Ubika Research Criteria for Box Score
Exchanges: Canada – TSX, TSXV, CNSX; US – NYSE, AMEX, NASDAQ, OTC BB (no Pink Sheets)
Min closing price – $0.10
Min volume (Daily): 100,000
Market Cap – $10 Million to $2 Billion
Sectors: Diversified mining, Precious metals, Energy, Technology, Industrials, Healthcare and Financials
In tracking the small cap stock universe of Canadian and US stocks for Wednesday, April 02, 2014, Ubika Research found the top small cap stock gainers from each of the listed sectors:
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Canada Fluorspar Inc | TSXV | CFI | 0.34 | 61.90 | 0.35 | 0.15 | 1,119,859 | 37.7 |
| San Gold Corp | TSX | SGR | 0.18 | 20.69 | 0.29 | 0.09 | 2,542,531 | 65.3 |
| Cornerstone Capital Resources Inc | TSXV | CGP | 0.15 | 20.00 | 0.24 | 0.02 | 142,500 | 23.9 |
| Goldgroup Mining Inc | TSX | GGA | 0.28 | 19.15 | 0.32 | 0.04 | 201,618 | 38.2 |
| Xtierra Inc | TSXV | XAG | 0.13 | 18.18 | 0.28 | 0.05 | 102,500 | 13.4 |
| Falco Pacific Resource Group I | TSXV | FPC | 0.55 | 14.58 | 0.87 | 0.17 | 1,180,484 | 38.5 |
| Xinergy Ltd | TSX | XRG | 0.58 | 13.73 | 0.85 | 0.13 | 140,695 | 27.4 |
| EPM Mining Ventures Inc | TSXV | EPK | 0.28 | 12.24 | 0.40 | 0.10 | 184,572 | 26.6 |
| Verde Potash PLC | TSX | NPK | 1.63 | 11.64 | 2.90 | 0.19 | 116,285 | 61.2 |
| Balmoral Resources Ltd | TSX | BAR | 0.70 | 11.11 | 0.78 | 0.30 | 299,628 | 68.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap (C$MM) |
|---|---|---|---|---|---|---|---|---|
| Hyperion Exploration Corp | TSXV | HYX | 0.25 | 38.89 | 0.55 | 0.12 | 1,546,050 | 13.5 |
| Petrofrontier Corp | TSXV | PFC | 0.32 | 18.52 | 0.35 | 0.14 | 217,442 | 25.5 |
| Artisan Energy Corp | TSXV | AEC | 0.30 | 15.38 | 0.56 | 0.24 | 155,767 | 19.3 |
| Bengal Energy Ltd | TSX | BNG | 0.56 | 14.29 | 0.79 | 0.40 | 197,700 | 36.1 |
| Enterprise Group Inc | TSX | E | 1.05 | 14.13 | 1.19 | 0.41 | 3,841,539 | 116.4 |
| East West Petroleum Corp | TSXV | EW | 0.37 | 12.31 | 0.71 | 0.20 | 156,620 | 34.0 |
| Forent Energy Ltd | TSXV | FEN | 0.11 | 10.00 | 0.13 | 0.06 | 265,400 | 20.8 |
| Sterling Resources Ltd | TSXV | SLG | 0.67 | 8.06 | 0.81 | 0.54 | 133,960 | 207.4 |
| Ballard Power Systems Inc | TSX | BLD | 5.36 | 7.85 | 9.32 | 0.79 | 3,005,500 | 586.1 |
| Synodon Inc | TSXV | SYD | 0.37 | 5.71 | 0.48 | 0.13 | 423,250 | 30.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| LeoNovus Inc | TSXV | LTV | 0.42 | 3.75 | 0.55 | 0.10 | 123,500 | 49.1 |
| POET Technologies Inc | TSXV | PTK | 1.44 | 3.60 | 1.49 | 0.32 | 609,420 | 209.6 |
| Intrinsyc Software International Inc | TSX | ICS | 0.15 | 3.45 | 0.18 | 0.05 | 193,600 | 24.6 |
| Pivot Technology Solutions Inc | TSXV | PTG | 0.17 | 3.13 | 0.73 | 0.11 | 112,800 | 16.9 |
| Redknee Solutions Inc | TSX | RKN | 5.69 | 2.89 | 7.82 | 2.50 | 107,744 | 617.3 |
| Sandvine Corp | TSX | SVC | 3.16 | 2.27 | 3.50 | 1.60 | 319,109 | 477.7 |
| AgJunction Inc | TSX | AJX | 0.98 | 2.08 | 1.20 | 0.71 | 208,510 | 70.8 |
