Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Thursday, November 13, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Caledonia Mining Corp | TSX | CAL | 0.80 | 19.40 | 1.20 | 0.60 | 167,711 | 41.7 |
| NioCorp Developments Ltd | TSXV | NB | 0.60 | 9.09 | 0.79 | 0.15 | 122,361 | 74.2 |
| Integra Gold Corp | TSXV | ICG | 0.18 | 9.09 | 0.42 | 0.14 | 904,735 | 37.9 |
| Tinka Resources Ltd | TSXV | TK | 0.24 | 9.09 | 0.55 | 0.16 | 163,920 | 27.8 |
| Levon Resources Ltd | TSX | LVN | 0.33 | 8.33 | 0.49 | 0.17 | 1,594,448 | 75.2 |
| Discovery Ventures Inc | TSXV | DVN | 0.26 | 8.33 | 0.42 | 0.12 | 234,500 | 17.3 |
| EPM Mining Ventures Inc | TSXV | EPK | 0.34 | 8.06 | 0.38 | 0.10 | 342,000 | 27.6 |
| Houston Lake Mining Inc | TSXV | HLM | 0.14 | 8.00 | 0.17 | 0.04 | 144,737 | 12.3 |
| Aldridge Minerals Inc | TSXV | AGM | 0.24 | 6.82 | 0.40 | 0.15 | 146,000 | 25.1 |
| New Millennium Iron Corp | TSX | NML | 0.26 | 6.25 | 0.72 | 0.14 | 249,159 | 46.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Bri-Chem Corp | TSX | BRY | 1.44 | 28.57 | 1.98 | 1.07 | 119,543 | 34.6 |
| Strata-X Energy Ltd | TSXV | SXE | 0.22 | 26.47 | 0.47 | 0.15 | 254,247 | 31.5 |
| ShaMaran Petroleum Corp | TSXV | SNM | 0.22 | 4.88 | 0.48 | 0.15 | 140,000 | 174.4 |
| Strad Energy Services Ltd | TSX | SDY | 4.81 | 2.34 | 5.09 | 3.54 | 172,041 | 179.3 |
| Africa Oil Corp | TSX | AOI | 3.50 | 2.04 | 9.00 | 3.38 | 316,896 | 1,093.2 |
| Niko Resources Ltd | TSX | NKO | 0.28 | 1.82 | 3.38 | 0.26 | 313,137 | 26.3 |
| WesternZagros Resources Ltd | TSXV | WZR | 0.66 | 1.54 | 1.28 | 0.62 | 392,726 | 315.3 |
| Capstone Infrastructure Corp | TSX | CSE | 4.11 | 0.24 | 4.54 | 3.45 | 181,377 | 397.4 |
| Parkland Fuel Corp | TSX | PKI | 21.16 | 0.09 | 23.46 | 17.40 | 221,709 | 1,609.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| iSign Media Solutions Inc | TSXV | ISD | 0.21 | 13.89 | 0.29 | 0.13 | 813,542 | 16.6 |
| EXO U Inc | TSXV | EXO | 3.10 | 12.73 | 4.56 | 0.70 | 141,420 | 129.6 |
| Spectra7 Microsystems Inc | TSXV | SEV | 0.96 | 9.09 | 1.04 | 0.26 | 2,852,220 | 79.9 |
| Sphere 3D Corp | TSXV | ANY | 10.84 | 8.40 | 11.20 | 4.60 | 190,520 | 269.7 |
| Sprylogics International Corp | TSXV | SPY | 0.68 | 6.25 | 0.69 | 0.16 | 1,105,153 | 19.1 |
| Intertain Group Ltd/The | TSX | IT | 14.00 | 4.95 | 14.29 | 3.83 | 833,185 | 298.3 |
| Sierra Wireless Inc | TSX | SW | 44.35 | 4.90 | 44.53 | 18.48 | 198,484 | 1,404.7 |
| Smart Employee Benefits Inc | TSXV | SEB | 0.52 | 4.00 | 0.73 | 0.35 | 123,670 | 36.9 |
| Slyce Inc | TSXV | SLC | 1.10 | 1.85 | 1.19 | 0.05 | 982,403 | 113.8 |
| Axia NetMedia Corp | TSX | AXX | 2.80 | 0.36 | 2.90 | 2.23 | 124,375 | 176.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Canexus Corp | TSX | CUS | 3.75 | 2.74 | 7.56 | 3.37 | 270,104 | 687.0 |
