Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Monday, November 10, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Bayfield Ventures Corp | TSXV | BYV | 0.19 | 32.14 | 0.41 | 0.12 | 1,162,567 | 14.7 |
| Mega Uranium Ltd | TSX | MGA | 0.24 | 30.56 | 0.42 | 0.07 | 1,860,564 | 63.8 |
| Canamex Resources Corp | TSXV | CSQ | 0.13 | 13.64 | 0.25 | 0.06 | 187,905 | 16.2 |
| UEX Corp | TSX | UEX | 0.35 | 13.11 | 0.64 | 0.26 | 699,575 | 81.1 |
| NexGen Energy Ltd | TSXV | NXE | 0.42 | 10.53 | 0.65 | 0.23 | 852,008 | 71.7 |
| Fortune Minerals Ltd | TSX | FT | 0.17 | 10.00 | 0.46 | 0.15 | 119,750 | 32.1 |
| Denison Mines Corp | TSX | DML | 1.37 | 9.60 | 1.95 | 1.02 | 2,390,408 | 692.9 |
| Strategic Metals Ltd | TSXV | SMD | 0.32 | 8.62 | 0.50 | 0.27 | 287,790 | 27.8 |
| New Millennium Iron Corp | TSX | NML | 0.21 | 7.89 | 0.72 | 0.14 | 146,680 | 37.1 |
| Scorpio Mining Corp | TSX | SPM | 0.21 | 7.69 | 0.44 | 0.17 | 344,200 | 41.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| East West Petroleum Corp | TSXV | EW | 0.16 | 28.00 | 0.62 | 0.11 | 159,750 | 14.8 |
| Iona Energy Inc | TSXV | INA | 0.14 | 7.69 | 0.68 | 0.13 | 908,100 | 49.2 |
| Synodon Inc | TSXV | SYD | 0.23 | 6.98 | 0.48 | 0.13 | 105,950 | 19.4 |
| Augusta Industries Inc | TSXV | AAO | 0.16 | 6.67 | 0.19 | 0.02 | 328,296 | 29.6 |
| Strategic Oil & Gas Ltd | TSXV | SOG | 0.39 | 5.41 | 0.99 | 0.33 | 1,035,695 | 211.5 |
| Hyduke Energy Services Inc | TSX | HYD | 0.84 | 5.00 | 0.98 | 0.30 | 232,240 | 25.6 |
| Eagle Energy Trust | TSX | EGL-U | 4.66 | 4.25 | 8.55 | 3.38 | 172,578 | 153.0 |
| LGX OIL + GAS INC | TSXV | OIL | 0.25 | 4.17 | 0.79 | 0.21 | 257,914 | 22.2 |
| Petrolympic Ltd | TSXV | PCQ | 0.40 | 3.95 | 0.44 | 0.07 | 148,800 | 39.5 |
| Spyglass Resources Corp | TSX | SGL | 1.09 | 3.81 | 2.14 | 0.97 | 130,447 | 139.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| POET Technologies Inc | TSXV | PTK | 1.01 | 17.44 | 2.87 | 0.42 | 1,231,777 | 166.0 |
| Keek Inc | TSXV | KEK | 0.15 | 15.38 | 0.35 | 0.08 | 3,043,540 | 51.5 |
| iSign Media Solutions Inc | TSXV | ISD | 0.15 | 15.38 | 0.29 | 0.13 | 841,500 | 12.1 |
| UrtheCast Corp | TSX | UR | 1.71 | 13.25 | 2.90 | 0.93 | 688,147 | 111.5 |
| Spectra7 Microsystems Inc | TSXV | SEV | 0.68 | 7.94 | 0.85 | 0.26 | 419,200 | 56.6 |
| Computer Modelling Group Ltd | TSX | CMG | 11.45 | 7.01 | 15.74 | 10.06 | 160,960 | 900.6 |
| Sierra Wireless Inc | TSX | SW | 40.76 | 6.17 | 40.98 | 17.89 | 240,177 | 1,291.0 |
