Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Wednesday, February 26, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Formation Metals Inc | TSX | FCO | 0.21 | 40.00 | 0.24 | 0.06 | 1,107,443 | 19.1 |
| Western Lithium USA Corp | TSX | WLC | 0.72 | 35.85 | 0.77 | 0.12 | 3,579,114 | 73.5 |
| Canada Carbon Inc | TSXV | CCB | 0.20 | 29.03 | 0.37 | 0.06 | 3,018,753 | 14.4 |
| Foran Mining Corp | TSXV | FOM | 0.27 | 22.73 | 0.51 | 0.14 | 126,400 | 22.5 |
| 5N Plus Inc | TSX | VNP | 3.71 | 21.64 | 3.78 | 1.53 | 3,378,537 | 311.3 |
| U308 Corp | TSX | UWE | 0.18 | 20.69 | 0.24 | 0.08 | 1,178,230 | 29.6 |
| Tirex Resources Ltd | TSXV | TXX | 0.45 | 18.42 | 0.62 | 0.15 | 251,118 | 34.3 |
| Potash Ridge Corp | TSX | PRK | 0.41 | 17.14 | 0.77 | 0.10 | 226,500 | 33.5 |
| Elgin Mining Inc | TSX | ELG | 0.25 | 16.67 | 0.56 | 0.09 | 458,750 | 42.3 |
| Meadow Bay Gold Corp | TSX | MAY | 0.22 | 15.79 | 0.33 | 0.13 | 198,900 | 11.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Petromanas Energy Inc | TSXV | PMI | 0.22 | 16.22 | 0.23 | 0.08 | 6,546,039 | 149.1 |
| Ballard Power Systems Inc | TSX | BLD | 3.73 | 14.42 | 3.74 | 0.70 | 1,755,506 | 407.9 |
| CGX Energy Inc | TSXV | OYL | 0.25 | 13.95 | 1.40 | 0.18 | 404,010 | 19.2 |
| Anderson Energy Ltd | TSX | AXL | 0.26 | 13.04 | 0.28 | 0.11 | 455,184 | 44.9 |
| BNK Petroleum Inc | TSX | BKX | 2.00 | 8.11 | 2.08 | 0.55 | 1,049,918 | 289.5 |
| Aroway Energy Inc | TSXV | ARW | 0.29 | 7.55 | 0.52 | 0.16 | 327,878 | 17.6 |
| Enterprise Group Inc | TSX | E | 1.08 | 6.93 | 1.12 | 0.35 | 1,733,218 | 118.9 |
| Marquee Energy Ltd | TSXV | MQL | 0.80 | 6.67 | 0.95 | 0.42 | 393,585 | 43.7 |
| Petrowest Corp | TSX | PRW | 1.05 | 6.06 | 1.14 | 0.60 | 472,811 | 153.1 |
| Santonia Energy Inc | TSX | STE | 1.35 | 4.65 | 2.21 | 1.06 | 389,030 | 138.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Guestlogix Inc | TSX | GXI | 1.45 | 3.57 | 1.55 | 0.77 | 538,924 | 130.1 |
| Sierra Wireless Inc | TSX | SW | 23.41 | 3.54 | 28.31 | 10.08 | 122,240 | 728.0 |
| Absolute Software Corp | TSX | ABT | 7.05 | 2.32 | 8.10 | 5.12 | 309,606 | 304.9 |
| ISIS Lab Corp | TSXV | LAB | 0.54 | 1.89 | 0.64 | 0.10 | 177,300 | 29.0 |
| Sandvine Corp | TSX | SVC | 3.30 | 0.30 | 3.50 | 1.60 | 208,550 | 491.8 |
| Solium Capital Inc | TSX | SUM | 7.45 | 0.27 | 9.04 | 3.46 | 113,465 | 350.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Electrovaya Inc | TSX | EFL | 0.87 | 17.57 | 1.21 | 0.50 | 310,619 | 61.7 |
| Nanotech Security Corp | TSXV | NTS | 1.67 | 3.09 | 1.98 | 0.76 | 139,650 | 64.7 |
| Aecon Group Inc | TSX | ARE | 15.87 | 2.65 | 16.40 | 10.32 | 198,929 | 891.6 |
| Pure Technologies Ltd | TSX | PUR | 7.89 | 2.47 | 8.25 | 4.34 | 203,340 | 404.7 |
| Celestica Inc | TSX | CLS | 10.72 | 2.00 | 11.91 | 7.82 | 251,297 | 1,939.4 |
| Enwave Corp | TSXV | ENW | 1.36 | 0.74 | 1.99 | 1.19 | 137,440 | 109.8 |
| Newalta Corp | TSX | NAL | 19.05 | 0.63 | 19.24 | 12.41 | 283,975 | 1,054.2 |
| Martinrea International Inc | TSX | MRE | 9.56 | 0.63 | 12.75 | 6.91 | 491,424 | 807.6 |
| Ainsworth Lumber Co Ltd | TSX | ANS | 4.10 | 0.24 | 4.31 | 2.70 | 106,598 | 987.7 |
| Avigilon Corp | TSX | AVO | 29.48 | 0.17 | 34.50 | 11.01 | 120,529 | 1,266.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| ICO Therapeutics Inc | TSXV | ICO | 0.54 | 17.39 | 0.62 | 0.26 | 6,103,487 | 36.6 |
| Advanced Proteome Therapeutics Corp | TSXV | APC | 0.31 | 15.09 | 0.34 | 0.07 | 128,919 | 30.7 |
| Cynapsus Therapeutics Inc | TSXV | CTH | 1.40 | 2.19 | 1.51 | 0.27 | 358,124 | 54.6 |
| Patient Home Monitoring Corp | TSXV | PHM | 0.26 | 1.96 | 0.38 | 0.06 | 476,326 | 26.4 |
| Critical Outcome Technologies Inc | TSXV | COT | 0.27 | 1.92 | 0.38 | 0.10 | 100,500 | 24.6 |
| Oncolytics Biotech Inc | TSX | ONC | 1.93 | 1.05 | 3.93 | 1.54 | 110,380 | 163.7 |
| Prometic Life Sciences Inc | TSX | PLI | 1.59 | 0.63 | 1.64 | 0.27 | 1,533,391 | 831.8 |
| Patheon Inc | TSX | PTI | 10.30 | 0.59 | 10.35 | 3.09 | 100,821 | 1,451.7 |
| Cipher Pharmaceuticals Inc | TSX | DND | 8.24 | 0.24 | 9.59 | 2.45 | 278,351 | 205.8 |
| Cardiome Pharma Corp | TSX | COM | 10.02 | 0.20 | 12.02 | 1.63 | 190,033 | 149.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Arris Holdings Inc | CNSX | AAF | 0.16 | 6.67 | 0.17 | 0.02 | 358,500 | 17.3 |
| Fiera Capital Corp | TSX | FSZ | 13.70 | 3.55 | 15.67 | 8.65 | 234,480 | 927.2 |
| Copper Fox Metals Inc | TSXV | CUU | 0.33 | 3.13 | 0.84 | 0.30 | 138,311 | 133.6 |
| Pure Industrial Real Estate Trust | TSX | AAR-U | 4.73 | 2.60 | 5.30 | 3.97 | 539,863 | 713.9 |
| High North Resources Ltd | TSXV | HN | 0.65 | 1.56 | 0.74 | 0.18 | 122,050 | 31.9 |
| Tricon Capital Group Inc | TSX | TCN | 7.76 | 0.91 | 8.33 | 5.65 | 324,958 | 700.5 |
| Dundee International Real Estate Investment Trust | TSX | DI-U | 8.88 | 0.91 | 11.09 | 7.97 | 302,371 | 967.8 |
| Chartwell Retirement Residences | TSX | CSH-U | 10.37 | 0.88 | 11.71 | 8.95 | 623,004 | 1,800.5 |
| AGF Management Ltd | TSX | AGF/B | 11.32 | 0.18 | 14.78 | 10.34 | 203,383 | 975.1 |
| Granite Real Estate Investment Trust | TSX | GRT-U | 38.12 | 0.16 | 40.22 | 33.89 | 236,657 | 1,789.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Walter Energy Inc | NYSE | WLT | 11.09 | 9.91 | 32.66 | 9.88 | 10,662,514 | 694.0 |
| Noranda Aluminum Holding Corp | NYSE | NOR | 4.09 | 7.63 | 4.96 | 2.21 | 966,302 | 278.2 |
| Shiloh Industries Inc | NASDAQ | SHLO | 19.51 | 7.49 | 25.34 | 9.17 | 158,575 | 334.3 |
| Westmoreland Coal Co | NASDAQ | WLB | 22.65 | 6.64 | 23.25 | 10.28 | 157,371 | 330.5 |
| Sutor Technology Group Ltd | NASDAQ | SUTR | 1.83 | 6.40 | 2.53 | 1.31 | 147,496 | 76.2 |
| Arch Therapeutics Inc | OTC BB | ARTH | 0.38 | 5.83 | 1.36 | 0.11 | 213,103 | 27.3 |
| Taminco Corp | NYSE | TAM | 22.13 | 3.95 | 23.30 | 13.75 | 474,496 | 1,469.4 |
| China XD Plastics Co Ltd | NASDAQ | CXDC | 4.90 | 3.81 | 5.60 | 3.80 | 115,871 | 234.6 |
| Liquidmetal Technologies Inc | OTC BB | LQMT | 0.31 | 3.36 | 0.41 | 0.05 | 3,170,819 | 114.9 |
| Innophos Holdings Inc | NASDAQ | IPHS | 54.07 | 3.34 | 56.94 | 44.27 | 126,595 | 1,188.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Amyris Inc | NASDAQ | AMRS | 4.55 | 26.39 | 6.11 | 2.17 | 2,484,031 | 347.0 |
| Plug Power Inc | NASDAQ | PLUG | 4.41 | 13.08 | 4.90 | 0.12 | 53,011,511 | 495.9 |
| Gray Fox Petroleum Corp | OTC BB | GFOX | 2.09 | 10.96 | 2.72 | 0.50 | 280,430 | 74.9 |
| FuelCell Energy Inc | NASDAQ | FCEL | 1.81 | 7.74 | 1.95 | 0.84 | 11,807,210 | 428.0 |
| Ocean Power Technologies Inc | NASDAQ | OPTT | 4.22 | 7.24 | 5.06 | 1.45 | 1,295,434 | 51.3 |
| Endeavour International Corp | NYSE | END | 5.20 | 6.12 | 7.50 | 2.36 | 3,668,925 | 245.4 |
| Enphase Energy Inc | NASDAQ | ENPH | 8.21 | 4.06 | 10.00 | 4.50 | 786,511 | 345.2 |
| EXCO Resources Inc | NYSE | XCO | 4.97 | 3.97 | 8.89 | 4.60 | 13,654,330 | 1,355.7 |
| Exterran Partners LP | NASDAQ | EXLP | 29.53 | 3.58 | 32.39 | 22.71 | 156,212 | 1,459.1 |
| EPL Oil & Gas Inc | NYSE | EPL | 31.13 | 3.28 | 42.64 | 25.00 | 658,921 | 1,216.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Max Sound Corp | OTC BB | MAXD | 0.13 | 33.68 | 0.39 | 0.09 | 1,200,949 | 39.2 |
| ClearOne Inc | NASDAQ | CLRO | 12.00 | 11.21 | 14.30 | 6.32 | 352,544 | 107.8 |
| Radisys Corp | NASDAQ | RSYS | 3.82 | 8.83 | 5.20 | 2.02 | 330,506 | 111.2 |
| China Techfaith Wireless Communication Technology Ltd | NASDAQ | CNTF | 2.36 | 8.76 | 2.47 | 0.95 | 1,427,151 | 124.9 |
| IntraLinks Holdings Inc | NYSE | IL | 11.85 | 7.43 | 12.50 | 5.52 | 611,529 | 663.0 |
| Barracuda Networks Inc | NYSE | CUDA | 38.01 | 6.71 | 41.30 | 18.63 | 300,414 | 1,933.4 |
| Magic Software Enterprises Ltd | NASDAQ | MGIC | 9.60 | 6.31 | 9.83 | 4.61 | 300,477 | 356.7 |
| Applied Micro Circuits Corp | NASDAQ | AMCC | 11.13 | 5.90 | 15.09 | 6.51 | 1,559,176 | 825.6 |
| FalconStor Software Inc | NASDAQ | FALC | 1.65 | 5.77 | 2.89 | 0.88 | 325,745 | 79.3 |
| TriQuint Semiconductor Inc | NASDAQ | TQNT | 12.15 | 5.65 | 12.18 | 4.31 | 10,113,113 | 1,989.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Microvision Inc | NASDAQ | MVIS | 2.33 | 13.11 | 3.49 | 1.03 | 5,414,266 | 74.7 |