| Chemtrade Logistics Income Fund | TSX | CHE-U | 21.24 | 1.87 | 22.47 | 16.01 | 170,452 | 1,275.2 |
| Intertape Polymer Group Inc | TSX | ITP | 18.67 | 1.74 | 18.75 | 11.12 | 101,413 | 1,128.1 |
| ATS Automation Tooling Systems Inc | TSX | ATA | 14.17 | 0.50 | 16.56 | 11.90 | 1,176,475 | 1,289.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Nuvo Research Inc | TSX | NRI | 6.80 | 12.21 | 6.88 | 1.66 | 272,038 | 70.8 |
| Cynapsus Therapeutics Inc | TSXV | CTH | 0.87 | 7.41 | 1.51 | 0.37 | 138,812 | 68.7 |
| Extendicare Inc | TSX | EXE | 6.89 | 3.45 | 8.79 | 6.32 | 482,382 | 629.1 |
| Patient Home Monitoring Corp | TSXV | PHM | 0.62 | 3.33 | 0.65 | 0.22 | 4,203,142 | 101.2 |
| Bedrocan Cannabis Corp | TSXV | BED | 0.80 | 1.27 | 1.45 | 0.26 | 296,533 | 54.0 |
| Concordia Healthcare Corp | TSX | CXR | 41.82 | 0.65 | 44.09 | 6.25 | 167,958 | 1,207.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Great Prairie Energy Services Inc | TSXV | GPE | 0.25 | 4.26 | 0.60 | 0.18 | 584,262 | 29.0 |
| Terra Firma Capital Corp | TSXV | TII | 0.70 | 1.45 | 0.73 | 0.32 | 1,413,507 | 28.4 |
| Tricon Capital Group Inc | TSX | TCN | 8.19 | 1.24 | 8.54 | 7.12 | 175,160 | 743.1 |
| Carfinco Financial Group Inc | TSX | CFN | 11.17 | 0.27 | 12.97 | 7.40 | 125,920 | 295.7 |
| Killam Properties Inc | TSX | KMP | 10.66 | 0.19 | 11.05 | 10.02 | 136,446 | 592.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Cott Corp | TSX | BCB | 7.52 | 2.87 | 9.45 | 6.66 | 274,988 | 702.3 |
| EnerCare Inc | TSX | ECI | 15.05 | 2.59 | 15.19 | 9.48 | 193,862 | 1,382.9 |
| Leisureworld Senior Care Corp | TSX | LW | 14.28 | 2.37 | 14.39 | 10.74 | 273,266 | 517.9 |
| Alliance Grain Traders Inc | TSX | AGT | 27.60 | 1.85 | 29.77 | 14.59 | 1,434,823 | 636.4 |
| Rogers Sugar Inc | TSX | RSI | 4.85 | 1.04 | 5.65 | 4.28 | 128,119 | 456.0 |
| Dominion Diamond Corp | TSX | DDC | 16.20 | 0.93 | 16.83 | 12.89 | 157,644 | 1,379.2 |
| Superior Plus Corp | TSX | SPB | 12.84 | 0.71 | 15.06 | 11.04 | 267,824 | 1,620.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Allied Nevada Gold Corp | NYSE | ANV | 1.20 | 6.19 | 6.70 | 0.85 | 2,798,847 | 125.3 |
| Luxfer Holdings PLC | NYSE | LXFR | 15.91 | 1.92 | 22.05 | 14.16 | 161,290 | 429.8 |
| AK Steel Holding Corp | NYSE | AKS | 6.32 | 1.28 | 11.37 | 4.84 | 9,402,198 | 1,119.1 |
| General Steel Holdings Inc | NYSE | GSI | 1.00 | 1.01 | 1.58 | 0.86 | 137,745 | 58.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| ZaZa Energy Corp | NASDAQ | ZAZA | 3.55 | 39.22 | 11.50 | 1.66 | 6,950,840 | 43.1 |
| Quicksilver Resources Inc | NYSE | KWK | 0.60 | 9.01 | 3.67 | 0.36 | 2,107,686 | 108.0 |
| C&J Energy Services Inc | NYSE | CJES | 19.88 | 6.25 | 34.93 | 16.66 | 4,088,154 | 1,100.1 |