| Wanted Technologies Corp | TSXV | WAN | 1.16 | 1.75 | 1.55 | 0.43 | 185,000 | 28.0 |
| Symbility Solutions Inc | TSXV | SY | 0.39 | 1.32 | 0.51 | 0.26 | 491,519 | 80.5 |
| Wi-Lan Inc | TSX | WIN | 3.33 | 1.22 | 4.98 | 2.96 | 321,115 | 399.3 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Gemini Corp | TSXV | GKX | 1.00 | 6.38 | 1.10 | 0.21 | 129,297 | 55.5 |
| Kelso Technologies Inc | TSXV | KLS | 5.20 | 5.05 | 5.25 | 0.83 | 243,821 | 224.8 |
| Baylin Technologies Inc | TSX | BYL | 3.69 | 4.83 | 8.35 | 3.32 | 117,916 | 69.1 |
| Flyht Aerospace Solutions Ltd | TSXV | FLY | 0.69 | 4.55 | 0.80 | 0.14 | 785,358 | 110.0 |
| Photon Control Inc | TSXV | PHO | 0.33 | 3.13 | 0.35 | 0.09 | 784,200 | 33.6 |
| Avigilon Corp | TSX | AVO | 30.15 | 2.90 | 34.50 | 11.01 | 315,829 | 1,295.1 |
| Norbord Inc | TSX | NBD | 29.98 | 1.46 | 36.95 | 25.10 | 124,839 | 1,601.2 |
| Badger Daylighting Ltd | TSX | BAD | 43.25 | 1.31 | 43.65 | 12.51 | 217,051 | 1,601.7 |
| XPEL Technologies Corp | TSXV | DAP/U | 1.68 | 1.20 | 1.99 | 0.35 | 101,025 | 43.3 |
| Vicwest Inc | TSX | VIC | 9.41 | 1.07 | 13.50 | 9.11 | 167,720 | 165.4 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Sirona Biochem Corp | TSXV | SBM | 0.11 | 10.00 | 0.21 | 0.07 | 208,000 | 12.1 |
| Prometic Life Sciences Inc | TSX | PLI | 1.31 | 6.50 | 1.65 | 0.27 | 1,217,173 | 688.6 |
| Tekmira Pharmaceuticals Corp | TSX | TKM | 25.45 | 2.66 | 34.66 | 4.35 | 107,638 | 558.5 |
| ICO Therapeutics Inc | TSXV | ICO | 0.46 | 2.22 | 0.59 | 0.26 | 133,225 | 36.2 |
| Titan Medical Inc | TSXV | TMD | 2.23 | 1.83 | 2.49 | 0.38 | 230,398 | 182.1 |
| Sernova Corp | TSXV | SVA | 0.28 | 1.82 | 0.32 | 0.09 | 312,300 | 36.3 |
| Theralase Technologies Inc | TSXV | TLT | 0.38 | 1.35 | 0.56 | 0.17 | 282,847 | 24.7 |
| Zecotek Photonics Inc | TSXV | ZMS | 0.82 | 1.23 | 0.97 | 0.22 | 185,362 | 77.9 |
| Concordia Healthcare Corp | TSX | CXR | 16.15 | 0.31 | 17.75 | 6.25 | 106,629 | 384.1 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap(C$MM) |
|---|---|---|---|---|---|---|---|---|
| Excelsior Mining Corp | TSXV | MIN | 0.29 | 11.54 | 0.63 | 0.10 | 144,414 | 17.2 |
| Pinetree Capital Ltd | TSX | PNP | 0.54 | 5.88 | 0.66 | 0.25 | 238,314 | 82.2 |
| Gluskin Sheff + Associates Inc | TSX | GS | 33.65 | 2.44 | 34.05 | 15.29 | 124,625 | 994.4 |
| Canaccord Genuity Group Inc | TSX | CF | 8.34 | 2.33 | 8.45 | 5.05 | 143,001 | 845.0 |
| AGF Management Ltd | TSX | AGF/B | 13.16 | 2.02 | 14.78 | 10.34 | 518,379 | 1,126.2 |
| IOU Financial Inc | CNSX | IOU | 0.70 | 1.45 | 0.73 | 0.55 | 162,846 | 32.5 |
| Chartwell Retirement Residences | TSX | CSH-U | 10.41 | 1.26 | 11.71 | 8.95 | 169,871 | 1,807.4 |
| NorthWest Healthcare Properties Real Estate Investment Trust | TSX | NWH-U | 9.66 | 0.63 | 13.30 | 9.52 | 104,108 | 374.8 |
| Tricon Capital Group Inc | TSX | TCN | 7.99 | 0.38 | 8.54 | 5.65 | 211,483 | 722.2 |
