Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Monday, February 10, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Augusta Resource Corp | TSX | AZC | 3.20 | 27.49 | 3.45 | 0.48 | 6,044,844 | 462.6 |
| Gran Colombia Gold Corp | TSX | GCM | 1.81 | 24.83 | 7.50 | 0.74 | 174,433 | 27.7 |
| Lithium Americas Corp | TSX | LAC | 0.32 | 21.15 | 0.89 | 0.19 | 137,650 | 48.7 |
| Wildcat Silver Corp | TSX | WS | 0.56 | 17.89 | 0.85 | 0.28 | 868,405 | 80.3 |
| Western Copper and Gold Corp | TSX | WRN | 0.81 | 15.71 | 1.37 | 0.49 | 117,500 | 75.9 |
| Almaden Minerals Ltd | TSX | AMM | 1.92 | 14.29 | 2.55 | 1.08 | 112,277 | 123.8 |
| Amerigo Resources Ltd | TSX | ARG | 0.48 | 14.29 | 0.71 | 0.31 | 104,285 | 82.7 |
| Macusani Yellowcake Inc | TSXV | YEL | 0.12 | 14.29 | 0.16 | 0.06 | 188,000 | 19.1 |
| ATAC Resources Ltd | TSXV | ATC | 0.91 | 13.75 | 1.85 | 0.52 | 438,279 | 103.2 |
| Starcore International Mines Ltd | TSX | SAM | 0.22 | 12.82 | 0.25 | 0.14 | 118,700 | 31.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Primary Petroleum Corp | TSXV | PIE | 0.29 | 20.83 | 0.35 | 0.06 | 1,818,430 | 43.0 |
| Longview Oil Corp | TSX | LNV | 5.05 | 13.74 | 6.75 | 4.35 | 1,165,568 | 237.0 |
| Hyperion Exploration Corp | TSXV | HYX | 0.19 | 11.76 | 0.60 | 0.12 | 992,300 | 10.3 |
| Ivanhoe Energy Inc | TSX | IE | 0.67 | 11.67 | 2.28 | 0.37 | 340,592 | 76.9 |
| Raise Production Inc | TSXV | RPC | 1.16 | 10.48 | 1.21 | 0.26 | 193,453 | 93.7 |
| Ballard Power Systems Inc | TSX | BLD | 2.47 | 8.81 | 2.92 | 0.67 | 402,841 | 270.1 |
| Petromanas Energy Inc | TSXV | PMI | 0.14 | 8.00 | 0.17 | 0.08 | 362,988 | 93.6 |
| Crown Point Energy Inc | TSXV | CWV | 0.43 | 7.50 | 0.53 | 0.14 | 180,140 | 44.9 |
| Mart Resources Inc | TSXV | MMT | 1.33 | 7.26 | 2.31 | 0.98 | 1,167,634 | 474.2 |
| Contact Exploration Inc | TSXV | CEX | 0.32 | 6.67 | 0.36 | 0.18 | 630,930 | 81.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| ISIS Lab Corp | TSXV | LAB | 0.49 | 7.78 | 0.49 | 0.10 | 277,900 | 26.0 |
| Sphere 3D Corp | TSXV | ANY | 7.10 | 6.77 | 7.25 | 0.41 | 235,295 | 153.0 |
| POET Technologies Inc | TSXV | PTK | 0.79 | 6.76 | 0.85 | 0.32 | 326,996 | 106.4 |
| Smart Employee Benefits Inc | TSXV | SEB | 0.66 | 4.76 | 0.73 | 0.29 | 541,900 | 41.4 |
| LeoNovus Inc | TSXV | LTV | 0.37 | 2.78 | 0.40 | 0.10 | 144,900 | 42.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| DIRTT Environmental Solutions | TSX | DRT | 3.02 | 4.14 | 3.05 | 2.30 | 397,886 | 208.0 |