| Ascent Solar Technologies Inc | NASDAQ | ASTI | 2.11 | 4.46 | 8.59 | 1.41 | 1,644,097 | 32.4 |
| Paragon Offshore PLC | NYSE | PGN | 4.83 | 4.21 | 17.50 | 4.45 | 1,143,894 | 409.4 |
| Swift Energy Co | NYSE | SFY | 6.10 | 2.69 | 14.28 | 5.86 | 2,825,811 | 267.5 |
| Quantum Fuel Systems Technologies Worldwide Inc | NASDAQ | QTWW | 3.58 | 2.29 | 11.25 | 2.99 | 192,303 | 83.3 |
| Mid-Con Energy Partners LP | NASDAQ | MCEP | 16.81 | 1.69 | 24.39 | 14.50 | 641,683 | 392.3 |
| Matrix Service Co | NASDAQ | MTRX | 23.53 | 1.03 | 38.71 | 20.34 | 359,472 | 624.3 |
| Midcoast Energy Partners LP | NYSE | MEP | 15.32 | 0.99 | 25.13 | 13.98 | 341,207 | 692.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Rocket Fuel Inc | NASDAQ | FUEL | 19.20 | 18.30 | 71.89 | 14.29 | 7,251,613 | 791.1 |
| Sungy Mobile Ltd | NASDAQ | GOMO | 6.61 | 10.17 | 33.87 | 5.56 | 513,180 | 220.8 |
| ANADIGICS Inc | NASDAQ | ANAD | 0.86 | 8.86 | 2.17 | 0.55 | 601,801 | 74.5 |
| Wireless Telecom Group Inc | NYSE | WTT | 2.75 | 8.70 | 3.79 | 1.36 | 153,906 | 53.5 |
| Wix.com Ltd | NASDAQ | WIX | 20.35 | 7.22 | 32.69 | 14.28 | 527,138 | 766.5 |
| MoSys Inc | NASDAQ | MOSY | 1.79 | 7.19 | 5.99 | 1.53 | 237,519 | 89.1 |
| Radware Ltd | NASDAQ | RDWR | 20.32 | 6.78 | 20.44 | 15.70 | 1,114,034 | 910.9 |
| Mattersight Corp | NASDAQ | MATR | 5.77 | 6.07 | 7.85 | 4.35 | 170,101 | 128.3 |
| TubeMogul Inc | NASDAQ | TUBE | 18.01 | 5.69 | 18.25 | 8.15 | 791,300 | 536.3 |
| Varonis Systems Inc | NASDAQ | VRNS | 22.71 | 5.58 | 56.80 | 17.50 | 130,019 | 557.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Allied Motion Technologies Inc | NASDAQ | AMOT | 19.27 | 19.25 | 19.28 | 9.99 | 317,695 | 177.7 |
| Save the World Air Inc | OTC BB | ZERO | 0.46 | 15.13 | 1.23 | 0.35 | 218,391 | 83.3 |
| China XD Plastics Co Ltd | NASDAQ | CXDC | 6.46 | 11.00 | 13.24 | 4.51 | 385,631 | 320.4 |
| Document Security Systems Inc | NYSE | DSS | 0.51 | 9.47 | 2.46 | 0.40 | 164,561 | 21.7 |
| Rofin-Sinar Technologies Inc | NASDAQ | RSTI | 25.09 | 9.04 | 27.34 | 20.45 | 492,336 | 702.7 |
| Energous Corp | NASDAQ | WATT | 9.34 | 7.85 | 16.44 | 7.76 | 116,145 | 88.6 |
| China Ceramics Co Ltd | NASDAQ | CCCL | 0.88 | 5.76 | 3.21 | 0.71 | 148,213 | 18.0 |
| Rentech Nitrogen Partners LP | NYSE | RNF | 12.92 | 5.21 | 21.73 | 9.97 | 177,789 | 502.7 |
| Metalico Inc | NYSE | MEA | 0.50 | 4.98 | 2.68 | 0.27 | 641,502 | 29.2 |
| Fuel Systems Solutions Inc | NASDAQ | FSYS | 10.09 | 4.24 | 14.32 | 8.00 | 132,854 | 202.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Cytori Therapeutics Inc | NASDAQ | CYTX | 0.45 | 18.97 | 3.47 | 0.36 | 3,540,696 | 41.7 |
| Flamel Technologies SA | NASDAQ | FLML | 13.39 | 11.03 | 15.96 | 6.42 | 771,696 | 516.6 |
