Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Health Care and Financials
In tracking the small cap stock universe of Canadian and US stocks for Friday, January 17, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Excelsior Mining Corp | TSXV | MIN | 0.55 | 358.33 | 0.55 | 0.10 | 13,290,196 | 32.5 |
| CB Gold Inc | TSXV | CBJ | 0.18 | 50.00 | 0.88 | 0.09 | 237,738 | 28.6 |
| Curis Resources Ltd | TSX | CUV | 0.82 | 30.16 | 1.29 | 0.45 | 112,314 | 54.5 |
| Formation Metals Inc | TSX | FCO | 0.13 | 30.00 | 0.27 | 0.06 | 164,628 | 11.8 |
| Great Quest Metals Ltd | TSXV | GQ | 0.99 | 23.75 | 1.20 | 0.45 | 107,075 | 47.4 |
| Colorado Resources Ltd | TSXV | CXO | 0.27 | 20.45 | 1.74 | 0.14 | 310,001 | 11.9 |
| Ryan Gold Corp | TSXV | RYG | 0.16 | 19.23 | 0.20 | 0.10 | 356,527 | 18.2 |
| Castle Mountain Mining Co Ltd | TSXV | CMM | 0.60 | 17.65 | 0.68 | 0.20 | 940,705 | 37.6 |
| Copper Fox Metals Inc | TSXV | CUU | 0.37 | 17.46 | 0.93 | 0.30 | 437,790 | 149.8 |
| San Gold Corp | TSX | SGR | 0.15 | 16.00 | 0.75 | 0.09 | 2,893,575 | 54.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Africa Hydrocarbons Inc | TSXV | NFK | 0.17 | 25.93 | 0.30 | 0.03 | 713,307 | 19.4 |
| Emperor Oil Ltd | TSXV | EM | 0.12 | 14.29 | 0.34 | 0.05 | 420,622 | 25.2 |
| Platino Energy Corp | TSXV | PZE | 0.62 | 12.73 | 1.54 | 0.48 | 298,350 | 42.5 |
| Petroforte International Ltd | TSXV | PFI | 0.18 | 9.09 | 0.32 | 0.01 | 844,902 | 29.0 |
| Yangarra Resources Ltd | TSXV | YGR | 0.58 | 5.45 | 0.65 | 0.24 | 863,000 | 85.3 |
| Chinook Energy Inc | TSX | CKE | 1.41 | 5.22 | 1.53 | 0.80 | 1,680,717 | 302.0 |
| RMP Energy Inc | TSX | RMP | 5.67 | 5.00 | 6.49 | 3.22 | 4,779,742 | 669.4 |
| Kelt Exploration Ltd | TSX | KEL | 10.74 | 3.97 | 10.74 | 5.30 | 800,232 | 1,181.7 |
| Pine Cliff Energy Ltd | TSXV | PNE | 1.05 | 3.96 | 1.30 | 0.71 | 2,332,975 | 210.2 |
| New Zealand Energy Corp | TSXV | NZ | 0.27 | 3.92 | 0.98 | 0.20 | 243,793 | 45.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| EXO U Inc | TSXV | EXO | 1.60 | 25.98 | 1.60 | 0.70 | 336,247 | 54.0 |
| ProntoForms Corp | TSXV | PFM | 0.35 | 16.67 | 0.35 | 0.06 | 220,500 | 23.5 |
| Pivot Technology Solutions Inc | TSXV | PTG | 0.20 | 8.33 | 0.75 | 0.11 | 184,500 | 20.0 |
| Axia NetMedia Corp | TSX | AXX | 2.68 | 7.63 | 2.75 | 1.11 | 204,370 | 166.5 |
| Guestlogix Inc | TSX | GXI | 1.40 | 6.87 | 1.43 | 0.77 | 712,280 | 125.1 |
| Webtech Wireless Inc | TSX | WEW | 0.39 | 6.85 | 0.40 | 0.25 | 1,080,000 | 41.1 |
| QHR Corp | TSXV | QHR | 1.44 | 5.88 | 1.47 | 0.47 | 688,876 | 69.0 |
| Solium Capital Inc | TSX | SUM | 8.69 | 5.72 | 8.90 | 2.97 | 321,345 | 403.6 |
| PNI Digital Media Inc | TSX | PN | 1.30 | 3.17 | 1.38 | 0.20 | 125,215 | 53.9 |