| Goldfield Corp/The | NYSE | GV | 2.40 | 10.09 | 5.67 | 1.45 | 749,351 | 61.1 |
| Control4 Corp | NASDAQ | CTRL | 22.65 | 8.63 | 32.50 | 13.77 | 1,157,460 | 518.7 |
| On Track Innovations Ltd | NASDAQ | OTIV | 3.31 | 6.77 | 4.38 | 0.80 | 533,676 | 105.1 |
| Mueller Water Products Inc | NYSE | MWA | 9.57 | 6.33 | 9.57 | 5.40 | 1,473,801 | 1,523.4 |
| Astec Industries Inc | NASDAQ | ASTE | 40.81 | 6.28 | 41.47 | 30.87 | 193,022 | 932.7 |
| Terra Tech Corp | OTC BB | TRTC | 0.51 | 5.81 | 0.81 | 0.06 | 4,071,234 | 63.0 |
| LoJack Corp | NASDAQ | LOJN | 5.85 | 4.46 | 6.26 | 2.63 | 123,959 | 109.2 |
| Clean Diesel Technologies Inc | NASDAQ | CDTI | 2.64 | 4.35 | 3.48 | 1.10 | 563,918 | 24.5 |
| Dycom Industries Inc | NYSE | DY | 27.44 | 4.33 | 31.75 | 17.87 | 657,039 | 926.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Elite Pharmaceuticals Inc | OTC BB | ELTP | 0.80 | 44.55 | 0.81 | 0.06 | 17,079,913 | 419.0 |
| Anika Therapeutics Inc | NASDAQ | ANIK | 45.90 | 33.16 | 52.49 | 10.57 | 6,448,753 | 634.6 |
| TransEnterix Inc | OTC BB | TRXC | 2.38 | 23.32 | 2.50 | 0.22 | 338,057 | 580.9 |
| Vasomedical Inc | OTC BB | VASO | 0.41 | 17.82 | 0.45 | 0.10 | 333,509 | 63.7 |
| Medizone International Inc | OTC BB | MZEI | 0.11 | 15.51 | 0.19 | 0.05 | 191,326 | 34.8 |
| Baxano Surgical Inc | NASDAQ | BAXS | 1.49 | 14.62 | 2.53 | 0.92 | 1,303,426 | 67.3 |
| Cormedix Inc | NYSE | CRMD | 2.57 | 14.22 | 2.90 | 0.48 | 296,985 | 47.9 |
| Agenus Inc | NASDAQ | AGEN | 5.10 | 13.59 | 5.40 | 2.40 | 3,292,368 | 293.1 |
| IsoRay Inc | NYSE | ISR | 0.85 | 11.84 | 1.19 | 0.42 | 3,319,536 | 35.3 |
| AVANIR Pharmaceuticals Inc | NASDAQ | AVNR | 4.29 | 11.72 | 6.00 | 2.60 | 9,738,192 | 653.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Ambac Financial Group Inc | NASDAQ | AMBC | 31.12 | 9.27 | 31.73 | 15.03 | 3,241,842 | 1,400.5 |
| Camco Financial Corp | NASDAQ | CAFI | 6.36 | 5.47 | 6.93 | 3.15 | 171,038 | 93.4 |
| Full Circle Capital Corp | NASDAQ | FULL | 8.22 | 4.98 | 8.75 | 6.73 | 1,121,290 | 77.8 |
| PacWest Bancorp | NASDAQ | PACW | 42.37 | 4.62 | 43.97 | 25.81 | 1,453,470 | 1,941.5 |
| BofI Holding Inc | NASDAQ | BOFI | 94.09 | 4.60 | 94.16 | 32.90 | 233,365 | 1,328.2 |
| Pzena Investment Management Inc | NYSE | PZN | 11.14 | 4.21 | 11.95 | 5.43 | 166,099 | 718.5 |
| JGWPT Holdings Inc | NYSE | JGW | 17.63 | 3.77 | 18.30 | 12.50 | 666,249 | 522.1 |
| Chesapeake Granite Wash Trust | NYSE | CHKR | 11.16 | 3.14 | 18.00 | 9.90 | 225,504 | 521.7 |
| Community Bank System Inc | NYSE | CBU | 35.79 | 3.08 | 40.46 | 27.55 | 234,908 | 1,447.0 |
| WageWorks Inc | NYSE | WAGE | 57.74 | 3.02 | 68.31 | 22.77 | 277,217 | 1,997.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
