Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Tuesday, February 11, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Amex Exploration Inc | TSXV | AMX | 0.19 | 46.15 | 0.22 | 0.06 | 121,000 | 11.0 |
| Integra Gold Corp | TSXV | ICG | 0.33 | 37.50 | 0.42 | 0.13 | 1,702,295 | 44.3 |
| Gran Colombia Gold Corp | TSX | GCM | 2.23 | 23.20 | 7.50 | 0.74 | 496,259 | 34.1 |
| Temex Resources Corp | TSXV | TME | 0.12 | 21.05 | 0.25 | 0.08 | 1,249,638 | 18.5 |
| Fortune Minerals Ltd | TSX | FT | 0.43 | 17.81 | 0.53 | 0.23 | 100,209 | 64.7 |
| ATAC Resources Ltd | TSXV | ATC | 1.07 | 17.58 | 1.85 | 0.52 | 642,170 | 121.3 |
| Crocodile Gold Corp | TSX | CRK | 0.21 | 16.67 | 0.36 | 0.07 | 1,391,781 | 85.3 |
| Corvus Gold Inc | TSX | KOR | 1.97 | 15.88 | 2.06 | 0.51 | 187,729 | 138.7 |
| Golden Star Resources Ltd | TSX | GSC | 0.82 | 15.49 | 1.76 | 0.39 | 681,538 | 212.5 |
| Alhambra Resources Ltd | TSXV | ALH | 0.15 | 15.38 | 0.28 | 0.05 | 151,500 | 15.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Renegade Petroleum Ltd | TSXV | RPL | 1.30 | 30.00 | 2.32 | 0.87 | 56,488,097 | 264.1 |
| Anderson Energy Ltd | TSX | AXL | 0.16 | 10.71 | 0.23 | 0.11 | 183,727 | 26.7 |
| Santonia Energy Inc | TSX | STE | 1.38 | 10.40 | 2.21 | 1.06 | 6,047,915 | 141.6 |
| Contact Exploration Inc | TSXV | CEX | 0.35 | 9.38 | 0.36 | 0.18 | 570,500 | 89.4 |
| Raise Production Inc | TSXV | RPC | 1.25 | 7.76 | 1.27 | 0.26 | 229,115 | 100.9 |
| Mart Resources Inc | TSXV | MMT | 1.42 | 6.77 | 2.31 | 0.98 | 1,410,923 | 506.3 |
| ShaMaran Petroleum Corp | TSXV | SNM | 0.48 | 6.67 | 0.54 | 0.31 | 2,293,450 | 389.3 |
| Madalena Energy Inc | TSXV | MVN | 0.64 | 6.67 | 0.83 | 0.24 | 2,213,651 | 237.8 |
| Alter Nrg Corp | TSX | NRG | 1.04 | 5.05 | 1.10 | 0.32 | 569,261 | 108.9 |
| Petrolia Inc | TSXV | PEA | 0.76 | 4.11 | 1.19 | 0.57 | 1,000,883 | 53.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| LeoNovus Inc | TSXV | LTV | 0.40 | 8.11 | 0.40 | 0.10 | 294,341 | 45.7 |
| QHR Corp | TSXV | QHR | 1.31 | 4.80 | 1.54 | 0.47 | 140,098 | 62.9 |
| PNI Digital Media Inc | TSX | PN | 1.41 | 4.44 | 1.49 | 0.20 | 161,374 | 58.4 |
| Axia NetMedia Corp | TSX | AXX | 2.56 | 2.40 | 2.78 | 1.24 | 122,067 | 159.3 |
| Symbility Solutions Inc | TSXV | SY | 0.32 | 1.61 | 0.54 | 0.28 | 203,300 | 65.9 |
| Smart Employee Benefits Inc | TSXV | SEB | 0.67 | 1.52 | 0.73 | 0.29 | 147,850 | 42.0 |
| POET Technologies Inc | TSXV | PTK | 0.80 | 1.27 | 0.88 | 0.32 | 671,730 | 107.7 |
| ViXS Systems Inc | TSX | VXS | 3.12 | 0.65 | 4.19 | 2.42 | 120,658 | 157.6 |
| Redknee Solutions Inc | TSX | RKN | 5.60 | 0.18 | 7.82 | 2.50 | 230,499 | 535.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Badger Daylighting Ltd | TSX | BAD | 32.02 | 2.79 | 33.51 | 11.13 | 340,543 | 1,185.8 |