| Chemtrade Logistics Income Fund | TSX | CHE-U | 21.39 | 1.76 | 21.58 | 15.63 | 124,110 | 1,280.1 |
| Norbord Inc | TSX | NBD | 30.65 | 1.39 | 37.93 | 25.10 | 193,152 | 1,633.5 |
| Bird Construction Inc | TSX | BDT | 13.29 | 0.15 | 14.45 | 11.17 | 128,395 | 565.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Stellar Biotechnologies Inc | TSXV | KLH | 1.77 | 7.27 | 2.15 | 0.44 | 328,257 | 134.6 |
| Lorus Therapeutics Inc | TSX | LOR | 0.65 | 6.56 | 1.04 | 0.17 | 725,828 | 38.7 |
| Prometic Life Sciences Inc | TSX | PLI | 1.37 | 3.79 | 1.45 | 0.27 | 636,899 | 714.6 |
| ICO Therapeutics Inc | TSXV | ICO | 0.42 | 3.70 | 0.62 | 0.26 | 190,745 | 35.3 |
| Critical Outcome Technologies Inc | TSXV | COT | 0.28 | 3.70 | 0.38 | 0.10 | 139,650 | 26.0 |
| Bioniche Life Sciences Inc | TSX | BNC | 0.33 | 3.13 | 0.42 | 0.18 | 283,318 | 46.4 |
| Extendicare Inc/US | TSX | EXE | 7.13 | 0.71 | 8.79 | 5.12 | 108,115 | 643.5 |
| Patheon Inc | TSX | PTI | 10.25 | 0.10 | 10.35 | 3.00 | 304,324 | 1,444.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| LX Ventures Inc | TSXV | LXV | 0.47 | 5.62 | 0.96 | 0.14 | 1,386,655 | 29.9 |
| Pinetree Capital Ltd | TSX | PNP | 0.40 | 3.90 | 0.85 | 0.25 | 423,933 | 60.9 |
| Canaccord Genuity Group Inc | TSX | CF | 8.20 | 3.80 | 8.36 | 5.05 | 630,889 | 838.1 |
| Aberdeen International Inc | TSX | AAB | 0.14 | 3.70 | 0.37 | 0.11 | 191,572 | 12.0 |
| Sprott Inc | TSX | SII | 3.09 | 2.32 | 4.13 | 2.21 | 358,689 | 766.1 |
| High North Resources Ltd | TSXV | HN | 0.54 | 1.89 | 0.56 | 0.13 | 151,400 | 18.3 |
| Gluskin Sheff + Associates Inc | TSX | GS | 31.19 | 1.27 | 31.80 | 15.97 | 364,420 | 920.7 |
| Dundee Corp | TSX | DC/A | 17.95 | 0.84 | 23.98 | 17.64 | 112,233 | 933.8 |
| Input Capital Corp | TSXV | INP | 2.42 | 0.83 | 2.73 | 1.55 | 121,731 | 148.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Gold Resource Corp | NYSE | GORO | 5.15 | 11.47 | 14.17 | 4.45 | 1,235,293 | 277.0 |
| Arch Therapeutics Inc | OTC BB | ARTH | 0.32 | 8.47 | 1.36 | 0.11 | 124,725 | 19.2 |
| BioAmber Inc | NYSE | BIOA | 13.00 | 7.88 | 13.98 | 3.96 | 175,390 | 239.6 |
| James River Coal Co | NASDAQ | JRCC | 0.80 | 7.62 | 3.50 | 0.55 | 1,580,488 | 28.7 |
| Liquidmetal Technologies Inc | OTC BB | LQMT | 0.31 | 5.98 | 0.41 | 0.05 | 1,749,031 | 115.6 |
| Coeur Mining Inc | NYSE | CDE | 10.55 | 4.66 | 23.65 | 9.71 | 1,860,002 | 1,060.6 |
| El Capitan Precious Metals Inc | OTC BB | ECPN | 0.19 | 4.32 | 0.41 | 0.06 | 167,795 | 51.4 |
| Mines Management Inc | NYSE | MGN | 0.89 | 4.10 | 1.23 | 0.48 | 126,706 | 25.8 |