| Wanted Technologies Corp | TSXV | WAN | 1.33 | 2.31 | 1.55 | 0.32 | 121,455 | 32.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Titan Logix Corp | TSXV | TLA | 1.48 | 6.47 | 1.63 | 0.65 | 134,725 | 37.0 |
| Photon Control Inc | TSXV | PHO | 0.33 | 4.84 | 0.34 | 0.07 | 292,650 | 33.1 |
| Empire Industries Ltd/Canada | TSXV | EIL | 0.11 | 4.76 | 0.12 | 0.04 | 197,296 | 27.9 |
| Pure Technologies Ltd | TSX | PUR | 7.08 | 4.42 | 7.09 | 4.28 | 246,133 | 361.7 |
| Badger Daylighting Ltd | TSX | BAD | 95.60 | 3.86 | 96.00 | 32.83 | 141,209 | 1,180.1 |
| CVTech Group Inc | TSX | CVT | 0.92 | 2.22 | 1.50 | 0.79 | 316,000 | 65.8 |
| AG Growth International Inc | TSX | AFN | 45.71 | 1.15 | 45.75 | 30.11 | 234,195 | 574.9 |
| Baylin Technologies Inc | TSX | BYL | 7.28 | 1.11 | 8.35 | 7.00 | 149,533 | 136.4 |
| Martinrea International Inc | TSX | MRE | 8.26 | 0.36 | 12.75 | 6.91 | 274,544 | 697.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Prometic Life Sciences Inc | TSX | PLI | 1.09 | 12.37 | 1.14 | 0.27 | 2,408,573 | 568.6 |
| Concordia Healthcare Corp | TSX | CXR | 9.35 | 9.36 | 9.35 | 6.25 | 196,648 | 168.2 |
| Stem Cell Therapeutics Corp | TSXV | SSS | 0.64 | 6.67 | 0.65 | 0.14 | 338,515 | 77.9 |
| Tekmira Pharmaceuticals Corp | TSX | TKM | 14.00 | 6.46 | 14.47 | 4.31 | 126,729 | 266.3 |
| Immunovaccine Inc | TSXV | IMV | 0.77 | 5.48 | 0.79 | 0.22 | 158,700 | 60.9 |
| Sirona Biochem Corp | TSXV | SBM | 0.16 | 3.23 | 0.21 | 0.07 | 557,500 | 17.3 |
| Zecotek Photonics Inc | TSXV | ZMS | 0.82 | 2.50 | 0.94 | 0.22 | 322,771 | 75.6 |
| Medifocus Inc | TSXV | MFS | 0.23 | 2.22 | 0.29 | 0.12 | 423,245 | 27.0 |
| Leisureworld Senior Care Corp | TSX | LW | 11.99 | 1.96 | 13.19 | 10.00 | 211,001 | 434.5 |
| Stellar Biotechnologies Inc | TSXV | KLH | 1.90 | 1.60 | 2.15 | 0.32 | 186,756 | 144.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| High North Resources Ltd | TSXV | HN | 0.37 | 13.85 | 0.50 | 0.12 | 189,025 | 12.5 |
| Pinetree Capital Ltd | TSX | PNP | 0.38 | 7.04 | 0.97 | 0.25 | 868,408 | 57.8 |
| Input Capital Corp | TSXV | INP | 2.53 | 6.30 | 2.73 | 1.55 | 632,776 | 154.8 |
| Pethealth Inc | TSX | PTZ | 1.98 | 5.88 | 2.05 | 0.89 | 226,847 | 60.3 |
| Sprott Inc | TSX | SII | 3.07 | 5.50 | 4.31 | 2.21 | 596,093 | 761.1 |
| Aberdeen International Inc | TSX | AAB | 0.14 | 3.70 | 0.37 | 0.11 | 162,600 | 12.0 |
| Dundee Corp | TSX | DC/A | 19.43 | 0.99 | 23.98 | 17.64 | 153,983 | 1,010.7 |
| Laurentian Bank of Canada | TSX | LB | 46.44 | 0.80 | 47.96 | 42.41 | 133,233 | 1,325.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| James River Coal Co | NASDAQ | JRCC | 1.35 | 10.66 | 3.50 | 1.15 | 2,449,059 | 48.7 |
| Arch Therapeutics Inc | OTC BB | ARTH | 0.40 | 9.72 | 1.36 | 0.11 | 152,489 | 23.8 |
| Gulf Resources Inc | NASDAQ | GURE | 2.57 | 7.08 | 3.14 | 0.88 | 424,605 | 98.6 |
| McEwen Mining Inc | NYSE | MUX | 2.49 | 6.41 | 3.77 | 1.63 | 5,038,274 | 754.0 |
| Oxford Resource Partners LP | NYSE | OXF | 1.36 | 5.43 | 6.07 | 1.08 | 174,263 | 28.3 |
| Gold Resource Corp | NYSE | GORO | 4.95 | 5.32 | 14.90 | 4.49 | 670,636 | 266.2 |
| El Capitan Precious Metals Inc | OTC BB | ECPN | 0.20 | 5.26 | 0.41 | 0.06 | 198,884 | 53.3 |
| Noranda Aluminum Holding Corp | NYSE | NOR | 3.51 | 4.46 | 6.63 | 2.21 | 1,269,437 | 238.8 |
| Cloud Peak Energy Inc | NYSE | CLD | 17.50 | 3.49 | 20.30 | 14.25 | 1,212,120 | 1,065.7 |
| Hi-Crush Partners LP | NYSE | HCLP | 36.12 | 2.91 | 38.75 | 16.58 | 188,000 | 549.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Lightbridge Corp | NASDAQ | LTBR | 2.06 | 6.19 | 3.28 | 1.32 | 217,613 | 31.0 |
| Houston American Energy Corp | NYSE | HUSA | 0.30 | 4.21 | 0.48 | 0.18 | 339,266 | 15.5 |
| Centor Inc | OTC BB | CNTO | 2.41 | 3.88 | 2.54 | 0.10 | 505,129 | 165.6 |
| Abraxas Petroleum Corp | NASDAQ | AXAS | 3.27 | 3.48 | 3.96 | 1.93 | 1,069,781 | 303.7 |
| Endeavour International Corp | NYSE | END | 6.49 | 3.02 | 7.47 | 2.36 | 415,311 | 306.3 |
| EXCO Resources Inc | NYSE | XCO | 4.88 | 2.95 | 8.89 | 4.60 | 7,538,721 | 1,332.0 |
| Basic Energy Services Inc | NYSE | BAS | 17.25 | 2.62 | 17.40 | 11.06 | 693,712 | 727.9 |
| Lucas Energy Inc | NYSE | LEI | 1.21 | 2.54 | 1.82 | 0.92 | 184,054 | 36.2 |
| Green Plains Renewable Energy Inc | NASDAQ | GPRE | 21.16 | 2.32 | 21.96 | 7.51 | 2,898,092 | 644.9 |
| Real Goods Solar Inc | NASDAQ | RSOL | 4.43 | 2.31 | 7.17 | 0.82 | 6,978,545 | 128.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Ninetowns Internet Technology Group Co Ltd | NASDAQ | NINE | 2.21 | 27.01 | 2.74 | 1.17 | 530,608 | 85.7 |
| Vimicro International Corp | NASDAQ | VIMC | 2.70 | 26.16 | 2.80 | 1.10 | 926,525 | 77.6 |
| FalconStor Software Inc | NASDAQ | FALC | 1.69 | 14.19 | 2.89 | 0.88 | 475,264 | 81.2 |
| Maxwell Technologies Inc | NASDAQ | MXWL | 9.04 | 11.74 | 11.08 | 4.90 | 1,654,285 | 268.0 |
| Globalscape Inc | NYSE | GSB | 2.55 | 8.97 | 2.58 | 1.29 | 522,724 | 47.9 |
| Smith Micro Software Inc | NASDAQ | SMSI | 1.76 | 7.98 | 1.81 | 0.79 | 466,623 | 65.2 |
| Montage Technology Group Ltd | NASDAQ | MONT | 25.63 | 6.84 | 26.70 | 10.00 | 357,645 | 678.6 |
| Poly Shield Technologies | OTC BB | SHPR | 1.10 | 6.80 | 1.22 | 0.13 | 127,004 | 206.8 |
| BroadVision Inc | NASDAQ | BVSN | 11.40 | 6.24 | 11.89 | 8.10 | 115,093 | 54.1 |
| Sequans Communications SA | NYSE | SQNS | 2.24 | 5.16 | 2.95 | 1.44 | 338,846 | 132.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| China Advanced Construction Materials Group Inc | NASDAQ | CADC | 7.50 | 50.30 | 9.24 | 2.65 | 359,755 | 11.2 |
| Ossen Innovation Co Ltd | NASDAQ | OSN | 1.22 | 10.91 | 1.79 | 0.42 | 133,919 | 24.3 |
| Capstone Turbine Corp | NASDAQ | CPST | 1.73 | 8.81 | 1.75 | 0.76 | 9,493,909 | 536.2 |
| Identive Group Inc | NASDAQ | INVE | 0.96 | 7.19 | 1.60 | 0.49 | 1,577,886 | 71.5 |
| Cleantech Solutions International Inc | NASDAQ | CLNT | 5.60 | 7.07 | 10.85 | 2.93 | 102,883 | 19.6 |
| Iteris Inc | NYSE | ITI | 2.25 | 6.13 | 2.29 | 1.55 | 181,466 | 73.7 |
| China Ming Yang Wind Power Group Ltd | NYSE | MY | 2.72 | 5.43 | 3.52 | 1.13 | 2,184,820 | 331.4 |
| LRAD Corp | NASDAQ | LRAD | 2.03 | 5.18 | 2.16 | 0.86 | 492,507 | 66.8 |
| Goldfield Corp/The | NYSE | GV | 2.20 | 4.76 | 5.67 | 1.45 | 371,328 | 56.0 |
| China Ceramics Co Ltd | NASDAQ | CCCL | 2.53 | 4.55 | 4.25 | 1.90 | 264,262 | 51.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Stemline Therapeutics Inc | NASDAQ | STML | 30.44 | 39.50 | 47.25 | 10.00 | 1,403,608 | 392.8 |
| GenVec Inc | NASDAQ | GNVC | 3.63 | 28.72 | 3.80 | 0.25 | 1,034,463 | 49.7 |
| ImmunoCellular Therapeutics Ltd | NYSE | IMUC | 1.16 | 18.90 | 4.00 | 0.65 | 14,152,066 | 66.2 |
| Vision Sciences Inc/DE | NASDAQ | VSCI | 1.36 | 17.24 | 1.50 | 0.78 | 754,505 | 63.0 |
| Idenix Pharmaceuticals Inc | NASDAQ | IDIX | 8.01 | 17.11 | 8.45 | 2.93 | 3,999,582 | 1,073.3 |
| Skystar Bio-Pharmaceutical Co Ltd/China | NASDAQ | SKBI | 4.26 | 16.08 | 6.50 | 1.00 | 471,407 | 32.4 |
| Pacific Biosciences of California Inc | NASDAQ | PACB | 6.50 | 14.44 | 6.97 | 1.95 | 2,705,037 | 430.0 |
| Cell Therapeutics Inc | NASDAQ | CTIC | 3.64 | 13.75 | 3.79 | 0.97 | 13,557,996 | 529.6 |
| Amicus Therapeutics Inc | NASDAQ | FOLD | 2.72 | 10.57 | 4.04 | 1.90 | 1,305,975 | 155.4 |
| PTC Therapeutics Inc | NASDAQ | PTCT | 29.32 | 10.43 | 30.00 | 13.04 | 481,826 | 730.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| RCS Capital Corp | NYSE | RCAP | 21.45 | 12.01 | 21.71 | 14.86 | 157,411 | 568.4 |
| MBT Financial Corp | NASDAQ | MBTF | 5.50 | 3.77 | 5.99 | 2.92 | 166,762 | 98.6 |
| Xinyuan Real Estate Co Ltd | NYSE | XIN | 4.92 | 3.58 | 7.44 | 3.70 | 754,819 | 482.3 |
| Gramercy Property Trust Inc | NYSE | GPT | 6.12 | 3.38 | 6.28 | 3.25 | 1,142,991 | 436.0 |
| Tower Group International Ltd | NASDAQ | TWGP | 2.62 | 1.95 | 22.30 | 2.41 | 1,123,306 | 150.5 |
| First Busey Corp | NASDAQ | BUSE | 5.79 | 1.94 | 6.10 | 4.16 | 114,260 | 502.4 |
| BofI Holding Inc | NASDAQ | BOFI | 80.22 | 1.57 | 82.27 | 29.75 | 127,387 | 1,111.3 |
| CorEnergy Infrastructure Trust Inc | NYSE | CORR | 6.70 | 1.52 | 7.99 | 6.39 | 630,368 | 205.4 |
| Cowen Group Inc | NASDAQ | COWN | 4.03 | 1.51 | 4.13 | 2.45 | 382,019 | 474.9 |
| AMERISAFE Inc | NASDAQ | AMSF | 42.58 | 1.48 | 44.50 | 27.88 | 107,345 | 787.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