| Intertape Polymer Group Inc | TSX | ITP | 13.09 | 2.27 | 15.62 | 8.90 | 171,480 | 795.6 |
| Aecon Group Inc | TSX | ARE | 15.79 | 1.09 | 16.40 | 10.32 | 108,645 | 887.1 |
| Ainsworth Lumber Co Ltd | TSX | ANS | 3.90 | 1.04 | 4.31 | 2.70 | 133,084 | 939.5 |
| Celestica Inc | TSX | CLS | 10.34 | 0.98 | 11.91 | 7.82 | 1,192,728 | 1,870.7 |
| Martinrea International Inc | TSX | MRE | 9.57 | 0.74 | 12.75 | 6.91 | 175,351 | 808.5 |
| Stella-Jones Inc | TSX | SJ | 26.17 | 0.54 | 30.36 | 18.30 | 157,796 | 1,797.8 |
| Chemtrade Logistics Income Fund | TSX | CHE-U | 21.41 | 0.09 | 21.78 | 15.63 | 163,062 | 1,281.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Sernova Corp | TSXV | SVA | 0.16 | 23.08 | 0.19 | 0.09 | 397,050 | 20.7 |
| Cynapsus Therapeutics Inc | TSXV | CTH | 1.00 | 16.28 | 1.09 | 0.27 | 979,358 | 39.0 |
| Resverlogix Corp | TSX | RVX | 0.84 | 6.33 | 3.83 | 0.15 | 157,301 | 68.7 |
| Bioniche Life Sciences Inc | TSX | BNC | 0.34 | 3.03 | 0.42 | 0.18 | 155,810 | 47.9 |
| Titan Medical Inc | TSXV | TMD | 1.38 | 2.22 | 1.84 | 0.38 | 367,952 | 100.0 |
| Extendicare Inc/US | TSX | EXE | 7.24 | 1.54 | 8.79 | 5.12 | 206,124 | 656.1 |
| Zecotek Photonics Inc | TSXV | ZMS | 0.82 | 1.23 | 0.94 | 0.22 | 123,707 | 75.6 |
| TSO3 Inc | TSX | TOS | 0.49 | 1.03 | 1.10 | 0.48 | 113,077 | 35.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Pinetree Capital Ltd | TSX | PNP | 0.45 | 12.50 | 0.84 | 0.25 | 1,080,692 | 68.5 |
| AGF Management Ltd | TSX | AGF/B | 11.42 | 2.42 | 14.78 | 10.34 | 298,279 | 983.7 |
| Gluskin Sheff + Associates Inc | TSX | GS | 31.74 | 1.76 | 31.83 | 15.97 | 264,612 | 936.9 |
| Sprott Inc | TSX | SII | 3.14 | 1.62 | 4.10 | 2.21 | 365,211 | 778.5 |
| Dundee International Real Estate Investment Trust | TSX | DI-U | 8.89 | 1.14 | 11.19 | 7.97 | 114,037 | 968.9 |
| Tricon Capital Group Inc | TSX | TCN | 7.79 | 1.04 | 8.33 | 5.65 | 917,627 | 703.3 |
| Pure Industrial Real Estate Trust | TSX | AAR-U | 4.72 | 0.64 | 5.35 | 3.97 | 571,092 | 712.4 |
| Artis Real Estate Investment Trust | TSX | AX-U | 15.31 | 0.33 | 17.03 | 13.42 | 122,110 | 1,943.4 |
| InterRent Real Estate Investment Trust | TSX | IIP-U | 5.41 | 0.19 | 6.80 | 4.83 | 156,746 | 315.4 |
| Crombie Real Estate Investment Trust | TSX | CRR-U | 13.21 | 0.15 | 16.04 | 12.48 | 190,150 | 959.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Flexible Solutions International Inc | NYSE | FSI | 1.08 | 14.89 | 1.35 | 0.68 | 551,812 | 14.2 |
| General Steel Holdings Inc | NYSE | GSI | 1.15 | 9.52 | 1.33 | 0.80 | 438,346 | 63.6 |
| Mines Management Inc | NYSE | MGN | 0.97 | 9.23 | 1.23 | 0.48 | 200,041 | 28.1 |