| Gulf Resources Inc | NASDAQ | GURE | 2.29 | 4.09 | 3.14 | 0.88 | 147,880 | 87.9 |
| Golden Minerals Co | NYSE | AUMN | 0.77 | 3.68 | 3.45 | 0.42 | 189,429 | 33.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Plug Power Inc | NASDAQ | PLUG | 3.55 | 14.52 | 4.90 | 0.12 | 48,071,156 | 399.2 |
| Hii Technologies Inc | OTC BB | HIIT | 0.72 | 14.29 | 0.82 | 0.12 | 273,898 | 34.8 |
| China Sunergy Co Ltd | NASDAQ | CSUN | 5.33 | 8.89 | 10.19 | 1.25 | 306,333 | 79.1 |
| KiOR Inc | NASDAQ | KIOR | 1.18 | 7.27 | 6.35 | 1.10 | 273,889 | 129.9 |
| Recon Technology Ltd | NASDAQ | RCON | 4.52 | 6.63 | 5.80 | 1.55 | 300,725 | 20.5 |
| CAMAC Energy Inc | NYSE | CAK | 1.65 | 6.45 | 1.73 | 0.45 | 805,590 | 262.2 |
| JA Solar Holdings Co Ltd | NASDAQ | JASO | 9.68 | 6.02 | 12.80 | 3.37 | 1,817,566 | 418.7 |
| Real Goods Solar Inc | NASDAQ | RSOL | 3.97 | 5.31 | 7.17 | 1.08 | 4,147,629 | 114.9 |
| Enphase Energy Inc | NASDAQ | ENPH | 7.03 | 5.08 | 10.00 | 4.14 | 208,862 | 295.6 |
| ReneSola Ltd | NYSE | SOL | 3.37 | 4.66 | 6.00 | 1.25 | 2,610,181 | 342.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Supertex Inc | NASDAQ | SUPX | 32.95 | 35.15 | 33.16 | 18.98 | 2,677,300 | 376.5 |
| China Information Technology Inc | NASDAQ | CNIT | 5.20 | 25.60 | 7.49 | 0.96 | 206,904 | 140.4 |
| magicJack VocalTec Ltd | NASDAQ | CALL | 16.25 | 18.18 | 19.28 | 10.67 | 2,298,369 | 301.5 |
| Datawatch Corp | NASDAQ | DWCH | 29.14 | 10.76 | 38.70 | 10.72 | 138,334 | 249.2 |
| ChinaCache International Holdings Ltd | NASDAQ | CCIH | 15.96 | 9.92 | 17.47 | 3.50 | 909,847 | 404.8 |
| Jive Software Inc | NASDAQ | JIVE | 9.56 | 9.51 | 18.48 | 8.53 | 867,579 | 661.9 |
| GT Advanced Technologies Inc | NASDAQ | GTAT | 11.74 | 9.31 | 11.99 | 2.61 | 21,046,488 | 1,575.5 |
| Hanwha SolarOne Co Ltd | NASDAQ | HSOL | 2.81 | 8.91 | 5.70 | 0.86 | 1,427,017 | 256.8 |
| Carbonite Inc | NASDAQ | CARB | 10.42 | 8.65 | 16.50 | 9.07 | 354,931 | 275.6 |
| Rocket Fuel Inc | NASDAQ | FUEL | 55.13 | 8.16 | 71.89 | 37.81 | 1,125,935 | 1,931.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Intellicheck Mobilisa Inc | NYSE | IDN | 0.68 | 33.46 | 0.99 | 0.25 | 5,187,217 | 25.1 |
| Motorcar Parts of America Inc | NASDAQ | MPAA | 24.65 | 14.71 | 24.89 | 5.30 | 1,085,692 | 368.3 |
| Revolution Lighting Technologies Inc | NASDAQ | RVLT | 3.29 | 10.03 | 5.50 | 0.90 | 1,816,203 | 268.6 |
| Casella Waste Systems Inc | NASDAQ | CWST | 5.65 | 8.45 | 6.20 | 3.81 | 258,675 | 226.0 |
