Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Friday, December 12, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Arianne Phosphate Inc | TSXV | DAN | 0.65 | 22.64 | 1.48 | 0.51 | 150,320 | 62.0 |
| Banks Island Gold Ltd | TSXV | BOZ | 0.19 | 15.63 | 0.65 | 0.14 | 258,073 | 10.6 |
| Scorpio Mining Corp | TSX | SPM | 0.23 | 12.50 | 0.44 | 0.17 | 230,278 | 44.7 |
| Alderon Iron Ore Corp | TSX | ADV | 0.30 | 11.32 | 2.13 | 0.25 | 100,783 | 38.4 |
| Eastmain Resources Inc | TSX | ER | 0.22 | 10.00 | 0.56 | 0.17 | 370,580 | 26.4 |
| Lydian International Ltd | TSX | LYD | 0.52 | 9.47 | 1.48 | 0.46 | 216,443 | 79.1 |
| Pershimco Resources Inc | TSXV | PRO | 0.19 | 8.82 | 0.45 | 0.13 | 396,450 | 41.2 |
| Belo Sun Mining Corp | TSX | BSX | 0.13 | 8.33 | 0.57 | 0.11 | 102,000 | 34.6 |
| Discovery Ventures Inc | TSXV | DVN | 0.20 | 8.33 | 0.42 | 0.13 | 312,500 | 13.0 |
| NioCorp Developments Ltd | TSXV | NB | 0.70 | 7.69 | 0.79 | 0.15 | 201,230 | 87.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Saturn Minerals Inc | TSXV | SMI | 0.15 | 36.36 | 0.23 | 0.07 | 125,000 | 17.5 |
| Rock Energy Inc | TSX | RE | 2.84 | 11.37 | 7.95 | 2.44 | 316,599 | 114.7 |
| Petrolia Inc | TSXV | PEA | 0.33 | 10.00 | 1.15 | 0.30 | 301,270 | 24.7 |
| Pengrowth Energy Corp | TSX | PGF | 3.16 | 8.97 | 7.78 | 2.77 | 3,890,521 | 1,678.2 |
| Aveda Transportation and Energy Services Inc | TSXV | AVE | 2.15 | 4.37 | 5.95 | 1.85 | 228,221 | 42.8 |
| Advantage Oil & Gas Ltd | TSX | AAV | 5.33 | 3.90 | 7.85 | 3.84 | 811,362 | 905.0 |
| Argent Energy Trust | TSX | AET-U | 0.55 | 3.77 | 8.20 | 0.51 | 324,471 | 34.2 |
| Bankers Petroleum Ltd | TSX | BNK | 2.59 | 3.60 | 7.45 | 2.32 | 2,193,580 | 676.1 |
| Legacy Oil + Gas Inc | TSX | LEG | 1.83 | 3.39 | 10.03 | 1.69 | 2,556,759 | 365.5 |
| Contact Exploration Inc | TSXV | CEX | 0.19 | 2.78 | 0.56 | 0.15 | 447,979 | 54.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| ViXS Systems Inc | TSX | VXS | 1.49 | 17.32 | 3.75 | 0.93 | 987,711 | 75.1 |
| Mood Media Corp | TSX | MM | 0.57 | 7.55 | 1.12 | 0.37 | 760,281 | 102.5 |
| BSM Technologies Inc | TSXV | GPS | 1.34 | 4.69 | 3.45 | 1.15 | 284,892 | 63.9 |
| Sprylogics International Corp | TSXV | SPY | 0.48 | 1.06 | 0.71 | 0.16 | 431,150 | 13.6 |
| POET Technologies Inc | TSXV | PTK | 1.30 | 0.78 | 2.87 | 0.49 | 173,710 | 215.2 |
| Sierra Wireless Inc | TSX | SW | 46.43 | 0.32 | 48.22 | 18.48 | 115,450 | 1,470.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Baylin Technologies Inc | TSX | BYL | 3.00 | 11.11 | 7.79 | 2.10 | 115,290 | 56.3 |
| Badger Daylighting Ltd | TSX | BAD | 26.98 | 0.67 | 43.65 | 23.75 | 223,826 | 999.2 |
| Norbord Inc | TSX | NBD | 24.32 | 0.50 | 34.24 | 20.14 | 204,044 | 1,299.8 |