| Crombie Real Estate Investment Trust | TSX | CRR-U | 13.25 | 0.23 | 16.04 | 12.48 | 110,704 | 962.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| James River Coal Co | NASDAQ | JRCC | 0.82 | 20.54 | 3.50 | 0.55 | 904,867 | 29.6 |
| Solitario Exploration & Royalty Corp | NYSE | XPL | 1.51 | 15.27 | 1.67 | 0.76 | 130,317 | 59.2 |
| Mines Management Inc | NYSE | MGN | 1.25 | 14.68 | 1.80 | 0.48 | 298,177 | 36.5 |
| El Capitan Precious Metals Inc | OTC BB | ECPN | 0.22 | 13.16 | 0.41 | 0.06 | 632,489 | 57.3 |
| Golden Minerals Co | NYSE | AUMN | 0.91 | 4.97 | 2.35 | 0.42 | 153,479 | 39.5 |
| Gold Resource Corp | NYSE | GORO | 5.00 | 4.82 | 12.76 | 4.45 | 525,300 | 270.9 |
| Rentech Inc | NASDAQ | RTK | 1.97 | 4.23 | 2.49 | 1.55 | 1,462,779 | 448.2 |
| Rentech Nitrogen Partners LP | NYSE | RNF | 19.07 | 3.53 | 37.46 | 16.90 | 184,257 | 741.6 |
| Allied Nevada Gold Corp | NYSE | ANV | 4.40 | 3.29 | 15.74 | 3.01 | 3,093,351 | 457.8 |
| Hecla Mining Co | NYSE | HL | 3.20 | 3.23 | 4.10 | 2.63 | 4,984,711 | 1,096.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Propell Technologies Group Inc | OTC BB | PROP | 0.30 | 18.54 | 1.12 | 0.14 | 306,826 | 42.1 |
| Quicksilver Resources Inc | NYSE | KWK | 2.83 | 10.55 | 3.67 | 1.44 | 4,652,232 | 501.5 |
| BioFuel Energy Corp | NASDAQ | BIOF | 6.31 | 7.31 | 7.80 | 1.13 | 1,658,869 | 40.2 |
| Goodrich Petroleum Corp | NYSE | GDP | 17.00 | 7.19 | 28.55 | 11.16 | 2,753,531 | 752.6 |
| China Sunergy Co Ltd | NASDAQ | CSUN | 5.19 | 7.01 | 10.19 | 1.28 | 411,290 | 77.1 |
| Enphase Energy Inc | NASDAQ | ENPH | 8.40 | 6.33 | 10.00 | 4.54 | 448,983 | 354.9 |
| Vertex Energy Inc | NASDAQ | VTNR | 7.18 | 6.21 | 7.34 | 2.35 | 388,184 | 152.5 |
| EXCO Resources Inc | NYSE | XCO | 5.84 | 4.85 | 8.89 | 4.60 | 4,102,680 | 1,593.0 |
| Approach Resources Inc | NASDAQ | AREX | 21.80 | 4.51 | 31.67 | 18.25 | 1,448,119 | 858.9 |
| Swift Energy Co | NYSE | SFY | 10.95 | 4.19 | 15.75 | 8.80 | 932,072 | 479.7 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Alliance Fiber Optic Products Inc | NASDAQ | AFOP | 16.68 | 12.55 | 23.94 | 6.71 | 1,473,826 | 307.4 |
| 3D Pioneer Systems Inc | OTC BB | DPSM | 0.55 | 12.24 | 0.84 | 0.08 | 1,914,960 | 41.8 |
| Attunity Ltd | NASDAQ | ATTU | 10.78 | 11.02 | 12.00 | 4.42 | 388,254 | 156.6 |
| Violin Memory Inc | NYSE | VMEM | 4.52 | 8.92 | 7.98 | 2.50 | 987,098 | 372.8 |
| Novatel Wireless Inc | NASDAQ | NVTL | 2.05 | 6.22 | 4.43 | 1.66 | 1,036,068 | 70.1 |
| Rally Software Development Corp | NYSE | RALY | 14.43 | 6.10 | 33.06 | 13.31 | 517,489 | 352.3 |
| Silicon Graphics International Corp | NASDAQ | SGI | 13.34 | 5.62 | 20.98 | 11.46 | 615,277 | 455.8 |
| xG Technology Inc | NASDAQ | XGTI | 2.68 | 5.51 | 9.50 | 1.12 | 1,232,317 | 50.4 |
| Tremor Video Inc | NYSE | TRMR | 4.41 | 4.75 | 11.09 | 3.59 | 423,496 | 222.0 |
| NeoPhotonics Corp | NYSE | NPTN | 8.10 | 4.52 | 9.77 | 4.75 | 106,848 | 253.2 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| UQM Technologies Inc | NYSE | UQM | 2.93 | 13.57 | 3.45 | 0.68 | 903,563 | 118.4 |
