Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Monday, March 10, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Purepoint Uranium Group Inc | TSXV | PTU | 0.16 | 28.00 | 0.19 | 0.05 | 4,235,188 | 19.5 |
| International Enexco Ltd | TSXV | IEC | 0.43 | 22.86 | 0.52 | 0.23 | 419,680 | 18.4 |
| Moneta Porcupine Mines Inc | TSX | ME | 0.17 | 22.22 | 0.24 | 0.05 | 861,307 | 32.0 |
| Great Western Minerals Group Ltd | TSXV | GWG | 0.13 | 19.05 | 0.22 | 0.07 | 2,561,773 | 52.3 |
| Verde Potash PLC | TSX | NPK | 1.74 | 17.57 | 3.00 | 0.19 | 508,448 | 65.3 |
| Nemaska Lithium Inc | TSXV | NMX | 0.18 | 16.67 | 0.40 | 0.08 | 2,950,897 | 23.9 |
| Golden Arrow Resources Corp | TSXV | GRG | 0.25 | 13.95 | 0.31 | 0.18 | 261,366 | 10.1 |
| Golden Reign Resources Ltd | TSXV | GRR | 0.22 | 12.82 | 0.43 | 0.12 | 126,700 | 19.7 |
| CB Gold Inc | TSXV | CBJ | 0.23 | 12.20 | 0.63 | 0.09 | 173,597 | 36.6 |
| Shore Gold Inc | TSX | SGF | 0.24 | 11.63 | 0.25 | 0.12 | 369,255 | 53.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Hyperion Exploration Corp | TSXV | HYX | 0.22 | 37.50 | 0.60 | 0.12 | 363,525 | 11.9 |
| Ballard Power Systems Inc | TSX | BLD | 7.63 | 30.43 | 8.20 | 0.79 | 7,136,424 | 834.4 |
| Dejour Energy Inc | TSX | DEJ | 0.19 | 22.58 | 0.24 | 0.10 | 501,481 | 29.6 |
| Synodon Inc | TSXV | SYD | 0.29 | 20.83 | 0.31 | 0.13 | 1,443,977 | 23.9 |
| Hydrogenics Corp | TSX | HYG | 37.69 | 17.41 | 39.10 | 7.65 | 382,930 | 339.9 |
| Suroco Energy Inc | TSXV | SRN | 0.29 | 11.54 | 0.50 | 0.22 | 162,600 | 39.0 |
| CGX Energy Inc | TSXV | OYL | 0.25 | 8.70 | 1.40 | 0.18 | 106,780 | 19.6 |
| Ivanhoe Energy Inc | TSX | IE | 0.79 | 8.22 | 2.28 | 0.37 | 158,764 | 90.7 |
| Alvopetro Energy Ltd/CA | TSXV | ALV | 1.12 | 6.67 | 1.33 | 0.90 | 362,134 | 95.4 |
| Aroway Energy Inc | TSXV | ARW | 0.30 | 5.36 | 0.50 | 0.16 | 223,400 | 18.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| POET Technologies Inc | TSXV | PTK | 1.44 | 10.77 | 1.46 | 0.32 | 878,274 | 209.6 |
| Sprylogics International Corp | TSXV | SPY | 0.58 | 9.43 | 0.80 | 0.35 | 827,510 | 15.9 |
| Cortex Business Solutions Inc | TSXV | CBX | 0.11 | 4.76 | 0.25 | 0.08 | 236,700 | 28.8 |
| Sierra Wireless Inc | TSX | SW | 26.51 | 4.66 | 28.31 | 10.08 | 158,273 | 824.6 |
| Enablence Technologies Inc | TSXV | ENA | 0.12 | 4.35 | 0.48 | 0.03 | 2,986,167 | 18.9 |
| Symbility Solutions Inc | TSXV | SY | 0.29 | 3.57 | 0.51 | 0.26 | 479,700 | 60.6 |
| Guestlogix Inc | TSX | GXI | 1.48 | 2.78 | 1.55 | 0.77 | 606,152 | 132.8 |