| Redknee Solutions Inc | TSX | RKN | 4.06 | 3.05 | 7.82 | 3.15 | 301,488 | 442.1 |
| NeuLion Inc | TSX | NLN | 1.07 | 1.90 | 1.34 | 0.46 | 104,440 | 190.4 |
| GuestLogix Inc | TSX | GXI | 0.96 | 1.05 | 1.60 | 0.84 | 411,000 | 88.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Electrovaya Inc | TSX | EFL | 0.88 | 10.00 | 1.59 | 0.63 | 102,670 | 66.3 |
| Legend Power Systems Inc | TSXV | LPS | 0.43 | 7.50 | 0.77 | 0.13 | 160,700 | 24.4 |
| DIRTT Environmental Solutions | TSX | DRT | 3.90 | 4.56 | 4.00 | 2.30 | 173,046 | 294.0 |
| Flyht Aerospace Solutions Ltd | TSXV | FLY | 0.43 | 3.66 | 0.80 | 0.27 | 110,899 | 72.4 |
| Aecon Group Inc | TSX | ARE | 14.40 | 3.45 | 18.75 | 13.60 | 268,336 | 812.8 |
| Ainsworth Lumber Co Ltd | TSX | ANS | 2.64 | 3.13 | 4.22 | 2.24 | 194,141 | 636.1 |
| RDX Technologies Corp | TSXV | RDX | 0.36 | 2.86 | 3.84 | 0.34 | 278,145 | 11.1 |
| Norbord Inc | TSX | NBD | 23.44 | 2.72 | 34.24 | 20.14 | 158,908 | 1,252.8 |
| Canexus Corp | TSX | CUS | 3.69 | 2.50 | 7.56 | 3.37 | 637,353 | 676.0 |
| Photon Control Inc | TSXV | PHO | 0.50 | 2.04 | 0.57 | 0.17 | 108,114 | 51.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Immunovaccine Inc | TSXV | IMV | 0.75 | 31.58 | 1.50 | 0.35 | 392,366 | 68.6 |
| Oncolytics Biotech Inc | TSX | ONC | 0.95 | 20.25 | 2.83 | 0.45 | 251,227 | 85.1 |
| DiaMedica Inc | TSXV | DMA | 0.48 | 14.29 | 1.10 | 0.19 | 137,163 | 29.8 |
| Patient Home Monitoring Corp | TSXV | PHM | 0.57 | 14.00 | 0.59 | 0.22 | 5,994,635 | 93.0 |
| Northstar Healthcare Inc | TSX | NHC | 1.54 | 13.24 | 1.58 | 0.90 | 244,717 | 80.6 |
| Aeterna Zentaris Inc | TSX | AEZ | 0.72 | 9.09 | 1.81 | 0.62 | 121,583 | 46.0 |
| Bioniche Life Sciences Inc | TSX | BNC | 0.21 | 5.13 | 0.44 | 0.14 | 141,410 | 34.4 |
| Knight Therapeutics Inc | TSX | GUD | 6.26 | 4.51 | 6.76 | 4.81 | 248,895 | 487.1 |
| Sirona Biochem Corp | TSXV | SBM | 0.12 | 4.35 | 0.20 | 0.09 | 444,500 | 15.3 |
| Prometic Life Sciences Inc | TSX | PLI | 1.89 | 3.85 | 1.89 | 0.75 | 1,723,665 | 1,004.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Pinetree Capital Ltd | TSX | PNP | 0.20 | 14.71 | 0.66 | 0.15 | 1,435,032 | 39.4 |
| Tuckamore Capital Management Inc | TSX | TX | 0.74 | 5.71 | 0.88 | 0.26 | 118,901 | 81.4 |
| Sprott Inc | TSX | SII | 2.58 | 5.31 | 3.85 | 2.22 | 106,116 | 640.7 |
| Uranium Participation Corp | TSX | U | 5.69 | 4.02 | 5.99 | 4.72 | 604,077 | 665.0 |
| Delavaco Residential Properties Corp | TSXV | DVO/U | 0.94 | 2.17 | 1.40 | 0.66 | 162,080 | 52.2 |
| Carfinco Financial Group Inc | TSX | CFN | 11.20 | 0.90 | 12.97 | 7.40 | 131,655 | 296.5 |
| Pure Industrial Real Estate Trust | TSX | AAR-U | 4.46 | 0.45 | 5.03 | 4.27 | 211,695 | 846.0 |
| Dream Global Real Estate Investment Trust | TSX | DRG-U | 8.91 | 0.34 | 10.03 | 7.97 | 107,644 | 971.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Tweed Marijuana Inc | TSXV | TWD | 2.65 | 7.72 | 4.75 | 0.03 | 212,556 | 106.3 |
| Cott Corp | TSX | BCB | 7.43 | 3.05 | 9.45 | 6.66 | 174,639 | 693.9 |
| Regal Lifestyle Communities Inc | TSX | RLC | 8.93 | 2.06 | 9.00 | 7.08 | 180,318 | 278.6 |
| Chorus Aviation Inc | TSX | CHR/B | 4.61 | 1.54 | 4.87 | 2.59 | 221,045 | 555.4 |
| Rogers Sugar Inc | TSX | RSI | 4.84 | 1.04 | 5.65 | 4.28 | 207,064 | 455.1 |
| Automodular Corp | TSX | AM | 2.10 | 0.96 | 2.50 | 1.96 | 111,810 | 40.7 |
| EnerCare Inc | TSX | ECI | 14.75 | 0.61 | 15.19 | 9.48 | 120,452 | 1,355.3 |
| Superior Plus Corp | TSX | SPB | 12.52 | 0.40 | 15.06 | 10.90 | 248,778 | 1,579.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Uranium Resources Inc | NASDAQ | URRE | 2.56 | 31.96 | 4.05 | 1.22 | 2,458,534 | 64.6 |
| Uranium Energy Corp | NYSE | UEC | 1.90 | 10.47 | 2.08 | 0.94 | 7,086,845 | 173.6 |
| Uranerz Energy Corp | NYSE | URZ | 1.34 | 9.84 | 1.97 | 0.80 | 2,408,141 | 128.5 |
| Allied Nevada Gold Corp | NYSE | ANV | 1.10 | 4.76 | 6.70 | 0.85 | 5,764,602 | 114.9 |
| Globe Specialty Metals Inc | NASDAQ | GSM | 18.71 | 2.69 | 22.00 | 16.17 | 501,697 | 1,379.8 |
| Horsehead Holding Corp | NASDAQ | ZINC | 15.90 | 2.19 | 21.02 | 13.84 | 1,105,306 | 806.4 |
| Liquidmetal Technologies Inc | OTC BB | LQMT | 0.16 | 1.26 | 0.41 | 0.14 | 927,028 | 74.8 |
| AK Steel Holding Corp | NYSE | AKS | 6.63 | 0.15 | 11.37 | 4.84 | 14,134,783 | 1,174.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Key Energy Services Inc | NYSE | KEG | 2.82 | 11.90 | 10.52 | 2.26 | 4,698,583 | 432.8 |
| ION Geophysical Corp | NYSE | IO | 2.73 | 9.64 | 4.73 | 2.30 | 2,876,686 | 448.3 |
| American Eagle Energy Corp | NYSE | AMZG | 1.48 | 7.25 | 12.00 | 1.23 | 617,073 | 45.1 |
| Natural Gas Services Group Inc | NYSE | NGS | 26.46 | 6.48 | 34.96 | 20.90 | 115,109 | 331.3 |
| Amyris Inc | NASDAQ | AMRS | 3.04 | 5.92 | 6.11 | 2.46 | 105,825 | 240.4 |
| Profire Energy Inc | NASDAQ | PFIE | 4.13 | 4.82 | 5.89 | 2.74 | 174,232 | 217.2 |
| Virtus Oil and Gas Corp | OTC BB | VOIL | 1.64 | 3.80 | 2.24 | 0.55 | 607,815 | 81.8 |
| Whiting USA Trust I | NYSE | WHX | 2.90 | 3.57 | 6.33 | 1.72 | 764,968 | 40.2 |
| Midstates Petroleum Co Inc | NYSE | MPO | 3.21 | 3.22 | 7.50 | 2.15 | 1,350,715 | 226.2 |
| Blueknight Energy Partners LP | NASDAQ | BKEP | 7.42 | 3.06 | 9.50 | 6.89 | 114,425 | 223.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Planar Systems Inc | NASDAQ | PLNR | 7.68 | 20.00 | 7.94 | 1.93 | 5,259,624 | 168.4 |
| China Finance Online Co Ltd | NASDAQ | JRJC | 6.44 | 16.88 | 11.88 | 2.33 | 2,505,010 | 142.8 |
| Lionbridge Technologies Inc | NASDAQ | LIOX | 5.54 | 16.88 | 7.50 | 4.02 | 834,584 | 353.4 |
| Liquid Holdings Group Inc | NASDAQ | LIQD | 0.90 | 13.29 | 9.05 | 0.64 | 604,701 | 53.8 |
| Covisint Corp | NASDAQ | COVS | 2.59 | 10.92 | 13.80 | 2.06 | 631,175 | 99.0 |
| Gogo Inc | NASDAQ | GOGO | 18.40 | 10.58 | 35.77 | 11.66 | 9,182,075 | 1,568.9 |
| Towerstream Corp | NASDAQ | TWER | 1.49 | 9.56 | 3.36 | 1.06 | 355,784 | 99.3 |
| LightInTheBox Holding Co Ltd | NYSE | LITB | 7.54 | 9.28 | 11.64 | 4.61 | 908,688 | 383.7 |
| Alpha & Omega Semiconductor Ltd | NASDAQ | AOSL | 9.14 | 9.07 | 11.18 | 6.80 | 185,647 | 241.8 |
| Entropic Communications Inc | NASDAQ | ENTR | 2.71 | 8.40 | 5.12 | 2.24 | 2,409,710 | 244.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Motorcar Parts of America Inc | NASDAQ | MPAA | 31.70 | 8.30 | 33.76 | 13.01 | 1,198,341 | 567.6 |
| Capstone Turbine Corp | NASDAQ | CPST | 0.95 | 6.50 | 2.60 | 0.56 | 2,598,487 | 315.1 |
| Douglas Dynamics Inc | NYSE | PLOW | 23.34 | 5.95 | 23.37 | 14.12 | 463,594 | 520.1 |
| Clean Diesel Technologies Inc | NASDAQ | CDTI | 2.64 | 5.60 | 7.39 | 1.33 | 1,783,861 | 33.1 |
| Daqo New Energy Corp | NYSE | DQ | 37.28 | 5.37 | 56.98 | 21.78 | 206,325 | 333.2 |
| LSI Industries Inc | NASDAQ | LYTS | 7.44 | 5.08 | 9.67 | 5.61 | 266,054 | 179.4 |
| ZAGG Inc | NASDAQ | ZAGG | 5.35 | 4.90 | 6.99 | 3.67 | 549,577 | 162.3 |
| ZBB Energy Corp | NYSE | ZBB | 0.64 | 4.90 | 4.75 | 0.40 | 248,311 | 25.0 |
| Canadian Solar Inc | NASDAQ | CSIQ | 31.72 | 4.79 | 44.50 | 21.38 | 3,966,442 | 1,701.3 |
| Furmanite Corp | NYSE | FRM | 6.45 | 4.71 | 12.70 | 5.75 | 270,233 | 243.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Orexigen Therapeutics Inc | NASDAQ | OREX | 5.13 | 33.25 | 7.82 | 3.11 | 15,411,849 | 631.8 |
| Achillion Pharmaceuticals Inc | NASDAQ | ACHN | 12.85 | 27.10 | 13.80 | 2.45 | 28,839,302 | 1,288.2 |
| Roka Bioscience Inc | NASDAQ | ROKA | 3.58 | 19.33 | 13.00 | 2.97 | 1,125,866 | 63.2 |
| TG Therapeutics Inc | NASDAQ | TGTX | 12.55 | 11.36 | 12.61 | 3.05 | 684,651 | 478.4 |