| Horizon North Logistics Inc | TSX | HNL | 2.05 | 0.49 | 10.05 | 1.96 | 1,287,825 | 226.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Amorfix Life Sciences Ltd | TSX | AMF | 0.21 | 23.53 | 0.45 | 0.11 | 132,500 | 14.5 |
| Theratechnologies Inc | TSX | TH | 0.47 | 14.81 | 0.65 | 0.33 | 123,259 | 28.4 |
| Theralase Technologies Inc | TSXV | TLT | 0.55 | 10.00 | 0.58 | 0.21 | 2,036,419 | 45.8 |
| Centric Health Corp | TSX | CHH | 0.38 | 5.56 | 0.46 | 0.24 | 138,326 | 65.0 |
| Stellar Biotechnologies Inc | TSXV | KLH | 1.31 | 3.15 | 2.55 | 0.65 | 121,358 | 104.0 |
| Patient Home Monitoring Corp | TSXV | PHM | 0.70 | 2.94 | 0.70 | 0.22 | 2,719,013 | 122.3 |
| Merus Labs International Inc | TSX | MSL | 1.46 | 2.82 | 2.68 | 1.08 | 168,237 | 118.6 |
| Extendicare Inc | TSX | EXE | 6.42 | 2.39 | 8.79 | 6.21 | 261,180 | 565.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Pinetree Capital Ltd | TSX | PNP | 0.12 | 15.00 | 0.66 | 0.09 | 1,156,735 | 23.2 |
| Copper Fox Metals Inc | TSXV | CUU | 0.12 | 4.55 | 0.45 | 0.10 | 405,440 | 46.9 |
| InnVest Real Estate Investment Trust | TSX | INN-U | 5.64 | 1.26 | 5.89 | 4.51 | 142,610 | 655.1 |
| Alaris Royalty Corp | TSX | AD | 33.42 | 0.94 | 36.00 | 23.79 | 142,637 | 1,069.3 |
| Sprott Inc | TSX | SII | 2.35 | 0.86 | 3.85 | 2.22 | 670,296 | 583.6 |
| Dream Hard Asset Alternatives Trust | TSX | DRA-U | 6.18 | 0.65 | 8.03 | 6.00 | 150,489 | 455.0 |
| Callidus Capital Corp | TSX | CBL | 17.94 | 0.50 | 24.01 | 15.46 | 125,713 | 873.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| North West Co Inc/The | TSX | NWC | 25.33 | 3.98 | 26.53 | 21.93 | 253,556 | 1,226.8 |
| Dominion Diamond Corp | TSX | DDC | 20.67 | 3.51 | 20.82 | 12.89 | 324,321 | 1,759.7 |
| Great Canadian Gaming Corp | TSX | GC | 20.81 | 1.66 | 22.34 | 13.08 | 320,400 | 1,415.6 |
| Cervus Equipment Corp | TSX | CVL | 19.14 | 0.21 | 24.50 | 17.80 | 116,338 | 293.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Sutor Technology Group Ltd | NASDAQ | SUTR | 0.64 | 15.86 | 2.54 | 0.33 | 112,686 | 26.7 |
| Liquidmetal Technologies Inc | OTC BB | LQMT | 0.14 | 14.17 | 0.41 | 0.10 | 1,768,683 | 63.6 |
| Comstock Mining Inc | NYSE | LODE | 0.92 | 4.55 | 2.08 | 0.82 | 111,033 | 78.7 |
| Uranium Energy Corp | NYSE | UEC | 1.76 | 3.53 | 2.08 | 0.94 | 1,100,651 | 161.5 |
| Uranerz Energy Corp | NYSE | URZ | 1.18 | 1.72 | 1.97 | 0.88 | 148,510 | 113.2 |
| Constellium NV | NYSE | CSTM | 15.76 | 0.77 | 32.61 | 15.25 | 773,752 | 1,655.2 |
| Ring Energy Inc | NYSE | REI | 8.61 | 0.70 | 20.61 | 7.54 | 241,059 | 221.5 |
| Hecla Mining Co | NYSE | HL | 2.56 | 0.39 | 3.76 | 2.00 | 6,249,718 | 940.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Oasis Petroleum Inc | NYSE | OAS | 12.33 | 11.58 | 58.09 | 10.64 | 14,896,024 | 1,249.5 |