| Yingli Green Energy Holding Co Ltd | NYSE | YGE | 5.96 | 8.17 | 8.77 | 1.62 | 7,765,395 | 992.8 |
| CUI Global Inc | NASDAQ | CUI | 9.16 | 7.76 | 9.41 | 4.60 | 172,767 | 188.4 |
| Quanex Building Products Corp | NYSE | NX | 19.63 | 7.39 | 21.84 | 15.37 | 933,831 | 731.4 |
| Sharps Compliance Corp | NASDAQ | SMED | 5.35 | 7.02 | 5.90 | 2.49 | 124,433 | 81.5 |
| China BAK Battery Inc | NASDAQ | CBAK | 1.69 | 6.96 | 3.45 | 0.59 | 138,403 | 21.3 |
| SuperCom Ltd | NASDAQ | SPCB | 5.97 | 6.80 | 7.03 | 0.26 | 166,489 | 73.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Ohr Pharmaceutical Inc | NASDAQ | OHRP | 15.45 | 15.90 | 15.68 | 4.11 | 712,025 | 308.5 |
| Galectin Therapeutics Inc | NASDAQ | GALT | 15.96 | 14.74 | 17.88 | 2.61 | 2,193,564 | 292.3 |
| Dehaier Medical Systems Ltd | NASDAQ | DHRM | 7.37 | 14.26 | 7.77 | 1.81 | 818,178 | 34.0 |
| Stereotaxis Inc | NASDAQ | STXS | 5.21 | 14.00 | 10.18 | 1.14 | 1,088,644 | 100.7 |
| Sequenom Inc | NASDAQ | SQNM | 2.34 | 13.59 | 4.90 | 1.65 | 3,202,923 | 270.8 |
| Oramed Pharmaceuticals Inc | NASDAQ | ORMP | 15.97 | 12.07 | 31.73 | 5.00 | 1,192,233 | 155.6 |
| ThermoGenesis Corp | NASDAQ | KOOL | 2.46 | 11.82 | 3.24 | 0.71 | 2,168,235 | 41.0 |
| Synta Pharmaceuticals Corp | NASDAQ | SNTA | 6.10 | 11.52 | 10.74 | 3.70 | 2,989,876 | 519.7 |
| InterMune Inc | NASDAQ | ITMN | 13.50 | 11.29 | 18.39 | 8.21 | 3,856,707 | 1,207.5 |
| Regulus Therapeutics Inc | NASDAQ | RGLS | 9.58 | 10.75 | 12.89 | 4.70 | 250,662 | 400.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| US Global Investors Inc | NASDAQ | GROW | 3.49 | 16.33 | 4.07 | 2.10 | 271,646 | 54.0 |
| Gain Capital Holdings Inc | NYSE | GCAP | 9.98 | 6.85 | 14.62 | 3.97 | 483,554 | 395.3 |
| Chesapeake Granite Wash Trust | NYSE | CHKR | 12.27 | 4.96 | 19.15 | 9.90 | 567,300 | 573.6 |
| Cascade Bancorp | NASDAQ | CACB | 4.70 | 4.68 | 7.00 | 4.31 | 136,584 | 223.7 |
| DFC Global Corp | NASDAQ | DLLR | 6.80 | 4.13 | 19.97 | 6.24 | 734,674 | 262.3 |
| World Acceptance Corp | NASDAQ | WRLD | 98.26 | 4.03 | 107.98 | 73.90 | 206,956 | 1,074.5 |
| Hannon Armstrong Sustainable Infrastructure Capital Inc | NYSE | HASI | 13.69 | 4.03 | 14.15 | 9.15 | 106,029 | 216.2 |
| KCG Holdings Inc | NYSE | KCG | 11.60 | 3.66 | 13.29 | 8.11 | 806,517 | 1,319.5 |
| Kite Realty Group Trust | NYSE | KRG | 6.36 | 3.41 | 6.91 | 5.27 | 2,775,410 | 831.0 |
| First BanCorp/Puerto Rico | NYSE | FBP | 4.90 | 3.16 | 8.70 | 4.36 | 1,241,900 | 1,014.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