| McEwen Mining Inc | NYSE | MUX | 2.84 | 7.58 | 3.04 | 1.63 | 4,064,254 | 843.9 |
| Golden Minerals Co | NYSE | AUMN | 0.82 | 6.59 | 3.45 | 0.42 | 532,336 | 35.4 |
| Uranium Resources Inc | NASDAQ | URRE | 2.87 | 6.30 | 5.53 | 1.75 | 274,634 | 68.2 |
| General Moly Inc | NYSE | GMO | 1.26 | 5.88 | 3.43 | 1.04 | 292,131 | 115.4 |
| USEC Inc | NYSE | USU | 4.74 | 5.57 | 29.12 | 2.60 | 240,005 | 23.5 |
| James River Coal Co | NASDAQ | JRCC | 0.84 | 5.34 | 3.50 | 0.55 | 538,858 | 30.3 |
| Walter Energy Inc | NYSE | WLT | 10.86 | 5.33 | 40.60 | 9.88 | 9,416,294 | 679.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Ocean Power Technologies Inc | NASDAQ | OPTT | 3.53 | 53.58 | 4.28 | 1.45 | 26,245,218 | 42.9 |
| Pedevco Corp | NYSE | PED | 2.19 | 13.47 | 7.05 | 0.75 | 312,941 | 57.2 |
| TETRA Technologies Inc | NYSE | TTI | 11.34 | 12.61 | 13.41 | 8.15 | 1,812,295 | 894.1 |
| Vertex Energy Inc | NASDAQ | VTNR | 3.79 | 8.29 | 4.20 | 2.35 | 105,604 | 78.7 |
| Basic Energy Services Inc | NYSE | BAS | 19.46 | 5.93 | 19.84 | 11.06 | 2,052,669 | 821.2 |
| Abraxas Petroleum Corp | NASDAQ | AXAS | 3.35 | 5.68 | 3.96 | 1.93 | 1,449,219 | 311.1 |
| Halcon Resources Corp | NYSE | HK | 3.67 | 5.16 | 8.12 | 3.16 | 13,884,009 | 1,521.6 |
| Sanchez Energy Corp | NYSE | SN | 29.66 | 4.51 | 30.92 | 17.02 | 1,152,009 | 1,375.0 |
| Tallgrass Energy Partners LP | NYSE | TEP | 27.73 | 4.25 | 27.74 | 20.53 | 163,181 | 1,123.1 |
| Hii Technologies Inc | OTC BB | HIIT | 0.75 | 4.17 | 0.82 | 0.12 | 105,897 | 36.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Model N Inc | NYSE | MODN | 12.18 | 18.71 | 24.80 | 7.55 | 1,224,194 | 289.1 |
| Tucows Inc | NASDAQ | TCX | 14.27 | 11.92 | 14.45 | 6.24 | 188,519 | 155.6 |
| TriQuint Semiconductor Inc | NASDAQ | TQNT | 9.39 | 11.39 | 9.44 | 4.31 | 11,607,531 | 1,508.1 |
| 3D Pioneer Systems Inc | OTC BB | DPSM | 0.49 | 11.36 | 0.84 | 0.08 | 652,800 | 37.3 |
| Clearfield Inc | NASDAQ | CLFD | 23.59 | 9.82 | 25.41 | 5.16 | 881,144 | 306.6 |
| CIBER Inc | NYSE | CBR | 4.09 | 8.49 | 4.99 | 3.08 | 1,492,114 | 308.6 |
| Violin Memory Inc | NYSE | VMEM | 4.01 | 8.38 | 7.98 | 2.50 | 2,283,321 | 330.7 |
| Dot Hill Systems Corp | NASDAQ | HILL | 4.78 | 7.90 | 5.19 | 0.91 | 733,300 | 282.0 |
| Authentidate Holding Corp | NASDAQ | ADAT | 1.26 | 7.69 | 1.88 | 0.55 | 119,499 | 44.6 |
| Silver Spring Networks Inc | NYSE | SSNI | 17.21 | 6.96 | 33.82 | 14.63 | 1,227,528 | 811.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| CryoPort Inc | OTC BB | CYRX | 0.57 | 34.12 | 0.59 | 0.12 | 106,890 | 33.6 |
| China Digital TV Holding Co Ltd | NYSE | STV | 3.10 | 31.92 | 3.17 | 1.35 | 3,053,998 | 182.8 |
| ZBB Energy Corp | NYSE | ZBB | 0.97 | 28.33 | 2.41 | 0.40 | 454,050 | 17.2 |
| Innovative Solutions & Support Inc | NASDAQ | ISSC | 8.34 | 21.93 | 9.25 | 4.20 | 327,552 | 140.9 |
| China BAK Battery Inc | NASDAQ | CBAK | 1.95 | 15.38 | 3.45 | 0.59 | 620,639 | 24.6 |
| InvenSense Inc | NYSE | INVN | 21.69 | 10.78 | 22.09 | 9.09 | 7,071,912 | 1,896.9 |
| UQM Technologies Inc | NYSE | UQM | 1.81 | 8.38 | 2.49 | 0.68 | 566,238 | 73.1 |
| Advanced Emissions Solutions Inc | NASDAQ | ADES | 53.39 | 7.95 | 58.33 | 23.27 | 106,459 | 574.8 |
| Sun Hydraulics Corp | NASDAQ | SNHY | 38.69 | 7.38 | 43.49 | 26.83 | 194,895 | 1,019.4 |
| NN Inc | NASDAQ | NNBR | 18.60 | 5.26 | 21.42 | 8.32 | 125,780 | 324.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Premier Biomedical Inc | OTC BB | BIEI | 1.55 | 138.46 | 2.60 | 0.50 | 169,146 | 27.9 |
| Dehaier Medical Systems Ltd | NASDAQ | DHRM | 9.60 | 30.26 | 10.49 | 1.81 | 1,472,615 | 44.4 |
| Cadence Pharmaceuticals Inc | NASDAQ | CADX | 14.00 | 26.47 | 14.03 | 4.45 | 82,668,633 | 1,205.2 |
| Relypsa Inc | NASDAQ | RLYP | 38.52 | 18.89 | 39.89 | 11.00 | 303,632 | 1,143.7 |
| Arch Therapeutics Inc | OTC BB | ARTH | 0.38 | 18.75 | 1.36 | 0.11 | 289,204 | 22.9 |
| Stemline Therapeutics Inc | NASDAQ | STML | 28.77 | 17.48 | 47.25 | 11.00 | 685,850 | 371.3 |
| Cel-Sci Corp | NYSE | CVM | 1.30 | 15.04 | 3.09 | 0.53 | 8,853,260 | 72.7 |
| Ligand Pharmaceuticals Inc | NASDAQ | LGND | 71.37 | 13.83 | 71.92 | 20.21 | 1,261,187 | 1,456.7 |
| OncoMed Pharmaceuticals Inc | NASDAQ | OMED | 35.78 | 13.70 | 42.34 | 12.07 | 750,976 | 998.3 |
| Five Prime Therapeutics Inc | NASDAQ | FPRX | 17.00 | 13.64 | 21.68 | 8.02 | 444,065 | 344.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Southside Bancshares Inc | NASDAQ | SBSI | 27.83 | 10.52 | 28.75 | 19.79 | 109,992 | 498.2 |
| Caesars Acquisition Co | NASDAQ | CACQ | 12.84 | 5.85 | 13.93 | 10.34 | 280,115 | 1,743.3 |
| Monmouth Real Estate Investment Corp | NYSE | MNR | 9.82 | 3.92 | 11.22 | 8.57 | 241,013 | 457.8 |
| DFC Global Corp | NASDAQ | DLLR | 7.05 | 3.68 | 19.97 | 6.24 | 863,649 | 272.0 |
| Montpelier Re Holdings Ltd | NYSE | MRH | 28.14 | 3.34 | 29.50 | 23.91 | 454,534 | 1,386.6 |
| Bancorp Inc/DE | NASDAQ | TBBK | 19.00 | 3.20 | 19.86 | 12.10 | 148,919 | 716.7 |
| Apollo Investment Corp | NASDAQ | AINV | 8.64 | 2.86 | 9.09 | 7.28 | 2,688,666 | 1,941.8 |
| Westamerica Bancorporation | NASDAQ | WABC | 50.34 | 2.69 | 57.59 | 41.76 | 267,608 | 1,334.5 |
| Ambac Financial Group Inc | NASDAQ | AMBC | 24.04 | 2.65 | 27.25 | 15.03 | 556,034 | 1,081.9 |
| TrustCo Bank Corp NY | NASDAQ | TRST | 6.47 | 2.54 | 7.67 | 5.13 | 228,525 | 611.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