| China Digital TV Holding Co Ltd | NYSE | STV | 3.48 | 11.18 | 3.70 | 1.35 | 1,923,041 | 205.2 |
| ZBB Energy Corp | NYSE | ZBB | 1.90 | 11.11 | 4.75 | 0.40 | 3,061,697 | 44.1 |
| CUI Global Inc | NASDAQ | CUI | 10.04 | 7.49 | 11.34 | 4.60 | 313,276 | 206.5 |
| SuperCom Ltd | NASDAQ | SPCB | 6.79 | 6.59 | 7.41 | 0.92 | 193,639 | 83.7 |
| Broadwind Energy Inc | NASDAQ | BWEN | 13.46 | 6.24 | 14.00 | 3.95 | 556,393 | 197.8 |
| Capstone Turbine Corp | NASDAQ | CPST | 2.27 | 5.58 | 2.60 | 0.82 | 7,895,335 | 704.0 |
| Adept Technology Inc | NASDAQ | ADEP | 20.74 | 5.23 | 21.90 | 2.65 | 400,647 | 230.3 |
| NN Inc | NASDAQ | NNBR | 21.69 | 5.14 | 21.72 | 8.32 | 158,844 | 382.8 |
| Perma-Fix Environmental Services | NASDAQ | PESI | 5.00 | 4.60 | 5.23 | 1.80 | 202,102 | 57.0 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| IsoRay Inc | NYSE | ISR | 3.12 | 18.63 | 3.77 | 0.44 | 25,908,943 | 147.2 |
| Acceleron Pharma Inc | NASDAQ | XLRN | 38.33 | 13.17 | 57.89 | 15.00 | 974,600 | 1,194.4 |
| Rexahn Pharmaceuticals Inc | NYSE | RNN | 1.28 | 12.28 | 1.85 | 0.28 | 9,671,721 | 226.0 |
| RadNet Inc | NASDAQ | RDNT | 3.22 | 11.81 | 3.35 | 1.50 | 1,362,486 | 132.3 |
| Zalicus Inc | NASDAQ | ZLCS | 1.34 | 8.94 | 8.28 | 0.88 | 426,602 | 35.0 |
| Stereotaxis Inc | NASDAQ | STXS | 4.72 | 7.52 | 10.18 | 1.14 | 556,238 | 91.1 |
| OxySure Systems Inc | OTC BB | OXYS | 0.74 | 7.10 | 0.90 | 0.51 | 132,241 | 17.9 |
| NanoString Technologies Inc | NASDAQ | NSTG | 21.62 | 6.82 | 22.44 | 7.01 | 155,609 | 390.3 |
| Medizone International Inc | OTC BB | MZEI | 0.17 | 6.18 | 0.19 | 0.05 | 621,344 | 54.9 |
| Cleveland Biolabs Inc | NASDAQ | CBLI | 0.78 | 6.16 | 2.26 | 0.63 | 1,303,141 | 39.5 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
| Company Name | Exchange | Ticker | Last Price | 1-Day % Change | 52 Week High | 52 Week Low | Last Volume | M.Cap ($MM) |
|---|---|---|---|---|---|---|---|---|
| Sun Bancorp Inc/NJ | NASDAQ | SNBC | 3.88 | 11.17 | 4.00 | 2.90 | 447,467 | 336.6 |
| Harris & Harris Group Inc | NASDAQ | TINY | 3.83 | 7.89 | 3.94 | 2.83 | 365,085 | 119.5 |
| Hercules Technology Growth Capital Inc | NYSE | HTGC | 14.56 | 5.43 | 17.25 | 11.57 | 1,260,838 | 900.2 |
| DFC Global Corp | NASDAQ | DLLR | 9.45 | 5.23 | 16.43 | 6.24 | 27,071,464 | 364.5 |
| United Insurance Holdings Corp | NASDAQ | UIHC | 15.40 | 4.41 | 16.25 | 5.60 | 296,847 | 320.5 |
| Interactive Brokers Group Inc | NASDAQ | IBKR | 22.78 | 3.08 | 25.03 | 13.72 | 603,422 | 1,245.0 |
| Washington Real Estate Investment Trust | NYSE | WRE | 24.70 | 3.00 | 30.58 | 22.30 | 487,968 | 1,645.6 |
| LTC Properties Inc | NYSE | LTC | 37.72 | 2.81 | 48.69 | 34.30 | 369,849 | 1,312.8 |
| Ashford Hospitality Prime Inc | NYSE | AHP | 15.70 | 2.48 | 23.28 | 14.62 | 100,834 | 397.7 |
| Meadowbrook Insurance Group Inc | NYSE | MIG | 5.95 | 2.41 | 8.90 | 5.24 | 161,574 | 296.8 |
Note: Closing Price, 52Week High, 52Week Low and Market Cap are in their respective currencies
Source: Bloomberg