| TearLab Corp | NASDAQ | TEAR | 2.55 | 11.35 | 11.64 | 2.05 | 561,070 | 85.7 |
| Cancer Genetics Inc | NASDAQ | CGIX | 6.68 | 11.33 | 20.95 | 6.00 | 218,752 | 64.8 |
| Progenics Pharmaceuticals Inc | NASDAQ | PGNX | 5.97 | 11.17 | 7.45 | 3.10 | 2,202,573 | 415.2 |
| Neuralstem Inc | NYSE | CUR | 2.96 | 10.86 | 4.81 | 2.12 | 543,694 | 258.6 |
| ArQule Inc | NASDAQ | ARQL | 1.17 | 10.38 | 2.92 | 1.04 | 2,101,633 | 73.4 |
| Celldex Therapeutics Inc | NASDAQ | CLDX | 14.81 | 10.36 | 33.33 | 10.76 | 2,943,665 | 1,326.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price |
1-Day % Change |
52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Newcastle Investment Corp | NYSE | NCT | 4.74 | 11.27 | 5.53 | 4.00 | 5,468,357 | 314.7 |
| Higher One Holdings Inc | NYSE | ONE | 3.42 | 6.21 | 10.69 | 2.15 | 654,201 | 162.9 |
| Newtek Business Services Inc | NASDAQ | NEWT | 13.69 | 5.47 | 17.15 | 11.30 | 123,570 | 103.5 |
| FXCM Inc | NYSE | FXCM | 16.58 | 4.87 | 18.42 | 12.05 | 374,326 | 781.9 |
| Universal Insurance Holdings Inc | NYSE | UVE | 18.76 | 3.65 | 18.97 | 7.81 | 493,082 | 642.8 |
| Walker & Dunlop Inc | NYSE | WD | 16.51 | 3.58 | 17.50 | 12.82 | 181,911 | 544.5 |
| Redwood Trust Inc | NYSE | RWT | 20.00 | 3.36 | 21.90 | 15.97 | 652,122 | 1,665.7 |
| Federated National Holding Co | NASDAQ | FNHC | 26.95 | 3.10 | 37.04 | 10.91 | 254,696 | 377.5 |
| Stellus Capital Investment Corp | NYSE | SCM | 14.38 | 3.01 | 15.55 | 12.50 | 118,158 | 179.4 |
| Stewart Information Services Corp | NYSE | STC | 35.98 | 2.36 | 37.55 | 27.02 | 107,440 | 867.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Dean Foods Co | NYSE | DF | 16.40 | 13.73 | 19.71 | 12.62 | 10,560,563 | 1,538.7 |
| PDI Inc | NASDAQ | PDII | 1.75 | 8.02 | 6.25 | 1.34 | 143,968 | 26.9 |
| Odyssey Marine Exploration Inc | NASDAQ | OMEX | 1.26 | 6.78 | 2.74 | 0.85 | 605,804 | 107.5 |
| Chuy’s Holdings Inc | NASDAQ | CHUY | 23.26 | 5.63 | 43.40 | 20.45 | 606,277 | 382.4 |
| Boulder Brands Inc | NASDAQ | BDBD | 9.25 | 5.59 | 18.46 | 7.77 | 2,203,680 | 565.5 |
| 500.com Ltd | NYSE | WBAI | 26.18 | 5.44 | 54.00 | 18.14 | 1,197,578 | 910.5 |
| ICF International Inc | NASDAQ | ICFI | 38.50 | 4.82 | 44.34 | 30.33 | 109,604 | 746.9 |
| American Apparel Inc | NYSE | APP | 0.77 | 4.79 | 1.45 | 0.46 | 1,523,155 | 133.7 |
| Hovnanian Enterprises Inc | NYSE | HOV | 3.95 | 4.77 | 6.80 | 3.06 | 4,172,211 | 569.3 |
| Quiksilver Inc | NYSE | ZQK | 2.06 | 4.57 | 9.29 | 1.40 | 1,572,214 | 352.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