| Espial Group Inc | TSX | ESP | 1.69 | 1.81 | 1.86 | 0.30 | 126,420 | 33.4 |
| QHR Corp | TSXV | QHR | 1.19 | 0.85 | 1.54 | 0.47 | 213,942 | 57.4 |
| Wi-Lan Inc | TSX | WIN | 3.40 | 0.59 | 4.98 | 2.96 | 138,483 | 407.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Flyht Aerospace Solutions Ltd | TSXV | FLY | 0.70 | 25.00 | 0.70 | 0.14 | 3,751,549 | 111.6 |
| Electrovaya Inc | TSX | EFL | 1.35 | 17.39 | 1.44 | 0.50 | 511,340 | 95.8 |
| Empire Industries Ltd/Canada | TSXV | EIL | 0.12 | 4.55 | 0.12 | 0.04 | 177,090 | 29.3 |
| Bird Construction Inc | TSX | BDT | 14.04 | 4.39 | 14.18 | 11.17 | 213,552 | 596.9 |
| Celestica Inc | TSX | CLS | 10.97 | 0.09 | 11.91 | 7.82 | 122,079 | 1,983.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| VentriPoint Diagnostics Ltd | TSXV | VPT | 0.12 | 20.00 | 0.17 | 0.03 | 7,089,421 | 17.5 |
| Titan Medical Inc | TSXV | TMD | 2.00 | 8.70 | 2.00 | 0.38 | 723,874 | 163.3 |
| Sirona Biochem Corp | TSXV | SBM | 0.14 | 8.00 | 0.21 | 0.07 | 172,925 | 14.9 |
| Stem Cell Therapeutics Corp | TSXV | SSS | 0.68 | 7.94 | 0.74 | 0.14 | 839,483 | 136.6 |
| Led Medical Diagnostics Inc | TSXV | LMD | 0.49 | 7.78 | 0.59 | 0.18 | 137,145 | 35.7 |
| Stellar Biotechnologies Inc | TSXV | KLH | 1.93 | 5.46 | 2.15 | 0.44 | 334,761 | 150.6 |
| Tekmira Pharmaceuticals Corp | TSX | TKM | 32.94 | 4.57 | 34.14 | 4.31 | 143,094 | 627.5 |
| Critical Outcome Technologies Inc | TSXV | COT | 0.23 | 4.55 | 0.38 | 0.10 | 114,772 | 21.5 |
| Cardiome Pharma Corp | TSX | COM | 9.95 | 3.11 | 12.02 | 1.63 | 373,658 | 148.8 |
| Patient Home Monitoring Corp | TSXV | PHM | 0.28 | 1.85 | 0.38 | 0.06 | 558,505 | 29.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Marret Resource Corp | TSX | MAR | 3.60 | 2.86 | 4.93 | 3.50 | 144,550 | 69.9 |
| Copper Fox Metals Inc | TSXV | CUU | 0.31 | 1.64 | 0.84 | 0.30 | 227,575 | 125.5 |
| AGF Management Ltd | TSX | AGF/B | 11.76 | 0.17 | 14.78 | 10.34 | 203,663 | 1,006.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| General Steel Holdings Inc | NYSE | GSI | 1.44 | 8.27 | 1.48 | 0.80 | 1,048,413 | 79.6 |
| Timberline Resources Corp | NYSE | TLR | 0.16 | 7.85 | 0.35 | 0.12 | 142,279 | 11.8 |
| Oxford Resource Partners LP | NYSE | OXF | 1.26 | 6.78 | 3.45 | 1.08 | 136,690 | 26.3 |
| Minerals Technologies Inc | NYSE | MTX | 57.91 | 6.43 | 60.75 | 38.24 | 401,072 | 1,993.8 |
| Landec Corp | NASDAQ | LNDC | 11.86 | 4.13 | 15.96 | 9.84 | 174,642 | 316.2 |
| Rhino Resource Partners LP | NYSE | RNO | 12.94 | 2.94 | 14.83 | 9.81 | 105,650 | 376.2 |
| US Silica Holdings Inc | NYSE | SLCA | 36.18 | 2.55 | 37.14 | 18.12 | 1,459,024 | 1,937.5 |
| Golden Minerals Co | NYSE | AUMN | 1.03 | 1.98 | 3.11 | 0.42 | 156,015 | 44.8 |
| Aceto Corp | NASDAQ | ACET | 19.45 | 1.20 | 25.25 | 10.00 | 261,935 | 552.0 |
| AK Steel Holding Corp | NYSE | AKS | 6.37 | 0.79 | 8.47 | 2.76 | 6,232,923 | 870.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Plug Power Inc | NASDAQ | PLUG | 10.31 | 24.67 | 11.41 | 0.15 | 212,759,864 | 1,096.4 |
| Houston American Energy Corp | NYSE | HUSA | 0.71 | 20.34 | 0.74 | 0.18 | 5,772,931 | 37.0 |
| Tengasco Inc | NYSE | TGC | 0.48 | 14.20 | 0.71 | 0.35 | 2,011,243 | 29.2 |
| CAMAC Energy Inc | NYSE | CAK | 0.80 | 12.68 | 0.80 | 0.18 | 1,882,445 | 858.3 |
| BPZ Resources Inc | NYSE | BPZ | 2.77 | 12.60 | 2.77 | 1.58 | 1,969,053 | 325.5 |
| FuelCell Energy Inc | NASDAQ | FCEL | 3.93 | 11.33 | 4.23 | 0.84 | 137,411,615 | 929.3 |
| Alon USA Energy Inc | NYSE | ALJ | 15.31 | 10.06 | 19.87 | 8.55 | 1,547,676 | 1,050.9 |
| Ocean Power Technologies Inc | NASDAQ | OPTT | 4.55 | 8.59 | 5.06 | 1.45 | 2,339,736 | 55.3 |
| Great East Energy Inc | OTC BB | GASE | 0.61 | 5.17 | 0.74 | 0.08 | 483,244 | 31.0 |
| BioFuel Energy Corp | NASDAQ | BIOF | 3.20 | 4.58 | 6.37 | 1.13 | 258,419 | 20.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Mattersight Corp | NASDAQ | MATR | 7.31 | 20.83 | 7.85 | 2.65 | 2,531,838 | 138.1 |
| Montage Technology Group Ltd | NASDAQ | MONT | 20.66 | 20.40 | 26.70 | 10.00 | 2,490,112 | 568.1 |
| MGT Capital Investments Inc | NYSE | MGT | 2.44 | 17.87 | 5.40 | 1.63 | 120,272 | 18.6 |
| Inuvo Inc | NYSE | INUV | 1.25 | 15.74 | 1.94 | 0.57 | 603,103 | 29.4 |
| CareView Communications Inc | OTC BB | CRVW | 0.68 | 13.33 | 0.75 | 0.25 | 114,137 | 94.4 |
| MeetMe Inc | NYSE | MEET | 4.17 | 10.32 | 4.39 | 1.07 | 5,681,732 | 160.5 |
| xG Technology Inc | NASDAQ | XGTI | 3.53 | 8.95 | 12.25 | 1.12 | 2,775,722 | 66.4 |
| Vitesse Semiconductor Corp | NASDAQ | VTSS | 4.06 | 7.41 | 4.19 | 1.95 | 1,070,687 | 236.5 |
| Violin Memory Inc | NYSE | VMEM | 4.49 | 7.16 | 7.98 | 2.50 | 1,338,093 | 370.3 |
| Veeco Instruments Inc | NASDAQ | VECO | 43.30 | 6.83 | 44.35 | 28.23 | 1,590,902 | 1,725.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| UQM Technologies Inc | NYSE | UQM | 2.99 | 41.04 | 3.04 | 0.68 | 6,456,805 | 120.8 |
| THT Heat Transfer Technology Inc | NASDAQ | THTI | 2.09 | 34.84 | 2.84 | 0.77 | 3,942,344 | 42.7 |
| China Shengda Packaging Group Inc | NASDAQ | CPGI | 1.27 | 24.51 | 1.65 | 0.80 | 1,120,282 | 49.3 |
| ZBB Energy Corp | NYSE | ZBB | 2.65 | 21.56 | 2.89 | 0.40 | 5,234,976 | 47.0 |
| Ideal Power Inc | NASDAQ | IPWR | 11.25 | 18.42 | 12.59 | 5.00 | 326,539 | 74.8 |
| Revolution Lighting Technologies Inc | NASDAQ | RVLT | 3.96 | 17.86 | 5.50 | 1.22 | 8,781,941 | 323.3 |
| Adept Technology Inc | NASDAQ | ADEP | 17.74 | 15.05 | 18.97 | 2.65 | 906,741 | 197.0 |
| CUI Global Inc | NASDAQ | CUI | 9.63 | 10.31 | 10.23 | 4.60 | 513,502 | 198.0 |
| Applied Optoelectronics Inc | NASDAQ | AAOI | 27.42 | 8.42 | 27.52 | 9.07 | 108,802 | 347.2 |
| Highpower International Inc | NASDAQ | HPJ | 5.23 | 8.28 | 6.40 | 0.92 | 760,484 | 73.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Regado Biosciences Inc | NASDAQ | RGDO | 11.30 | 38.14 | 11.50 | 4.27 | 749,419 | 286.8 |
| Northwest Biotherapeutics Inc | NASDAQ | NWBO | 7.85 | 29.55 | 8.25 | 3.10 | 6,182,207 | 346.7 |
| Arrhythmia Research Technology Inc | NYSE | HRT | 6.39 | 19.44 | 6.41 | 2.13 | 144,434 | 17.3 |
| Harvard Apparatus Regenerative Technology Inc | NASDAQ | HART | 9.90 | 16.75 | 10.30 | 2.00 | 651,788 | 76.6 |
| Rosetta Genomics Ltd | NASDAQ | ROSG | 6.11 | 16.38 | 6.48 | 2.35 | 1,885,283 | 54.3 |
| Aastrom Biosciences Inc | NASDAQ | ASTM | 3.90 | 16.07 | 26.60 | 3.14 | 399,712 | 23.0 |
| IGI Laboratories Inc | NYSE | IG | 4.68 | 11.69 | 4.95 | 1.18 | 1,195,988 | 204.8 |
| La Jolla Pharmaceutical Co | NASDAQ | LJPC | 10.90 | 11.68 | 12.00 | 2.75 | 3,504,077 | 48.0 |
| Ohr Pharmaceutical Inc | NASDAQ | OHRP | 19.60 | 10.55 | 19.71 | 4.11 | 1,098,949 | 391.6 |
| Alphatec Holdings Inc | NASDAQ | ATEC | 1.39 | 10.32 | 2.53 | 1.16 | 1,274,472 | 135.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| RCS Capital Corp | NYSE | RCAP | 25.37 | 7.55 | 25.75 | 14.86 | 130,183 | 672.3 |
| Meadowbrook Insurance Group Inc | NYSE | MIG | 5.67 | 7.39 | 8.90 | 5.24 | 1,181,313 | 282.9 |
| CNinsure Inc | NASDAQ | CISG | 7.79 | 6.42 | 7.87 | 4.75 | 254,238 | 390.6 |
| Gain Capital Holdings Inc | NYSE | GCAP | 10.80 | 5.57 | 14.62 | 3.97 | 589,674 | 427.8 |
| Harris & Harris Group Inc | NASDAQ | TINY | 3.27 | 5.14 | 3.78 | 2.83 | 299,636 | 101.9 |
| United Insurance Holdings Corp | NASDAQ | UIHC | 15.23 | 4.17 | 15.91 | 5.41 | 217,984 | 316.9 |
| NMI Holdings Inc | NASDAQ | NMIH | 11.35 | 4.13 | 15.24 | 10.32 | 204,200 | 658.9 |
| HCI Group Inc | NYSE | HCI | 39.34 | 2.96 | 53.61 | 23.82 | 400,633 | 452.2 |
| Employers Holdings Inc | NYSE | EIG | 20.63 | 2.69 | 32.90 | 18.91 | 328,319 | 645.9 |
| Maui Land & Pineapple Co Inc | NYSE | MLP | 6.32 | 2.60 | 6.94 | 3.86 | 158,334 | 118.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
