 |
| SemiLEDs Corp/Taiwan | NASDAQ | LEDS | 1.40 | 8.53 | 1.66 | 0.37 | 825,690 | 39.8 |
| Orbital Sciences Corp | NYSE | ORB | 29.97 | 8.47 | 34.16 | 22.00 | 513,563 | 1,825.3 |
| Document Security Systems Inc | NYSE | DSS | 0.40 | 8.08 | 1.87 | 0.28 | 267,916 | 18.3 |
| Intellicheck Mobilisa Inc | NYSE | IDN | 1.52 | 5.67 | 14.32 | 1.38 | 236,629 | 14.9 |
| Identiv Inc | NASDAQ | INVE | 14.18 | 5.66 | 21.31 | 6.12 | 112,129 | 150.9 |
| Martin Midstream Partners LP | NASDAQ | MMLP | 30.67 | 5.32 | 44.36 | 24.03 | 239,992 | 1,084.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Array BioPharma Inc | NASDAQ | ARRY | 7.11 | 40.79 | 7.58 | 2.98 | 35,991,281 | 938.3 |
| Egalet Corp | NASDAQ | EGLT | 8.54 | 39.77 | 19.85 | 3.81 | 428,967 | 147.6 |
| SANUWAVE Health Inc | OTC BB | SNWV | 0.23 | 17.50 | 0.81 | 0.04 | 554,980 | 11.7 |
| Eagle Pharmaceuticals Inc/DE | NASDAQ | EGRX | 18.92 | 15.37 | 19.49 | 9.16 | 1,020,733 | 265.5 |
| Otonomy Inc | NASDAQ | OTIC | 32.93 | 12.24 | 40.45 | 15.19 | 1,360,235 | 781.2 |
| Ampio Pharmaceuticals Inc | NYSE | AMPE | 4.73 | 10.51 | 9.36 | 3.19 | 1,949,252 | 245.8 |
| Actinium Pharmaceuticals Inc | NYSE | ATNM | 5.16 | 9.09 | 15.00 | 4.34 | 314,270 | 154.8 |
| NeoGenomics Inc | NASDAQ | NEO | 3.88 | 8.38 | 6.10 | 2.95 | 1,386,148 | 232.7 |
| Verastem Inc | NASDAQ | VSTM | 7.58 | 8.29 | 16.60 | 6.87 | 4,020,049 | 251.2 |
| Cleveland Biolabs Inc | NASDAQ | CBLI | 0.25 | 8.23 | 0.87 | 0.19 | 260,659 | 14.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price |
1-Day % Change |
52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Republic First Bancorp Inc | NASDAQ | FRBK | 3.89 | 9.27 | 6.00 | 3.02 | 188,034 | 147.1 |
| Independent Bank Group Inc | NASDAQ | IBTX | 32.98 | 5.71 | 61.49 | 29.73 | 107,038 | 561.2 |
| Gain Capital Holdings Inc | NYSE | GCAP | 8.38 | 5.01 | 12.30 | 5.89 | 387,811 | 346.5 |
| Viggle Inc | NASDAQ | VGGL | 2.39 | 4.82 | 48.00 | 1.27 | 3,325,257 | 38.5 |
| Capital Southwest Corp | NASDAQ | CSWC | 42.59 | 3.75 | 43.07 | 32.01 | 274,375 | 661.9 |
| Moelis & Co | NYSE | MC | 33.13 | 3.47 | 36.27 | 25.00 | 149,925 | 1,921.5 |
| Noah Holdings Ltd | NYSE | NOAH | 18.98 | 3.15 | 25.60 | 12.35 | 481,741 | 1,049.5 |
| GSV Capital Corp | NASDAQ | GSVC | 9.48 | 2.71 | 13.76 | 8.22 | 118,351 | 183.2 |
| CorEnergy Infrastructure Trust Inc | NYSE | CORR | 6.75 | 2.58 | 8.54 | 5.43 | 177,224 | 314.6 |
| Chesapeake Granite Wash Trust | NYSE | CHKR | 6.51 | 2.36 | 12.58 | 4.80 | 318,781 | 304.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| RadioShack Corp | NYSE | RSH | 0.33 | 11.47 | 2.79 | 0.23 | 7,111,961 | 33.7 |
| 500.com Ltd | NYSE | WBAI | 17.76 | 9.43 | 54.00 | 14.53 | 728,232 | 622.6 |
| Lentuo International Inc | NYSE | LAS | 0.84 | 7.01 | 5.38 | 0.62 | 177,490 | 24.8 |
| Jumei International Holding Ltd | NYSE | JMEI | 13.97 | 6.48 | 39.45 | 12.11 | 691,335 | 1,999.5 |
| Scientific Games Corp | NASDAQ | SGMS | 12.74 | 5.90 | 17.25 | 6.97 | 674,342 | 1,080.7 |
| Kona Grill Inc | NASDAQ | KONA | 23.85 | 5.72 | 25.78 | 14.10 | 134,507 | 263.3 |
| Gordmans Stores Inc | NASDAQ | GMAN | 3.76 | 5.03 | 8.16 | 2.42 | 123,291 | 73.6 |
| Carmike Cinemas Inc | NASDAQ | CKEC | 28.00 | 4.91 | 36.22 | 24.00 | 190,154 | 683.7 |
| Conn’s Inc | NASDAQ | CONN | 16.02 | 4.40 | 69.85 | 14.02 | 1,250,885 | 581.5 |
| Barnes & Noble Inc | NYSE | BKS | 24.07 | 4.15 | 24.95 | 13.02 | 1,030,502 | 1,450.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg


