Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Friday, February 21, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Saturn Minerals Inc | TSXV | SMI | 0.18 | 28.57 | 0.18 | 0.07 | 626,852 | 15.9 |
| Cornerstone Capital Resources Inc | TSXV | CGP | 0.13 | 25.00 | 0.13 | 0.02 | 319,775 | 20.0 |
| Noront Resources Ltd | TSXV | NOT | 0.43 | 23.19 | 0.43 | 0.15 | 1,122,101 | 98.5 |
| Aura Minerals Inc | TSX | ORA | 0.18 | 20.00 | 0.38 | 0.08 | 701,500 | 41.1 |
| Highbank Resources Ltd | TSXV | HBK | 0.14 | 17.39 | 0.14 | 0.05 | 254,914 | 10.5 |
| Verde Potash PLC | TSX | NPK | 1.00 | 16.28 | 3.06 | 0.19 | 172,899 | 37.5 |
| Clifton Star Resources Inc | TSXV | CFO | 0.37 | 13.85 | 0.90 | 0.16 | 127,388 | 14.3 |
| Western Potash Corp | TSX | WPX | 0.52 | 13.04 | 0.76 | 0.26 | 1,696,445 | 117.7 |
| NexGen Energy Ltd | TSXV | NXE | 0.53 | 12.77 | 0.65 | 0.23 | 2,878,663 | 67.8 |
| Argex Titanium Inc | TSX | RGX | 0.78 | 11.43 | 1.11 | 0.56 | 416,293 | 103.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Vanoil Energy Ltd | TSXV | VEL | 0.13 | 30.00 | 0.50 | 0.08 | 698,266 | 15.2 |
| Anderson Energy Ltd | TSX | AXL | 0.27 | 14.89 | 0.28 | 0.11 | 1,763,943 | 46.6 |
| Americas Petrogas Inc | TSXV | BOE | 1.38 | 12.20 | 2.63 | 0.66 | 487,874 | 293.3 |
| Cequence Energy Ltd | TSX | CQE | 2.15 | 11.98 | 2.18 | 1.34 | 6,540,939 | 453.5 |
| Terra Energy Corp | TSX | TT | 0.39 | 8.45 | 0.43 | 0.15 | 826,029 | 39.1 |
| Africa Hydrocarbons Inc | TSXV | NFK | 0.15 | 7.14 | 0.30 | 0.03 | 504,645 | 17.1 |
| Sintana Energy Inc | TSXV | SNN | 0.19 | 5.56 | 0.23 | 0.07 | 138,000 | 59.0 |
| Ballard Power Systems Inc | TSX | BLD | 2.70 | 5.47 | 2.92 | 0.70 | 155,353 | 295.3 |
| Crown Point Energy Inc | TSXV | CWV | 0.79 | 5.33 | 0.83 | 0.14 | 1,164,646 | 82.6 |
| Macro Enterprises Inc | TSXV | MCR | 6.42 | 4.56 | 7.35 | 1.63 | 135,118 | 192.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| EXO U Inc | TSXV | EXO | 1.55 | 3.33 | 1.89 | 0.70 | 101,521 | 52.3 |
| ISIS Lab Corp | TSXV | LAB | 0.56 | 1.82 | 0.64 | 0.10 | 164,083 | 30.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Empire Industries Ltd/Canada | TSXV | EIL | 0.11 | 10.00 | 0.12 | 0.04 | 283,500 | 27.9 |
| RDX Technologies Corp | TSXV | RDX | 0.28 | 3.70 | 0.65 | 0.13 | 130,670 | 48.2 |
| Ainsworth Lumber Co Ltd | TSX | ANS | 4.05 | 3.32 | 4.31 | 2.70 | 148,582 | 975.7 |
| Heroux-Devtek Inc | TSX | HRX | 11.76 | 1.12 | 12.03 | 7.23 | 113,728 | 370.9 |
| Badger Daylighting Ltd | TSX | BAD | 32.59 | 0.90 | 33.51 | 11.13 | 134,691 | 1,206.9 |
| Norbord Inc | TSX | NBD | 32.15 | 0.82 | 37.93 | 25.10 | 146,335 | 1,717.1 |
| Newalta Corp | TSX | NAL | 17.31 | 0.76 | 17.85 | 12.41 | 1,197,580 | 957.9 |
| DIRTT Environmental Solutions | TSX | DRT | 3.31 | 0.61 | 3.40 | 2.30 | 496,443 | 228.0 |
| Aecon Group Inc | TSX | ARE | 15.42 | 0.59 | 16.40 | 10.32 | 136,507 | 866.3 |
| Celestica Inc | TSX | CLS | 10.53 | 0.38 | 11.91 | 7.82 | 189,066 | 1,905.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Sernova Corp | TSXV | SVA | 0.23 | 6.98 | 0.25 | 0.09 | 397,860 | 29.8 |
| Immunovaccine Inc | TSXV | IMV | 1.02 | 6.25 | 1.50 | 0.22 | 210,200 | 80.8 |
| Concordia Healthcare Corp | TSX | CXR | 14.70 | 5.08 | 15.55 | 6.25 | 303,864 | 264.4 |
| Northstar Healthcare Inc | TSX | NHC | 1.03 | 4.04 | 1.64 | 0.28 | 107,325 | 44.5 |
| Zecotek Photonics Inc | TSXV | ZMS | 0.88 | 2.33 | 0.94 | 0.22 | 390,763 | 81.2 |
| Titan Medical Inc | TSXV | TMD | 1.37 | 2.24 | 1.84 | 0.38 | 201,564 | 111.9 |
| Cipher Pharmaceuticals Inc | TSX | DND | 7.91 | 1.93 | 9.59 | 2.45 | 175,904 | 197.6 |
| Prometic Life Sciences Inc | TSX | PLI | 1.40 | 1.45 | 1.45 | 0.27 | 419,292 | 732.4 |
| Lorus Therapeutics Inc | TSX | LOR | 0.73 | 1.39 | 1.04 | 0.17 | 250,767 | 43.5 |
| Cynapsus Therapeutics Inc | TSXV | CTH | 1.35 | 0.75 | 1.51 | 0.27 | 236,544 | 52.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Rifco Inc | TSXV | RFC | 5.53 | 8.43 | 7.20 | 3.70 | 147,725 | 115.9 |
| Terra Firma Capital Corp | TSXV | TII | 0.47 | 6.82 | 0.55 | 0.20 | 153,321 | 14.5 |
| High North Resources Ltd | TSXV | HN | 0.70 | 1.45 | 0.74 | 0.15 | 376,350 | 34.4 |
| Artis Real Estate Investment Trust | TSX | AX-U | 15.70 | 1.42 | 17.03 | 13.42 | 284,183 | 1,992.9 |
| Sprott Inc | TSX | SII | 3.41 | 0.29 | 3.79 | 2.21 | 176,695 | 845.4 |
| Chartwell Retirement Residences | TSX | CSH-U | 10.60 | 0.28 | 11.71 | 8.95 | 156,669 | 1,840.4 |
| Dundee International Real Estate Investment Trust | TSX | DI-U | 8.90 | 0.23 | 11.09 | 7.97 | 210,856 | 969.9 |
| Alaris Royalty Corp | TSX | AD | 28.43 | 0.07 | 37.69 | 23.79 | 100,459 | 815.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Solitario Exploration & Royalty Corp | NYSE | XPL | 1.51 | 22.76 | 1.67 | 0.76 | 391,051 | 56.1 |
| James River Coal Co | NASDAQ | JRCC | 0.84 | 8.45 | 3.50 | 0.55 | 742,503 | 30.1 |
| Silver Bull Resources Inc | NYSE | SVBL | 0.38 | 6.25 | 0.45 | 0.30 | 239,388 | 60.8 |
| Liquidmetal Technologies Inc | OTC BB | LQMT | 0.32 | 4.63 | 0.41 | 0.05 | 4,471,027 | 118.8 |
| CVR Partners LP | NYSE | UAN | 19.82 | 4.32 | 27.50 | 15.11 | 547,833 | 1,448.4 |
| Uranerz Energy Corp | NYSE | URZ | 1.50 | 3.45 | 1.71 | 0.80 | 253,816 | 128.7 |
| Codexis Inc | NASDAQ | CDXS | 1.92 | 3.23 | 2.89 | 1.24 | 366,027 | 73.2 |
| US Silica Holdings Inc | NYSE | SLCA | 31.69 | 2.66 | 37.14 | 18.02 | 2,543,213 | 1,694.0 |
| Rentech Nitrogen Partners LP | NYSE | RNF | 17.86 | 2.58 | 41.48 | 16.90 | 195,370 | 693.9 |
| Globe Specialty Metals Inc | NASDAQ | GSM | 18.93 | 1.99 | 19.05 | 10.57 | 302,286 | 1,408.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Propell Technologies Group Inc | OTC BB | PROP | 0.22 | 29.41 | 1.12 | 0.14 | 157,410 | 30.9 |
| Forbes Energy Services Ltd | NASDAQ | FES | 3.75 | 8.07 | 5.31 | 2.93 | 350,908 | 80.5 |
| Mexco Energy Corp | NYSE | MXC | 8.73 | 7.63 | 9.40 | 5.10 | 124,130 | 17.8 |
| Cardinal Energy Group Inc | OTC BB | CEGX | 0.54 | 5.86 | 1.55 | 0.37 | 195,020 | 19.2 |
| Pacific Ethanol Inc | NASDAQ | PEIX | 9.05 | 5.36 | 9.12 | 2.33 | 823,001 | 140.6 |
| Recon Technology Ltd | NASDAQ | RCON | 6.71 | 5.34 | 6.80 | 1.55 | 351,677 | 30.4 |
| Petro River Oil Corp | OTC BB | PTRC | 0.11 | 5.00 | 0.56 | 0.02 | 540,152 | 85.9 |
| BioFuel Energy Corp | NASDAQ | BIOF | 1.90 | 4.40 | 6.37 | 1.13 | 111,427 | 12.1 |
| EV Energy Partner LP | NASDAQ | EVEP | 35.13 | 3.81 | 57.77 | 30.53 | 537,150 | 1,698.5 |
| American Eagle Energy Corp | NYSE | AMZG | 1.94 | 3.74 | 3.00 | 1.57 | 544,784 | 137.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Worlds Inc | OTC BB | WDDD | 0.24 | 21.50 | 0.55 | 0.11 | 263,990 | 22.6 |
| Authentidate Holding Corp | NASDAQ | ADAT | 1.23 | 18.27 | 1.88 | 0.60 | 1,148,350 | 47.2 |
| LoJack Corp | NASDAQ | LOJN | 5.95 | 16.21 | 6.24 | 2.63 | 830,130 | 111.1 |
| ChinaCache International Holdings Ltd | NASDAQ | CCIH | 23.50 | 13.69 | 23.75 | 3.50 | 1,515,516 | 596.1 |
| Radisys Corp | NASDAQ | RSYS | 3.54 | 6.95 | 5.20 | 2.02 | 522,838 | 103.0 |
| Mavenir Systems Inc | NYSE | MVNR | 14.99 | 6.31 | 15.45 | 8.50 | 194,847 | 351.1 |
| Peregrine Semiconductor Corp | NASDAQ | PSMI | 5.93 | 6.08 | 12.09 | 4.75 | 819,374 | 196.0 |
| Barracuda Networks Inc | NYSE | CUDA | 35.51 | 5.18 | 41.30 | 18.63 | 224,687 | 1,806.2 |
| Gankit Corp | OTC BB | GANK | 1.26 | 5.00 | 1.33 | 0.25 | 264,105 | 37.8 |
| Crossroads Systems Inc | NASDAQ | CRDS | 2.43 | 4.74 | 3.45 | 0.69 | 113,622 | 31.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Pulse Electronics Corp | NYSE | PULS | 3.95 | 25.80 | 6.96 | 2.56 | 131,525 | 31.4 |
| Intellicheck Mobilisa Inc | NYSE | IDN | 0.80 | 20.77 | 0.99 | 0.25 | 3,535,704 | 29.5 |
| Applied Optoelectronics Inc | NASDAQ | AAOI | 20.67 | 14.96 | 20.75 | 9.07 | 358,807 | 261.0 |
| American Railcar Industries Inc | NASDAQ | ARII | 62.45 | 9.10 | 63.21 | 29.86 | 742,282 | 1,333.5 |
| Builders FirstSource Inc | NASDAQ | BLDR | 8.74 | 6.46 | 8.84 | 5.00 | 1,236,773 | 855.7 |
| Microvision Inc | NASDAQ | MVIS | 2.83 | 5.99 | 3.49 | 1.03 | 34,712,866 | 90.8 |
| China Digital TV Holding Co Ltd | NYSE | STV | 3.69 | 5.73 | 3.69 | 1.35 | 828,301 | 217.6 |
| ClearSign Combustion Corp | NASDAQ | CLIR | 9.02 | 5.13 | 13.87 | 4.75 | 419,128 | 79.5 |
| Fuel Tech Inc | NASDAQ | FTEK | 6.00 | 4.71 | 9.63 | 3.55 | 535,679 | 134.3 |
| Highpower International Inc | NASDAQ | HPJ | 2.98 | 4.56 | 3.45 | 0.92 | 194,438 | 41.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Emeritus Corp | NYSE | ESC | 29.01 | 35.18 | 30.95 | 18.15 | 15,720,853 | 1,409.1 |
| Concord Medical Services Holdings Ltd | NYSE | CCM | 8.50 | 16.44 | 8.60 | 3.51 | 1,291,725 | 159.8 |
| Idera Pharmaceuticals Inc | NASDAQ | IDRA | 6.00 | 15.38 | 6.09 | 0.19 | 8,007,488 | 444.7 |
| NewLink Genetics Corp | NASDAQ | NLNK | 46.50 | 11.67 | 47.44 | 11.19 | 956,382 | 1,195.3 |
| XOMA Corp | NASDAQ | XOMA | 8.48 | 11.58 | 8.99 | 2.46 | 5,588,977 | 881.9 |
| Fibrocell Science Inc | NYSE | FCSC | 5.61 | 11.31 | 7.20 | 3.03 | 410,483 | 223.5 |
| Inovio Pharmaceuticals Inc | NYSE | INO | 3.22 | 11.03 | 3.24 | 0.49 | 20,630,335 | 671.0 |
| Zeltiq Aesthetics Inc | NASDAQ | ZLTQ | 20.88 | 10.24 | 24.79 | 3.20 | 842,877 | 760.5 |
| Oculus Innovative Sciences Inc | NASDAQ | OCLS | 3.97 | 9.37 | 7.21 | 2.20 | 387,977 | 28.7 |
| Evoke Pharma Inc | NASDAQ | EVOK | 11.00 | 9.02 | 14.25 | 6.75 | 122,913 | 67.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| JGWPT Holdings Inc | NYSE | JGW | 16.95 | 10.64 | 18.00 | 12.50 | 459,657 | 501.9 |
| Alexander & Baldwin Inc | NYSE | ALEX | 41.82 | 8.40 | 46.23 | 32.55 | 285,289 | 1,999.0 |
| Central Pacific Financial Corp | NYSE | CPF | 19.70 | 5.97 | 20.52 | 14.67 | 535,845 | 829.6 |
| Caesars Acquisition Co | NASDAQ | CACQ | 14.28 | 5.39 | 14.45 | 10.34 | 565,839 | 1,938.8 |
| E-House China Holdings Ltd | NYSE | EJ | 13.94 | 5.37 | 15.14 | 3.88 | 3,053,386 | 1,881.2 |
| First BanCorp/Puerto Rico | NYSE | FBP | 4.60 | 4.07 | 8.70 | 4.36 | 1,117,899 | 952.6 |
| Home Loan Servicing Solutions Ltd | NASDAQ | HLSS | 20.66 | 4.03 | 25.59 | 19.47 | 1,827,971 | 1,467.2 |
| RAIT Financial Trust | NYSE | RAS | 8.21 | 3.92 | 9.21 | 6.16 | 1,578,514 | 668.7 |
| Imperial Holdings Inc | NYSE | IFT | 5.43 | 3.82 | 7.58 | 3.80 | 117,828 | 115.3 |
| First Midwest Bancorp Inc/IL | NASDAQ | FMBI | 16.23 | 3.71 | 18.49 | 11.57 | 830,355 | 1,218.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