| Delek Logistics Partners LP | NYSE | DKL | 35.95 | 7.89 | 45.00 | 30.16 | 155,542 | 869.4 |
| Callon Petroleum Co | NYSE | CPE | 4.54 | 6.32 | 12.09 | 4.09 | 1,863,212 | 250.7 |
| Synergy Resources Corp | NYSE | SYRG | 10.07 | 6.11 | 14.11 | 8.05 | 1,729,697 | 798.5 |
| Panhandle Oil and Gas Inc | NYSE | PHX | 18.60 | 5.32 | 34.44 | 15.68 | 137,109 | 306.7 |
| Abraxas Petroleum Corp | NASDAQ | AXAS | 2.63 | 5.20 | 6.45 | 2.33 | 3,842,594 | 277.1 |
| US Energy Corp Wyoming | NASDAQ | USEG | 1.24 | 4.95 | 5.08 | 1.15 | 158,887 | 34.6 |
| GreenHunter Resources Inc | NYSE | GRH | 0.55 | 3.77 | 3.62 | 0.50 | 316,536 | 19.5 |
| Paragon Offshore PLC | NYSE | PGN | 3.19 | 3.57 | 17.50 | 2.64 | 2,089,407 | 270.4 |
| Gevo Inc | NASDAQ | GEVO | 0.31 | 3.37 | 1.55 | 0.25 | 577,796 | 30.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Zhaopin Ltd | NYSE | ZPIN | 18.51 | 9.33 | 18.65 | 11.45 | 176,922 | 940.0 |
| Seachange International Inc | NASDAQ | SEAC | 6.01 | 9.27 | 12.88 | 5.30 | 722,765 | 195.9 |
| iDreamsky Technology Ltd | NASDAQ | DSKY | 17.51 | 9.23 | 25.95 | 14.87 | 596,674 | 741.1 |
| Mandalay Digital Group Inc | NASDAQ | MNDL | 3.51 | 8.33 | 6.47 | 2.31 | 218,634 | 132.7 |
| Rocket Fuel Inc | NASDAQ | FUEL | 14.85 | 6.38 | 71.89 | 13.75 | 662,743 | 613.2 |
| Varonis Systems Inc | NASDAQ | VRNS | 25.05 | 6.32 | 56.80 | 17.50 | 314,734 | 615.4 |
| Ubiquity Inc | OTC BB | UBIQ | 1.20 | 6.19 | 10.00 | 0.70 | 139,672 | 123.7 |
| RADCOM Ltd | NASDAQ | RDCM | 10.92 | 5.92 | 11.65 | 4.61 | 183,320 | 70.1 |
| Mattson Technology Inc | NASDAQ | MTSN | 3.19 | 5.63 | 3.23 | 1.81 | 834,889 | 235.4 |
| Acorn Energy Inc | NASDAQ | ACFN | 0.89 | 4.71 | 4.60 | 0.65 | 176,498 | 23.6 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Frontline Ltd/Bermuda | NYSE | FRO | 2.25 | 38.04 | 5.18 | 1.18 | 7,106,524 | 240.3 |
| Dakota Plains Holdings Inc | NYSE | DAKP | 1.19 | 25.26 | 2.86 | 0.95 | 669,592 | 65.3 |
| Metabolix Inc | NASDAQ | MBLX | 0.37 | 23.33 | 1.67 | 0.25 | 136,499 | 50.0 |
| Insignia Systems Inc | NASDAQ | ISIG | 3.60 | 18.03 | 3.79 | 2.65 | 612,024 | 44.3 |
| Teekay Tankers Ltd | NYSE | TNK | 5.35 | 14.56 | 5.39 | 3.18 | 1,723,425 | 447.7 |
| Axion International Holdings Inc | OTC BB | AXIH | 0.43 | 13.16 | 1.43 | 0.28 | 105,387 | 30.3 |
| Navios Maritime Acquisition Corp | NYSE | NNA | 3.11 | 9.51 | 4.95 | 2.36 | 655,056 | 471.7 |
| Digital Ally Inc | NASDAQ | DGLY | 15.55 | 9.43 | 33.59 | 3.03 | 2,865,637 | 46.8 |
| Document Security Systems Inc | NYSE | DSS | 0.56 | 7.31 | 2.46 | 0.40 | 258,155 | 23.6 |
| DHT Holdings Inc | NYSE | DHT | 6.64 | 6.75 | 8.57 | 5.20 | 4,920,761 | 614.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Omni Bio Pharmaceutical Inc | OTC BB | OMBP | 0.29 | 25.22 | 0.50 | 0.15 | 132,748 | 11.3 |
| ChemoCentryx Inc | NASDAQ | CCXI | 5.60 | 24.72 | 8.50 | 4.06 | 9,271,947 | 242.7 |
| Oncothyreon Inc | NASDAQ | ONTY | 2.02 | 18.13 | 4.08 | 1.52 | 7,784,089 | 184.9 |
| China Pharma Holdings Inc | NYSE | CPHI | 0.33 | 17.86 | 0.84 | 0.21 | 451,103 | 14.4 |
| Sangamo BioSciences Inc | NASDAQ | SGMO | 16.53 | 17.48 | 24.69 | 9.39 | 2,569,811 | 1,130.7 |
| Organovo Holdings Inc | NYSE | ONVO | 6.35 | 15.45 | 12.38 | 5.12 | 4,060,200 | 511.2 |
| Novabay Pharmaceuticals Inc | NYSE | NBY | 0.69 | 14.90 | 1.47 | 0.53 | 322,076 | 35.6 |
| Navidea Biopharmaceuticals Inc | NYSE | NAVB | 1.49 | 14.62 | 2.25 | 0.97 | 3,447,602 | 224.6 |
| Cytori Therapeutics Inc | NASDAQ | CYTX | 0.53 | 11.48 | 3.47 | 0.36 | 3,428,089 | 49.0 |
| Oculus Innovative Sciences Inc | NASDAQ | OCLS | 1.64 | 10.66 | 5.99 | 1.33 | 161,962 | 14.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price |
1-Day % Change |
52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| China HGS Real Estate Inc | NASDAQ | HGSH | 4.48 | 46.41 | 10.50 | 2.10 | 1,435,869 | 201.8 |
| CNinsure Inc | NASDAQ | CISG | 7.11 | 13.58 | 9.44 | 4.90 | 1,115,454 | 355.1 |
| Doral Financial Corp | NYSE | DRL | 3.75 | 5.63 | 17.13 | 1.87 | 308,099 | 24.9 |
| Higher One Holdings Inc | NYSE | ONE | 3.84 | 4.92 | 10.17 | 2.15 | 573,341 | 182.9 |
| PRGX Global Inc | NASDAQ | PRGX | 5.28 | 3.53 | 7.42 | 3.97 | 379,122 | 143.9 |
| MCG Capital Corp | NASDAQ | MCGC | 3.66 | 2.23 | 4.79 | 3.00 | 569,030 | 159.2 |
| Noah Holdings Ltd | NYSE | NOAH | 19.67 | 2.02 | 25.60 | 12.35 | 695,197 | 1,087.7 |
| Chesapeake Granite Wash Trust | NYSE | CHKR | 5.75 | 1.95 | 12.58 | 5.38 | 175,021 | 268.8 |
| IFM Investments Ltd | NYSE | CTC | 0.77 | 1.32 | 2.30 | 0.71 | 110,450 | 11.5 |
| Fidus Investment Corp | NASDAQ | FDUS | 14.29 | 1.20 | 22.24 | 13.85 | 120,188 | 229.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Quiksilver Inc | NYSE | ZQK | 1.91 | 29.05 | 9.00 | 1.40 | 7,827,472 | 326.9 |
| Kingold Jewelry Inc | NASDAQ | KGJI | 0.92 | 9.11 | 1.86 | 0.71 | 338,873 | 60.4 |
| Zumiez Inc | NASDAQ | ZUMZ | 36.71 | 6.22 | 37.51 | 20.68 | 696,390 | 1,072.8 |
| Fred’s Inc | NASDAQ | FRED | 15.82 | 5.82 | 21.05 | 13.07 | 262,224 | 584.0 |
| hhgregg Inc | NYSE | HGG | 7.39 | 5.27 | 15.10 | 4.57 | 258,886 | 209.8 |
| JC Penney Co Inc | NYSE | JCP | 6.38 | 4.76 | 11.30 | 4.90 | 19,980,510 | 1,945.0 |
| Zoe’s Kitchen Inc | NYSE | ZOES | 30.31 | 4.48 | 38.42 | 15.00 | 939,199 | 584.1 |
| Bon-Ton Stores Inc/The | NASDAQ | BONT | 7.23 | 4.33 | 18.62 | 6.59 | 177,609 | 147.7 |
| Aeropostale Inc | NYSE | ARO | 2.31 | 4.05 | 9.95 | 2.13 | 2,438,882 | 182.8 |
| Tuesday Morning Corp | NASDAQ | TUES | 21.10 | 3.99 | 22.82 | 11.82 | 643,386 | 922.9 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