| Medizone International Inc | OTC BB | MZEI | 0.16 | 9.59 | 0.29 | 0.05 | 319,092 | 54.5 |
| Lipocine Inc | NASDAQ | LPCN | 4.95 | 7.61 | 10.35 | 3.70 | 110,184 | 63.3 |
| Amarin Corp PLC | NASDAQ | AMRN | 0.95 | 6.98 | 2.75 | 0.78 | 1,745,508 | 165.8 |
| Protalix BioTherapeutics Inc | NYSE | PLX | 2.12 | 6.53 | 5.30 | 1.86 | 226,876 | 198.2 |
| Sucampo Pharmaceuticals Inc | NASDAQ | SCMP | 11.10 | 6.53 | 11.75 | 5.80 | 559,677 | 492.3 |
| Hooper Holmes Inc | NYSE | HH | 0.59 | 6.29 | 0.83 | 0.42 | 398,306 | 41.8 |
| Hansen Medical Inc | NASDAQ | HNSN | 0.80 | 5.95 | 2.89 | 0.60 | 421,417 | 106.0 |
| Amphastar Pharmaceuticals Inc | NASDAQ | AMPH | 10.63 | 5.77 | 12.52 | 6.67 | 293,272 | 474.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price |
1-Day % Change |
52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| First Marblehead Corp/The | NYSE | FMD | 1.96 | 14.62 | 8.30 | 1.69 | 203,538 | 22.6 |
| Caesars Acquisition Co | NASDAQ | CACQ | 10.81 | 7.24 | 16.98 | 8.34 | 200,106 | 1,467.7 |
| Pennsylvania Real Estate Investment Trust | NYSE | PEI | 22.13 | 2.74 | 22.14 | 16.35 | 540,398 | 1,522.4 |
| Orchid Island Capital Inc | NYSE | ORC | 14.67 | 2.66 | 14.99 | 11.67 | 449,127 | 191.8 |
| Physicians Realty Trust | NYSE | DOC | 15.69 | 2.48 | 15.86 | 11.05 | 1,023,735 | 743.4 |
| Newtek Business Services Inc | NASDAQ | NEWT | 12.91 | 2.06 | 17.15 | 11.30 | 569,268 | 97.6 |
| Chatham Lodging Trust | NYSE | CLDT | 26.14 | 1.99 | 26.98 | 18.99 | 370,059 | 888.7 |
| American Residential Properties Inc | NYSE | ARPI | 17.78 | 1.89 | 19.63 | 16.21 | 715,490 | 572.5 |
| Redwood Trust Inc | NYSE | RWT | 20.06 | 1.06 | 21.90 | 15.97 | 351,506 | 1,670.7 |
| Westfield Financial Inc | NASDAQ | WFD | 7.34 | 0.96 | 8.00 | 6.85 | 110,373 | 137.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Popeyes Louisiana Kitchen Inc | NASDAQ | PLKI | 51.89 | 7.06 | 52.76 | 35.74 | 455,445 | 1,210.9 |
| Cash America International Inc | NYSE | CSH | 24.71 | 6.59 | 25.45 | 15.79 | 1,832,464 | 713.8 |
| Reading International Inc | NASDAQ | RDI | 11.98 | 5.83 | 12.09 | 6.53 | 492,569 | 280.2 |
| Installed Building Products Inc | NYSE | IBP | 17.18 | 5.53 | 17.54 | 10.82 | 323,809 | 547.0 |
| SFX Entertainment Inc | NASDAQ | SFXE | 4.96 | 5.08 | 12.15 | 3.52 | 1,564,111 | 442.7 |
| Boulder Brands Inc | NASDAQ | BDBD | 9.72 | 4.52 | 18.46 | 7.77 | 1,493,749 | 594.2 |
| hhgregg Inc | NYSE | HGG | 6.16 | 4.41 | 17.24 | 4.57 | 281,033 | 174.9 |
| Summer Infant Inc | NASDAQ | SUMR | 2.91 | 3.93 | 4.77 | 1.45 | 167,201 | 52.8 |
| Weight Watchers International Inc | NYSE | WTW | 27.75 | 3.70 | 34.00 | 19.09 | 407,717 | 1,573.0 |
| Penn National Gaming Inc | NASDAQ | PENN | 14.67 | 2.52 | 15.50 | 10.07 | 1,366,995 | 1,154.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
